CARSWELL INVESTMENTS, LLC
CRD #158205 SEC #801-72455 EAST SYRACUSE, NY (800) 510-6693
SEC Registered
Total AUM
$284.6M
Discretionary
$284.6M
Employees
2
Clients
26
Accounts
549
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PICKARD, STEVEN, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PICKARD, STEVEN, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PICKARD, STEVEN, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PICKARD, STEVEN, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PICKARD, STEVEN, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PICKARD, STEVEN, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PICKARD, STEVEN, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PICKARD, STEVEN, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PICKARD, STEVEN, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PICKARD, STEVEN, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PICKARD, STEVEN, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PICKARD, STEVEN, ROGER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| PICKARD, STEVEN, ROGER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| PICKARD, STEVEN, ROGER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| PICKARD, STEVEN, ROGER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| PICKARD, STEVEN, ROGER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| CARSWELL FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| CARSWELL FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| CARSWELL FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| CARSWELL FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| CARSWELL FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| CARSWELL FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| CARSWELL FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| CARSWELL FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| CARSWELL FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| CARSWELL FINANCIAL, LLC | DE | OWNER | E | Control |
| CARSWELL FINANCIAL, LLC | DE | OWNER | E | Control |
| CARSWELL FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| CARSWELL FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| CARSWELL FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| CARSWELL FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| CARSWELL FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| PICKARD, STEVEN, ROGER | I | MANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PICKARD, STEVEN, ROGER | I | MANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PICKARD, STEVEN, ROGER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PICKARD, STEVEN, ROGER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PICKARD, STEVEN, ROGER | I | MANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PICKARD, STEVEN, ROGER | I | MANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PICKARD, STEVEN, ROGER | I | MANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PICKARD, STEVEN, ROGER | I | MANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PICKARD, STEVEN, ROGER | I | MANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PICKARD, STEVEN, ROGER | I | MANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PICKARD, STEVEN, ROGER | I | MANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PICKARD, STEVEN, ROGER | I | MANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PICKARD, STEVEN, ROGER | I | MANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PICKARD, STEVEN, ROGER | I | MANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PICKARD, STEVEN, ROGER | I | MANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PICKARD, STEVEN, ROGER | I | MANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PICKARD, STEVEN, ROGER | I | MANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PICKARD, STEVEN, ROGER | I | MANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PICKARD, STEVEN, ROGER | I | MANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PICKARD, STEVEN, ROGER | I | MANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PICKARD, STEVEN, ROGER | I | MANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PICKARD, STEVEN, ROGER | I | MANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PICKARD, STEVEN, ROGER | I | MANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PICKARD, STEVEN, ROGER | I | MANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PICKARD, STEVEN, ROGER | I | MANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| PICKARD, STEVEN, ROGER | I | MANAGING MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PICKARD, STEVEN, ROGER | I | CARSWELL FINANCIAL, LLC | F | |
| PICKARD, STEVEN, ROGER | I | CARSWELL FINANCIAL, LLC | F | |
| PICKARD, STEVEN, ROGER | I | CARSWELL FINANCIAL, LLC | F | Control |
| PICKARD, STEVEN, ROGER | I | CARSWELL FINANCIAL, LLC | F | Control |
| PICKARD, STEVEN, ROGER | I | CARSWELL FINANCIAL, LLC | F | Control |
| PICKARD, STEVEN, ROGER | I | CARSWELL FINANCIAL, LLC | F | Control |
| PICKARD, STEVEN, ROGER | I | CARSWELL FINANCIAL, LLC | F | Control |
| PICKARD, STEVEN, ROGER | I | CARSWELL FINANCIAL, LLC | F | Control |
| PICKARD, STEVEN, ROGER | I | CARSWELL FINANCIAL, LLC | F | Control |
| PICKARD, STEVEN, ROGER | I | CARSWELL FINANCIAL, LLC | F | |
| PICKARD, STEVEN, ROGER | I | CARSWELL FINANCIAL, LLC | F | |
| PICKARD, STEVEN, ROGER | I | CARSWELL FINANCIAL, LLC | F | Control |
| PICKARD, STEVEN, ROGER | I | CARSWELL FINANCIAL, LLC | F | Control |
| PICKARD, STEVEN, ROGER | I | CARSWELL FINANCIAL, LLC | F | Control |
| DRESCHER MANAGEMENT GROUP, INC. | DE | CARSWELL FINANCIAL, LLC | E | Control |
| DRESCHER MANAGEMENT GROUP, INC. | DE | CARSWELL FINANCIAL, LLC | E | Control |
| DRESCHER MANAGEMENT GROUP, INC. | DE | CARSWELL FINANCIAL, LLC | E | Control |
| DRESCHER MANAGEMENT GROUP, INC. | DE | CARSWELL FINANCIAL, LLC | E | Control |
| DRESCHER MANAGEMENT GROUP, INC. | DE | CARSWELL FINANCIAL, LLC | E | Control |
| DRESCHER MANAGEMENT GROUP, INC. | DE | CARSWELL FINANCIAL, LLC | E | Control |
| DRESCHER MANAGEMENT GROUP, INC. | DE | CARSWELL FINANCIAL, LLC | E | Control |
| DRESCHER MANAGEMENT GROUP, INC. | DE | CARSWELL FINANCIAL, LLC | E | Control |
| DRESCHER MANAGEMENT GROUP, INC. | DE | CARSWELL FINANCIAL, LLC | E | Control |
| DRESCHER MANAGEMENT GROUP, INC. | DE | CARSWELL FINANCIAL, LLC | E | Control |
| DRESCHER MANAGEMENT GROUP, INC. | DE | CARSWELL FINANCIAL, LLC | E | Control |
| DRESCHER MANAGEMENT GROUP, INC. | DE | CARSWELL FINANCIAL, LLC | E | Control |
| DRESCHER MANAGEMENT GROUP, INC. | DE | CARSWELL FINANCIAL, LLC | E | Control |
| DRESCHER MANAGEMENT GROUP, INC. | DE | CARSWELL FINANCIAL, LLC | E | Control |
| PICKARD, STEVEN, ROGER | I | CARSWELL FINANCIAL, LLC | E | Control |
| PICKARD, STEVEN, ROGER | I | CARSWELL FINANCIAL, LLC | E | Control |
| DRESCHER, JOHN, M. (MI ONLY) | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, JOHN, M. (MI ONLY) | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, JOHN, M. (MI ONLY) | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, JOHN, MICHAEL | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, JOHN, MICHAEL | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, JOHN, MICHAEL | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, JOHN, MICHAEL | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, JOHN, MICHAEL | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, JOHN, MICHAEL | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, JOHN, MICHAEL | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, JOHN, MICHAEL | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, JOHN, MICHAEL | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, JOHN, MICHAEL | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, JOHN, MICHAEL | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, PAUL, A. (MI ONLY) | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, PAUL, A. (MI ONLY) | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, PAUL, A. (MI ONLY) | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, PAUL, ANTHONY | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, PAUL, ANTHONY | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, PAUL, ANTHONY | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, PAUL, ANTHONY | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, PAUL, ANTHONY | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, PAUL, ANTHONY | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, PAUL, ANTHONY | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, PAUL, ANTHONY | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, PAUL, ANTHONY | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, PAUL, ANTHONY | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, PAUL, ANTHONY | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, PETER, H. (MI ONLY) | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, PETER, H. (MI ONLY) | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, PETER, H. (MI ONLY) | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, PETER, HOWARD | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, PETER, HOWARD | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, PETER, HOWARD | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, PETER, HOWARD | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, PETER, HOWARD | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, PETER, HOWARD | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, PETER, HOWARD | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, PETER, HOWARD | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, PETER, HOWARD | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, PETER, HOWARD | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, WILLIAM, J. (MI ONLY) | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, WILLIAM, J. (MI ONLY) | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, WILLIAM, J. (MI ONLY) | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, WILLIAM, JOSEPH | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, WILLIAM, JOSEPH | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, WILLIAM, JOSEPH | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, WILLIAM, JOSEPH | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, WILLIAM, JOSEPH | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, WILLIAM, JOSEPH | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, WILLIAM, JOSEPH | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, WILLIAM, JOSEPH | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, WILLIAM, JOSEPH | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, WILLIAM, JOSEPH | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
| DRESCHER, WILLIAM, JOSEPH | I | DRESCHER MANAGEMENT GROUP, INC. | C | Control |
Registrations
Federal
IA
Mar 27, 2025 REGISTERED
Notice Filings (7)
FL GA LA NC NY SC TX
Address
6320 FLY ROAD, SUITE 205EAST SYRACUSE, NY 13057
United States
Phone: (800) 510-6693