COMPREHENSIVE PLANNING ASSOCIATES, LTD.
Legal name: COMPASS
CRD #158280 SEC #801-72511 WESTPORT, CT 203-454-5970
SEC Registered
Total AUM
$31.5M
Discretionary
$31.5M
Employees
1
Clients
1
Accounts
174
Firm Details
- Organization Type
- Corporation
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 15, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRUNNER, GRETCHEN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRUNNER, GRETCHEN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRUNNER, GRETCHEN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRUNNER, GRETCHEN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRUNNER, GRETCHEN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRUNNER, GRETCHEN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRUNNER, GRETCHEN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRUNNER, GRETCHEN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BRUNNER, GRETCHEN, M | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCLATCHIE, CAROL, ANN | I | TRUSTEE | NA | |
| MCCLATCHIE, CAROL, ANN | I | TRUSTEE | NA | |
| MCCLATCHIE, CAROL, ANN | I | TRUSTEE | NA | |
| MCCLATCHIE, CAROL, ANN | I | CFO AND TRUSTEE | NA | Control |
| MCCLATCHIE, CAROL, ANN | I | CFO AND TRUSTEE | NA | Control |
| MCCLATCHIE, CAROL, ANN | I | CFO AND TRUSTEE | NA | Control |
| MCCLATCHIE, CAROL, ANN | I | CFO AND TRUSTEE | NA | Control |
| MCCLATCHIE, CAROL, ANN | I | TRUSTEE | NA | |
| MCCLATCHIE, CAROL, ANN | I | TRUSTEE | NA | |
| MCCLATCHIE, DAVID, JOHN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCLATCHIE, DAVID, JOHN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCLATCHIE, DAVID, JOHN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| MCCLATCHIE, DAVID, JOHN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| THE MCCLATCHIE FAMILY TRUST U/A DTD 5/16/2003 | DE | SHAREHOLDER | E | Control |
| THE MCCLATCHIE FAMILY TRUST U/A DTD 5/16/2003 | DE | SHAREHOLDER | E | Control |
| THE MCCLATCHIE FAMILY TRUST U/A DTD 5/16/2003 | DE | SHAREHOLDER | E | Control |
| THE MCCLATCHIE FAMILY TRUST U/A DTD 5/16/2003 | DE | SHAREHOLDER | E | Control |
| THE MCCLATCHIE FAMILY TRUST U/A DTD 5/16/2003 | DE | SHAREHOLDER | E | Control |
| THE MCCLATCHIE FAMILY TRUST U/A DTD 5/16/2003 | DE | SHAREHOLDER | E | Control |
| THE MCCLATCHIE FAMILY TRUST U/A DTD 5/16/2003 | DE | SHAREHOLDER | E | Control |
| THE MCCLATCHIE FAMILY TRUST U/A DTD 5/16/2003 | DE | SHAREHOLDER | E | Control |
| THE MCCLATCHIE FAMILY TRUST U/A DTD 5/16/2003 | DE | SHAREHOLDER | E | Control |
Registrations
Federal
IA
Mar 15, 2012 REGISTERED
Notice Filings (1)
CT
Address
164 KINGS HIGHWAY NORTHWESTPORT, CT 06880
United States
Phone: 203-454-5970