MITLIN FINANCIAL, INC.
CRD #158247 SEC #801-79353 HAUPPAUGE, NY 631-952-4466
SEC Registered
Total AUM
$56.8M
Discretionary
$56M
Employees
2
Clients
26
Accounts
320
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 26, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SPRUNG, LAWRENCE, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SPRUNG, LAWRENCE, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SPRUNG, LAWRENCE, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SPRUNG, LAWRENCE, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SPRUNG, LAWRENCE, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SPRUNG, LAWRENCE, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SPRUNG, LAWRENCE, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SPRUNG, LAWRENCE, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SPRUNG, LAWRENCE, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SPRUNG, LAWRENCE, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SPRUNG, LAWRENCE, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SPRUNG, LAWRENCE, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SPRUNG, LAWRENCE, DAVID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jun 26, 2020 REGISTERED
Notice Filings (2)
NY TX
Address
140 ADAMS AVENUESUITE B-12
HAUPPAUGE, NY 11788
United States
Phone: 631-952-4466