RIA Intelligence

TRIMARAN ADVISORS, LLC

CRD #158256 SEC #801-73637 NEW YORK, NY 212-455-8300
SEC Registered Private Funds
Total AUM
$2.7B
Discretionary
$2.7B
Employees
12
Clients
--
Accounts
7

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 29, 2018
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BLOOM, JAY, ROBERTIVICE PRESIDENTNA Control
BLOOM, JAY, ROBERTIMANAGING DIRECTORNA Control
GILLIGAN, DANIEL, PIVP, DIRECTOR OF PORTFOLIO ADMINISTRATIONNA Control
GILLIGAN, DANIEL, PIVP, DIRECTOR OF PORTFOLIO ADMINISTRATIONNA Control
GILLIGAN, DANIEL, PIVP, DIRECTOR OF PORTFOLIO ADMINISTRATIONNA Control
GILLIGAN, DANIEL, PICHIEF COMPLIANCE OFFICERNA Control
GILLIGAN, DANIEL, PICHIEF COMPLIANCE OFFICERNA Control
GILLIGAN, DANIEL, PIVP, DIRECTOR OF PORTFOLIO ADMINISTRATIONNA Control
GILLIGAN, DANIEL, PICHIEF COMPLIANCE OFFICERNA Control
GILLIGAN, DANIEL, PIVP, DIRECTOR OF PORTFOLIO ADMINISTRATIONNA Control
GILLIGAN, DANIEL, PICCO AND VP, DIRECTOR OF PORTFOLIO ADMINISTRATIONNA Control
GILLIGAN, DANIEL, PICCO AND VP, DIRECTOR OF PORTFOLIO ADMINISTRATIONNA Control
GILLIGAN, DANIEL, PATRICKICCO AND VP, DIRECTOR OF PORTFOLIO ADMINISTRATIONNA Control
GILLIGAN, DANIEL, PATRICKICCO AND VP, DIRECTOR OF PORTFOLIO ADMINISTRATIONNA Control
GILLIGAN, DANIEL, PATRICKICCO AND VP, DIRECTOR OF PORTFOLIO ADMINISTRATIONNA Control
KEHLER, DEAN, CASPERIVICE PRESIDENTNA Control
KEHLER, DEAN, CASPERIMANAGING DIRECTORNA Control
KRATZMAN, EMIL, ARTHURIPRESIDENTNA Control
MAZZITELLI, DOMINICK, JOSEPHIPRESIDENTNA Control
MAZZITELLI, DOMINICK, JOSEPHIPRESIDENTNA Control
MAZZITELLI, DOMINICK, JOSEPHIPRESIDENTNA Control
MAZZITELLI, DOMINICK, JOSEPHIPRESIDENTNA Control
MAZZITELLI, DOMINICK, JOSEPHIVICE PRESIDENT, PORTFOLIO MANAGERNA Control
MAZZITELLI, DOMINICK, JOSEPHIPRESIDENTNA Control
MAZZITELLI, DOMINICK, JOSEPHIPRESIDENTNA Control
MAZZITELLI, DOMINICK, JOSEPHIMANAGING DIRECTORNA Control
MAZZITELLI, DOMINICK, JOSEPHIPRESIDENTNA Control
MAZZITELLI, DOMINICK, JOSEPHIPRESIDENTNA Control
MAZZITELLI, DOMINICK, JOSEPHIPRESIDENTNA Control
MAZZITELLI, DOMINICK, JOSEPHIPRESIDENTNA Control
MAZZITELLI, DOMINICK, JOSEPHIPRESIDENTNA Control
MAZZITELLI, DOMINICK, JOSEPHIPRESIDENTNA Control
O'KEEFE, JAMES, JOSEPHIVP OF TRIMARAN ADVISORS, LLC AND TRIMARAN ADVISORS MANAGEMENT, LLCNA
O'KEEFE, JAMES, JOSEPHIVP OF TRIMARAN ADVISORS, LLC AND TRIMARAN ADVISORS MANAGEMENT, LLCNA
O'KEEFE, JAMES, JOSEPHIVP OF TRIMARAN ADVISORS, LLC AND TRIMARAN ADVISORS MANAGEMENT, LLCNA
O'KEEFE, JAMES, JOSEPHIVP OF TRIMARAN ADVISORS, LLC AND TRIMARAN ADVISORS MANAGEMENT, LLCNA
O'KEEFE, JAMES, JOSEPHIVP OF TRIMARAN ADVISORS, LLC AND TRIMARAN ADVISORS MANAGEMENT, LLCNA
O'KEEFE, JAMES, JOSEPHIVP OF TRIMARAN ADVISORS, LLC AND TRIMARAN ADVISORS MANAGEMENT, LLCNA
ROBAINA, ALBERTO, NMNICHIEF COMPLIANCE OFFICER, GENERAL COUNSELNA Control
SIMEONE, JILLIGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICERNA
SIMEONE, JILLIGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICERNA
SIMEONE, JILLIGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICERNA
SIMEONE, JILLIGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICERNA
SIMEONE, JILLIGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICERNA
WIRTH, MICHAEL, I.ICHIEF FINANCIAL OFFICERNA Control
COMMODORE HOLDINGS, L.L.C.DEDIRECT OWNERE Control
COMMODORE HOLDINGS, L.L.C.DEDIRECT OWNERE Control
COMMODORE HOLDINGS, L.L.C.DEDIRECT OWNERE Control
COMMODORE HOLDINGS, L.L.C.DEDIRECT OWNERE Control
COMMODORE HOLDINGS, L.L.C.DEDIRECT OWNERE Control
COMMODORE HOLDINGS, L.L.C.DEDIRECT OWNERE Control
COMMODORE HOLDINGS, L.L.C.DEDIRECT OWNERE Control
COMMODORE HOLDINGS, L.L.C.DEDIRECT OWNERE Control
COMMODORE HOLDINGS, L.L.C.DEDIRECT OWNERE Control
COMMODORE HOLDINGS, L.L.C.DEDIRECT OWNER AND SOLE MEMBERE Control
COMMODORE HOLDINGS, L.L.C.DEDIRECT OWNERE Control
COMMODORE HOLDINGS, L.L.C.DEDIRECT OWNER AND SOLE MEMBERE Control
COMMODORE HOLDINGS, L.L.C.DEDIRECT OWNER AND SOLE MEMBERE Control
HBK CARAVELLE, LLCDEMANAGING MEMBERE Control
TRIMARAN FUND MANAGEMENT, LLCDEMEMBERB

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
KCAP FINANCIAL, INC.DECOMMODORE HOLDINGS, L.L.C.E Control
KCAP FINANCIAL, INC.DECOMMODORE HOLDINGS, L.L.C.E Control
KCAP FINANCIAL, INC.DECOMMODORE HOLDINGS, L.L.C.E Control
KCAP FINANCIAL, INC.DECOMMODORE HOLDINGS, L.L.C.E Control
KCAP FINANCIAL, INC.DECOMMODORE HOLDINGS, L.L.C.E Control
KCAP FINANCIAL, INC.DECOMMODORE HOLDINGS, L.L.C.E Control
KCAP FINANCIAL, INC.DECOMMODORE HOLDINGS, L.L.C.E Control
KCAP FINANCIAL, INC.DECOMMODORE HOLDINGS, L.L.C.E Control
KCAP FINANCIAL, INC.DECOMMODORE HOLDINGS, L.L.C.E Control
KCAP FINANCIAL, INC.DECOMMODORE HOLDINGS, L.L.C.E Control
KCAP FINANCIAL, INC.DECOMMODORE HOLDINGS, L.L.C.E Control
KCAP FINANCIAL, INC.DECOMMODORE HOLDINGS, L.L.C.E Control
KOHLBERG CAPITAL CORPORATIONDECOMMODORE HOLDINGS, L.L.C.E Control
BLOOM, JAY, ROBERTITRIMARAN FUND MANAGEMENT, LLCD Control
KEHLER, DEAN, CASPERITRIMARAN FUND MANAGEMENT, LLCD Control
BLOOM, JAY, ROBERTIHBK CARAVELLE LLCC Control
KEHLER, DEAN, CASPERIHBK CARAVELLE LLCC Control
TRIMARAN FUND MANAGEMENT, LLCDEHBK CARAVELLE LLCC Control

Registrations

Federal

IA
Mar 29, 2018 REGISTERED

Notice Filings (1)

NY

Address

295 MADISON AVENUE
6TH FLOOR
NEW YORK, NY 10017
United States
Phone: 212-455-8300