NOGALES INVESTORS MANAGEMENT, LLC
CRD #158236 SEC #801-74225 LOS ANGELES, CA 310-276-7439
SEC Registered Private Funds
Total AUM
$256.2M
Discretionary
$256.2M
Employees
5
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHOI, JOSEPH, KYONG | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF FINANCE | NA | |
| CHOI, JOSEPH, KYONG | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF FINANCE | NA | |
| CHOI, JOSEPH, KYONG | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF FINANCE | NA | |
| CHOI, JOSEPH, KYONG | I | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF FINANCE | NA | |
| NORRIS, JOHN, KELLER | I | PRINCIPAL | NA | |
| NORRIS, JOHN, KELLER | I | PRINCIPAL | NA | |
| NORRIS, JOHN, KELLER | I | PRINCIPAL | NA | |
| NORRIS, JOHN, KELLER | I | PRINCIPAL | NA | |
| NOGALES, LUIS, GUERRERO | I | MANAGING PARTNER | E | Control |
| NOGALES, LUIS, GUERRERO | I | MANAGING PARTNER | E | Control |
| NOGALES, LUIS, GUERRERO | I | MANAGING PARTNER | E | Control |
| NOGALES, LUIS, GUERRERO | I | MANAGING PARTNER | E | Control |
Registrations
Federal
IA
Mar 31, 2014 REGISTERED
Notice Filings (1)
CA
Address
9229 W. SUNSET BLVDSUITE 900
LOS ANGELES, CA 90069
United States
Phone: 310-276-7439