RIA Intelligence

CONVERGENT FINANCIAL STRATEGIES LLC

CRD #158192 SEC #801-120676 PLYMOUTH MEETING, PA 484-477-4100
SEC Registered
Total AUM
$178.5M
Discretionary
$0
Employees
3
Clients
51
Accounts
385

Firm Details

Organization Type
Limited Liability Company
State of Formation
Pennsylvania
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jan 19, 2023
Branch Offices
2

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
NADWODNY, CARL, STEPHENIMEMBERD Control
NADWODNY, CARL, STEPHENIMEMBERD Control
NADWODNY, CARL, STEPHENIMEMBERD Control
NADWODNY, CARL, STEPHENIMEMBERD Control
NADWODNY, CARL, STEPHENIMEMBERD Control
NADWODNY, CARL, STEPHENIMEMBERD Control
NADWODNY, CARL, STEPHENIMEMBERD Control
NADWODNY, CARL, STEPHENIMEMBER, CHIEF INVESTMENT OFFICERD Control
NADWODNY, CARL, STEPHENIMEMBER, CHIEF INVESTMENT OFFICERD Control
NADWODNY, CARL, STEPHENIMEMBER, CHIEF INVESTMENT OFFICERD Control
NADWODNY, CARL, STEPHENIMEMBER, CHIEF INVESTMENT OFFICERD Control
SCHAPIRE, ALAN, MARKICHIEF COMPLIANCE OFFICERD Control
SCHAPIRE, ALAN, MARKICHIEF COMPLIANCE OFFICERD Control
SCHAPIRE, ALAN, MARKICHIEF COMPLIANCE OFFICERD Control
SCHAPIRE, ALAN, MARKICHIEF COMPLIANCE OFFICERD Control
SCHAPIRE, ALAN, MARKICHIEF COMPLIANCE OFFICERD Control
SCHAPIRE, ALAN, MARKICHIEF COMPLIANCE OFFICERD Control
SCHAPIRE, ALAN, MARKICHIEF COMPLIANCE OFFICERD Control
SCHAPIRE, ALAN, MARKIMEMBER, CHIEF COMPLIANCE OFFICERD Control
SCHAPIRE, ALAN, MARKIMEMBER, CHIEF COMPLIANCE OFFICERD Control
SCHAPIRE, ALAN, MARKIMEMBER, CHIEF COMPLIANCE OFFICERD Control
SCHAPIRE, ALAN, MARKIMEMBER, CHIEF COMPLIANCE OFFICERD Control

Registrations

Federal

IA
Jan 19, 2023 REGISTERED

Notice Filings (1)

PA

Address

600 W GERMANTOWN PIKE
STE 400
PLYMOUTH MEETING, PA 19462
United States
Phone: 484-477-4100