FIGURE INVESTMENT ADVISORS, LLC
CRD #158307 SEC #801-72508 SAN FRANCISCO, CA 628-236-5851
SEC Registered Private Funds
Total AUM
$135.7M
Discretionary
$135.7M
Employees
7
Clients
--
Accounts
5
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 2, 2025
- Branch Offices
- 0
- LEI
- XMFDDPMTNPQLNHQ9ED34
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ABBATE, MICHAEL, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ALDAG, ALANA, LADAH | I | PRESIDENT | NA | Control |
| ALDAG, ALANA, LADAH | I | ELECTED MANAGER | NA | Control |
| ALDAG, ALANA, LADAH | I | ELECTED MANAGER | NA | Control |
| Baghban, Giti | I | CHIEF COMPLIANCE OFFICER/COUNSEL | NA | |
| Baghban, Giti | I | CHIEF COMPLIANCE OFFICER/COUNSEL | NA | |
| CAGNEY, MICHAEL, SCOTT | I | MANAGING MEMBER | NA | Control |
| CAGNEY, MICHAEL, SCOTT | I | MANAGING MEMBER | NA | Control |
| CAGNEY, MICHAEL, SCOTT | I | MANAGING MEMBER | NA | Control |
| CHAN, KENNETH, (NMN) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAN, KENNETH, (NMN) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAN, KENNETH, (NMN) | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHAN, KENNETH, (NMN) | I | CCO / CFO / SECRETARY AND TREASURER | NA | Control |
| CHAN, KENNETH, (NMN) | I | CCO / CFO / SECRETARY AND TREASURER | NA | Control |
| CHAN, KENNETH, (NMN) | I | CCO, SECRETARY AND TREASURER | NA | Control |
| CHAN, KENNETH, (NMN) | I | CCO / CFO / SECRETARY AND TREASURER | NA | Control |
| CHAN, KENNETH, (NMN) | I | CCO / CFO / SECRETARY AND TREASURER | NA | Control |
| CHAN, KENNETH, (NMN) | I | CCO / CFO / SECRETARY AND TREASURER | NA | Control |
| CHAN, KENNETH, (NMN) | I | CCO / CFO / SECRETARY AND TREASURER | NA | Control |
| CHAN, KENNETH, (NMN) | I | CCO / CFO / SECRETARY AND TREASURER | NA | Control |
| CHAN, KENNETH, (NMN) | I | CCO / CFO / SECRETARY AND TREASURER | NA | Control |
| CHAN, KENNETH, (NMN) | I | CCO / CFO / SECRETARY AND TREASURER | NA | Control |
| Madar, Andrew, Gordon Ross | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIVES, JASON, ASBURY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIVES, JASON, ASBURY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIVES, JASON, ASBURY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIVES, JASON, ASBURY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIVES, JASON, ASBURY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIVES, JASON, ASBURY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEVENS, DAVID, TODD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| STEVENS, DAVID, TODD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| STEVENS, DAVID, TODD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| STEVENS, DAVID, TODD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WHITE, WILLIAM, GREGG | I | CEO AND PRESIDENT | NA | Control |
| WHITE, WILLIAM, GREGG | I | CEO AND PRESIDENT | NA | Control |
| WHITE, WILLIAM, GREGG | I | CEO AND PRESIDENT | NA | Control |
| WHITE, WILLIAM, GREGG | I | CEO AND PRESIDENT | NA | Control |
| WHITE, WILLIAM, GREGG | I | CEO AND PRESIDENT | NA | Control |
| WHITE, WILLIAM, GREGG | I | CEO AND PRESIDENT | NA | Control |
| WHITE, WILLIAM, GREGG | I | CEO AND PRESIDENT | NA | Control |
| WHITE, WILLIAM, GREGG | I | CEO AND PRESIDENT | NA | Control |
| WHITE, WILLIAM, GREGG | I | CEO AND PRESIDENT | NA | Control |
| WHITE, WILLIAM, GREGG | I | CEO AND PRESIDENT | NA | Control |
| WHITE, WILLIAM, GREGG | I | CEO AND PRESIDENT | NA | Control |
| WHITE, WILLIAM, GREGG | I | CEO AND PRESIDENT | NA | Control |
| WHITE, WILLIAM, GREGG | I | CEO AND PRESIDENT | NA | Control |
| WHITE, WILLIAM, GREGG | I | CEO AND PRESIDENT | NA | Control |
| FIGURE ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| FIGURE ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| FIGURE ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| FIGURE ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| FIGURE ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| FIGURE ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| FIGURE ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| FIGURE ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| FIGURE ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| FIGURE ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| FIGURE ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| FIGURE ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| FIGURE ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| FIGURE ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| FIGURE ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| FIGURE ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| FIGURE ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| SOCIAL FINANCE, INC. | DE | OWNER | E | Control |
| SOCIAL FINANCE, INC. | DE | OWNER | E | Control |
| SOCIAL FINANCE, INC. | DE | OWNER | E | Control |
| SUTTON PLACE ASSOCIATES, LLC | DE | MEMBER | E | Control |
| SUTTON PLACE ASSOCIATES, LLC | DE | MEMBER | E | Control |
| CAGNEY, MICHAEL, SCOTT | I | MANAGER | D | Control |
| CAGNEY, MICHAEL, SCOTT | I | MANAGING MEMBER | D | Control |
| CAGNEY, MICHAEL, SCOTT | I | MANAGING MEMBER | D | Control |
| CAGNEY, MICHAEL, SCOTT | I | MANAGING MEMBER | D | Control |
| CAGNEY, MICHAEL, SCOTT | I | MANAGING MEMBER | D | Control |
| CAGNEY, MICHAEL, SCOTT | I | MANAGING MEMBER | D | Control |
| CAGNEY, MICHAEL, SCOTT | I | MANAGING MEMBER | D | Control |
| CAGNEY, MICHAEL, SCOTT | I | MANAGING PARTNER | B | Control |
| CAGNEY, MICHAEL, SCOTT | I | MANAGING PARTNER | B | Control |
| CAGNEY, MICHAEL, SCOTT | I | MANAGING PARTNER | B | Control |
| CAGNEY, MICHAEL, SCOTT | I | MANAGING PARTNER | B | Control |
| ORPHEUS TRUST | DE | MEMBER | B | |
| ORPHEUS TRUST | DE | MEMBER | B | |
| ORPHEUS TRUST | DE | MEMBER | B | |
| ORPHEUS TRUST | DE | MEMBER | B | |
| ORPHEUS TRUST | DE | MEMBER | B | |
| ORPHEUS TRUST | DE | MEMBER | B | |
| CHAN, KENNETH, (NMN) | I | CHIEF COMPLIANCE OFFICER | A | Control |
| CHAN, KENNETH, (NMN) | I | CHIEF COMPLIANCE OFFICER | A | Control |
| CHAN, KENNETH, (NMN) | I | CHIEF COMPLIANCE OFFICER | A | Control |
| CHAN, KENNETH, (NMN) | I | CHIEF COMPLIANCE OFFICER | A | Control |
| CHAN, KENNETH, (NMN) | I | CHIEF COMPLIANCE OFFICER | A | Control |
| CHAN, KENNETH, (NMN) | I | CHIEF COMPLIANCE OFFICER | A | Control |
| CHAN, KENNETH, (NMN) | I | CHIEF COMPLIANCE OFFICER | A | Control |
| PLEIADES TRUST | DE | MEMBER | A | |
| PLEIADES TRUST | DE | MEMBER | A | |
| PLEIADES TRUST | DE | MEMBER | A | |
| PLEIADES TRUST | DE | MEMBER | A | |
| PLEIADES TRUST | DE | MEMBER | A | |
| RONALD FAMILY TRUST A | DE | MEMBER | A | |
| RONALD FAMILY TRUST A | DE | MEMBER | A | |
| RONALD FAMILY TRUST A | DE | MEMBER | A | |
| RONALD FAMILY TRUST A | DE | MEMBER | A | |
| RONALD FAMILY TRUST A | DE | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| A. RORK INVESTMENT, INC. | DE | ORPHEUS TRUST | F | Control |
| A. RORK INVESTMENT, INC. | DE | ORPHEUS TRUST | F | Control |
| A. RORK INVESTMENT, INC. | DE | ORPHEUS TRUST | F | Control |
| A. RORK INVESTMENT, INC. | DE | ORPHEUS TRUST | F | Control |
| A. RORK INVESTMENT, INC. | DE | ORPHEUS TRUST | F | Control |
| ASG INVESTMENTS INC. | DE | PLEIADES TRUST | F | Control |
| ASG INVESTMENTS INC. | DE | PLEIADES TRUST | F | Control |
| ASG INVESTMENTS INC. | DE | PLEIADES TRUST | F | Control |
| ASG INVESTMENTS INC. | DE | PLEIADES TRUST | F | Control |
| BROADWAY INVESTMENT, INC. | DE | ORPHEUS TRUST | F | Control |
| BROADWAY INVESTMENT, INC. | DE | PLEIADES TRUST | F | Control |
| BROADWAY INVESTMENT, INC. | DE | ORPHEUS TRUST | F | Control |
| BROADWAY INVESTMENT, INC. | DE | PLEIADES TRUST | F | Control |
| BROADWAY INVESTMENT, INC. | DE | ORPHEUS TRUST | F | Control |
| BROADWAY INVESTMENT, INC. | DE | PLEIADES TRUST | F | Control |
| BROADWAY INVESTMENT, INC. | DE | ORPHEUS TRUST | F | Control |
| BROADWAY INVESTMENT, INC. | DE | PLEIADES TRUST | F | Control |
| BROADWAY INVESTMENT, INC. | DE | ORPHEUS TRUST | F | Control |
| GFT, LLC | DE | RONALD FAMILY TRUST A | F | Control |
| GFT, LLC | DE | RONALD FAMILY TRUST A | F | Control |
| GFT, LLC | DE | RONALD FAMILY TRUST A | F | Control |
| GFT, LLC | DE | RONALD FAMILY TRUST A | F | Control |
| GPG INVESTMENT, INC. | DE | ORPHEUS TRUST | F | Control |
| GPG INVESTMENT, INC. | DE | ORPHEUS TRUST | F | Control |
| GPG INVESTMENT, INC. | DE | ORPHEUS TRUST | F | Control |
| GPG INVESTMENT, INC. | DE | ORPHEUS TRUST | F | Control |
| GPG INVESTMENT, INC. | DE | ORPHEUS TRUST | F | Control |
| JG INVESTMENT, INC. | DE | ORPHEUS TRUST | F | Control |
| JG INVESTMENT, INC. | DE | ORPHEUS TRUST | F | Control |
| JG INVESTMENT, INC. | DE | ORPHEUS TRUST | F | Control |
| JG INVESTMENT, INC. | DE | ORPHEUS TRUST | F | Control |
| JG INVESTMENT, INC. | DE | ORPHEUS TRUST | F | Control |
| KPG INVESTMENTS INC. | DE | PLEIADES TRUST | F | Control |
| KPG INVESTMENTS INC. | DE | PLEIADES TRUST | F | Control |
| KPG INVESTMENTS INC. | DE | PLEIADES TRUST | F | Control |
| KPG INVESTMENTS INC. | DE | PLEIADES TRUST | F | Control |
| NG INVESTMENTS INC. | DE | PLEIADES TRUST | F | Control |
| NG INVESTMENTS INC. | DE | PLEIADES TRUST | F | Control |
| NG INVESTMENTS INC. | DE | PLEIADES TRUST | F | Control |
| NG INVESTMENTS INC. | DE | PLEIADES TRUST | F | Control |
| TEWA ADVISORS INC. | DE | RONALD FAMILY TRUST A | F | Control |
| TEWA ADVISORS INC. | DE | RONALD FAMILY TRUST A | F | Control |
| TEWA ADVISORS INC. | DE | RONALD FAMILY TRUST A | F | Control |
| TEWA ADVISORS INC. | DE | RONALD FAMILY TRUST A | F | Control |
| WG INVESTMENT, INC. | DE | ORPHEUS TRUST | F | Control |
| WG INVESTMENT, INC. | DE | ORPHEUS TRUST | F | Control |
| WG INVESTMENT, INC. | DE | ORPHEUS TRUST | F | Control |
| WG INVESTMENT, INC. | DE | ORPHEUS TRUST | F | Control |
| WG INVESTMENT, INC. | DE | ORPHEUS TRUST | F | Control |
| DU PREEZ, CECILIA, GETTY | I | PANOPEX FOUNDATION | E | Control |
| DU PREEZ, CECILIA, GETTY | I | PANOPEX FOUNDATION | E | Control |
| DU PREEZ, CECILIA, GETTY | I | PANOPEX FOUNDATION | E | Control |
| DU PREEZ, CECILIA, GETTY | I | PANOPEX FOUNDATION | E | Control |
| FIGURE TECHNOLOGIES, INC. | DE | FIGURE ASSET MANAGEMENT, LLC | E | Control |
| FIGURE TECHNOLOGIES, INC. | DE | FIGURE ASSET MANAGEMENT, LLC | E | Control |
| FIGURE TECHNOLOGIES, INC. | DE | FIGURE ASSET MANAGEMENT, LLC | E | Control |
| FIGURE TECHNOLOGIES, INC. | DE | FIGURE ASSET MANAGEMENT, LLC | E | Control |
| FIGURE TECHNOLOGIES, INC. | DE | FIGURE ASSET MANAGEMENT, LLC | E | Control |
| FIGURE TECHNOLOGIES, INC. | DE | FIGURE ASSET MANAGEMENT, LLC | E | Control |
| FIGURE TECHNOLOGIES, INC. | DE | FIGURE ASSET MANAGEMENT, LLC | E | Control |
| FIGURE TECHNOLOGIES, INC. | DE | FIGURE ASSET MANAGEMENT, LLC | E | Control |
| FIGURE TECHNOLOGIES, INC. | DE | FIGURE ASSET MANAGEMENT, LLC | E | Control |
| FIGURE TECHNOLOGIES, INC. | DE | FIGURE ASSET MANAGEMENT, LLC | E | Control |
| FIGURE TECHNOLOGIES, INC. | DE | FIGURE ASSET MANAGEMENT, LLC | E | Control |
| FIGURE TECHNOLOGIES, INC. | DE | FIGURE ASSET MANAGEMENT, LLC | E | Control |
| FIGURE TECHNOLOGIES, INC. | DE | FIGURE ASSET MANAGEMENT, LLC | E | Control |
| GETTY, ALEXANDRA, SARAH | I | ASG INVESTMENTS INC. | E | Control |
| GETTY, ALEXANDRA, SARAH | I | ASG INVESTMENTS INC. | E | Control |
| GETTY, ALEXANDRA, SARAH | I | ASG INVESTMENTS INC. | E | Control |
| GETTY, ALEXANDRA, SARAH | I | ASG INVESTMENTS INC. | E | Control |
| GETTY, ANDREW, RORK | I | A. RORK INVESTMENT, INC. | E | Control |
| GETTY, ANDREW, RORK | I | A. RORK INVESTMENT, INC. | E | Control |
| GETTY, ANDREW, RORK | I | A. RORK INVESTMENT, INC. | E | Control |
| GETTY, ANDREW, RORK | I | A. RORK INVESTMENT, INC. | E | Control |
| GETTY, ANDREW, RORK | I | A. RORK INVESTMENT, INC. | E | Control |
| GETTY, GORDON, PETER | I | BROADWAY INVESTMENT, INC. | E | Control |
| GETTY, GORDON, PETER | I | GPG INVESTMENT, INC. | E | Control |
| GETTY, GORDON, PETER | I | GPG INVESTMENT, INC. | E | Control |
| GETTY, GORDON, PETER | I | BROADWAY INVESTMENT, INC. | E | Control |
| GETTY, GORDON, PETER | I | BROADWAY INVESTMENT, INC. | E | Control |
| GETTY, GORDON, PETER | I | GPG INVESTMENT, INC. | E | Control |
| GETTY, GORDON, PETER | I | BROADWAY INVESTMENT, INC. | E | Control |
| GETTY, GORDON, PETER | I | GPG INVESTMENT, INC. | E | Control |
| GETTY, GORDON, PETER | I | GPG INVESTMENT, INC. | E | Control |
| GETTY, GORDON, PETER | I | SUTTON PLACE ASSOCIATES, LLC | E | Control |
| GETTY, GORDON, PETER | I | SUTTON PLACE ASSOCIATES, LLC | E | Control |
| GETTY, JOHN, GILBERT | I | JG INVESTMENT, INC. | E | Control |
| GETTY, JOHN, GILBERT | I | JG INVESTMENT, INC. | E | Control |
| GETTY, JOHN, GILBERT | I | JG INVESTMENT, INC. | E | Control |
| GETTY, JOHN, GILBERT | I | JG INVESTMENT, INC. | E | Control |
| GETTY, JOHN, GILBERT | I | JG INVESTMENT, INC. | E | Control |
| GETTY, KENDALLE, PAULINE | I | KPG INVESTMENTS INC. | E | Control |
| GETTY, KENDALLE, PAULINE | I | KPG INVESTMENTS INC. | E | Control |
| GETTY, KENDALLE, PAULINE | I | KPG INVESTMENTS INC. | E | Control |
| GETTY, KENDALLE, PAULINE | I | KPG INVESTMENTS INC. | E | Control |
| GETTY, NICOLETTE, MICHELLE | I | NG INVESTMENTS INC. | E | Control |
| GETTY, NICOLETTE, MICHELLE | I | NG INVESTMENTS INC. | E | Control |
| GETTY, NICOLETTE, MICHELLE | I | NG INVESTMENTS INC. | E | Control |
| GETTY, NICOLETTE, MICHELLE | I | NG INVESTMENTS INC. | E | Control |
| GETTY, WILLIAM, PAUL | I | WG INVESTMENT, INC. | E | Control |
| GETTY, WILLIAM, PAUL | I | WG INVESTMENT, INC. | E | Control |
| GETTY, WILLIAM, PAUL | I | WG INVESTMENT, INC. | E | Control |
| GETTY, WILLIAM, PAUL | I | WG INVESTMENT, INC. | E | Control |
| GETTY, WILLIAM, PAUL | I | WG INVESTMENT, INC. | E | Control |
| SOFTBANK GROUP CORP. | FE | SOFTBANK GROUP CAPITAL LIMITED | E | Control |
| SOFTBANK GROUP CORP. | FE | SOFTBANK GROUP CAPITAL LIMITED | E | Control |
| SOFTBANK GROUP CORP. | FE | SOFTBANK GROUP CAPITAL LIMITED | E | Control |
| WAIBEL, STEPHANIE, MARIE | I | FORSIT FOUNDATION | E | Control |
| WAIBEL, STEPHANIE, MARIE | I | FORSIT FOUNDATION | E | Control |
| WAIBEL, STEPHANIE, MARIE | I | FORSIT FOUNDATION | E | Control |
| WAIBEL, STEPHANIE, MARIE | I | FORSIT FOUNDATION | E | Control |
| WOODHOUSE, THOMAS | I | TEWA ADVISORS INC. | E | Control |
| WOODHOUSE, THOMAS | I | TEWA ADVISORS INC. | E | Control |
| WOODHOUSE, THOMAS | I | TEWA ADVISORS INC. | E | Control |
| WOODHOUSE, THOMAS | I | TEWA ADVISORS INC. | E | Control |
| CAGNEY, MICHAEL, SCOTT | I | FIGURE TECHNOLOGIES, INC. | C | Control |
| CAGNEY, MICHAEL, SCOTT | I | FIGURE TECHNOLOGIES, INC. | C | Control |
| FORSIT FOUNDATION | FE | GFT, LLC | C | Control |
| FORSIT FOUNDATION | FE | GFT, LLC | C | Control |
| FORSIT FOUNDATION | FE | GFT, LLC | C | Control |
| FORSIT FOUNDATION | FE | GFT, LLC | C | Control |
| GETTY, CHRISTOPHER, RONALD | I | GFT, LLC | C | Control |
| GETTY, CHRISTOPHER, RONALD | I | GFT, LLC | C | Control |
| GETTY, CHRISTOPHER, RONALD | I | GFT, LLC | C | Control |
| GETTY, CHRISTOPHER, RONALD | I | GFT, LLC | C | Control |
| MAERCKS, CHRISTINA, THERESE | I | GFT, LLC | C | Control |
| MAERCKS, CHRISTINA, THERESE | I | GFT, LLC | C | Control |
| MAERCKS, CHRISTINA, THERESE | I | GFT, LLC | C | Control |
| MAERCKS, CHRISTINA, THERESE | I | GFT, LLC | C | Control |
| PANOPEX FOUNDATION | FE | GFT, LLC | C | Control |
| PANOPEX FOUNDATION | FE | GFT, LLC | C | Control |
| PANOPEX FOUNDATION | FE | GFT, LLC | C | Control |
| PANOPEX FOUNDATION | FE | GFT, LLC | C | Control |
| SOFTBANK GROUP CAPITAL LIMITED | FE | SOCIAL FINANCE, INC. | C | Control |
| SOFTBANK GROUP CAPITAL LIMITED | FE | SOCIAL FINANCE, INC. | C | Control |
| SOFTBANK GROUP CAPITAL LIMITED | FE | SOCIAL FINANCE, INC. | C | Control |
Registrations
Federal
IA
Oct 2, 2025 REGISTERED
Notice Filings (1)
CA
Address
650 CALIFORNIA STREETSUITE 200
SAN FRANCISCO, CA 94108
United States
Phone: 628-236-5851