HAROLD W. DANCE INC.
Legal name: HAROLD DANCE INVESTMENTS
CRD #1582 SEC #801-129647 LOGAN, UT 435-752-8484
SEC Registered Broker-Dealer
Total AUM
$132M
Discretionary
$132M
Employees
7
Clients
251
Accounts
298
Firm Details
- Organization Type
- Corporation
- State of Formation
- Utah
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 1, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| NEELEY, STEPHEN F | I | PRESIDENT; CCO; S-CORP SHAREHOLDER | NA | Control |
| NEELEY, STEPHEN F | I | PRESIDENT; CCO; S-CORP SHAREHOLDER | NA | Control |
| NEELEY, STEPHEN F | I | PRESIDENT; CCO; S-CORP SHAREHOLDER | NA | Control |
| NEELEY, STEPHEN F | I | PRESIDENT; CCO; S-CORP SHAREHOLDER | NA | Control |
| NEELEY, STEPHEN F | I | PRESIDENT; CCO; S-CORP SHAREHOLDER | NA | Control |
| NEELEY, STEPHEN F | I | PRESIDENT; CCO; S-CORP SHAREHOLDER | NA | Control |
| NEELEY, STEPHEN F | I | PRESIDENT; CCO; S-CORP SHAREHOLDER | NA | Control |
| NEELEY, AARON JAMES | I | VICE PRESIDENT, S-CORP SHAREHOLDER | C | Control |
| NEELEY, AARON JAMES | I | VICE PRESIDENT, S-CORP SHAREHOLDER | C | Control |
| NEELEY, AARON JAMES | I | VICE PRESIDENT, S-CORP SHAREHOLDER | C | Control |
| NEELEY, AARON JAMES | I | VICE PRESIDENT, S-CORP SHAREHOLDER | C | Control |
| NEELEY, AARON JAMES | I | VICE PRESIDENT, S-CORP SHAREHOLDER | C | Control |
| NEELEY, AARON JAMES | I | VICE PRESIDENT, S-CORP SHAREHOLDER | C | Control |
| NEELEY, AARON JAMES | I | VICE PRESIDENT, S-CORP SHAREHOLDER | C | Control |
| NEELEY, DANIEL JOSEPH | I | VICE PRESIDENT, S-CORP SHAREHOLDER | C | Control |
| NEELEY, DANIEL JOSEPH | I | VICE PRESIDENT, S-CORP SHAREHOLDER | C | Control |
| NEELEY, DANIEL JOSEPH | I | VICE PRESIDENT, S-CORP SHAREHOLDER | C | Control |
| NEELEY, DANIEL JOSEPH | I | VICE PRESIDENT, S-CORP SHAREHOLDER | C | Control |
| NEELEY, DANIEL JOSEPH | I | VICE PRESIDENT, S-CORP SHAREHOLDER | C | Control |
| NEELEY, DANIEL JOSEPH | I | VICE PRESIDENT, S-CORP SHAREHOLDER | C | Control |
| NEELEY, DANIEL JOSEPH | I | VICE PRESIDENT, S-CORP SHAREHOLDER | C | Control |
Registrations
Federal
IA
Apr 1, 2025 REGISTERED
Notice Filings (5)
CA ID NV TX UT
Address
72 E CENTER STREETLOGAN, UT 84321
United States
Phone: 435-752-8484