RIA Intelligence

SPELTS WEALTH MANAGEMENT, INC

CRD #158321 SEC #801-96318 CHICO, CA 530-891-0717
SEC Registered
Total AUM
$140M
Discretionary
$140M
Employees
1
Clients
0
Accounts
418

Firm Details

Organization Type
Corporation
State of Formation
California
Fiscal Year End
MARCH
Registration Date
--
Latest Filing
Jul 7, 2022
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
SPELTS, MARK, WARRENIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
SPELTS, MARK, WARRENIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
SPELTS, MARK, WARRENIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
SPELTS, MARK, WARRENIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
SPELTS, MARK, WARRENIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
SPELTS, MARK, WARRENIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
SPELTS, MARK, WARRENIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
SPELTS, MARK, WARRENIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
SPELTS, MARK, WARRENIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
SPELTS, MARK, WARRENIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
SPELTS, MARK, WARRENIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
SPELTS, MARK, WARRENIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
SPELTS, MARK, WARRENIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
SPELTS, MARK, WARRENIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
SPELTS, MARK, WARRENIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
SPELTS, MARK, WARRENIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
SPELTS, MARK, WARRENIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
SPELTS, MARK, WARRENIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
SPELTS, MARK, WARRENIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Jul 7, 2022 REGISTERED

Notice Filings (2)

CA NE

Address

901 BRUCE ROAD
SUITE 160
CHICO, CA 95928
United States
Phone: 530-891-0717