BUSARA ADVISORS, LLC
CRD #158600 SEC #801-73331 NEW YORK, NY 646-840-3420
SEC Registered
Total AUM
$156.5M
Discretionary
$0
Employees
3
Clients
0
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HAVENS, ELIZABETH, ANN | I | VICE PRESIDENT - CHIEF COMPLIANCE OFFICER | NA | Control |
| HAVENS, ELIZABETH, ANN | I | VICE PRESIDENT - CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHLATER, JOSEPH, PAUL | I | CHIEF EXECUTIVE OFFICER | C | Control |
| SCHLATER, JOSEPH, PAUL | I | CHIEF EXECUTIVE OFFICER | C | Control |
| TIMPSON, ANDREW, JOSEPH | I | CHIEF INVESTMENT OFFICER | C | Control |
| TIMPSON, ANDREW, JOSEPH | I | CHIEF INVESTMENT OFFICER | C | Control |
| CAZENAVE, MARX, LUKE | I | NON-MANAGING MEMBER | A | |
| CAZENAVE, MARX, LUKE | I | NON-MANAGING MEMBER | A | |
| SC-NGU LLC | DE | NON-MANAGING MEMBER | A | |
| SC-NGU LLC | DE | NON-MANAGING MEMBER | A | |
| SWINT, CLIFFORD, CLINTON | I | NON-MANAGING MEMBER | A | |
| SWINT, CLIFFORD, CLINTON | I | NON-MANAGING MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LOTT, RONALD, MANDEL | I | SC-NGU, LLC | E | Control |
| LOTT, RONALD, MANDEL | I | SC-NGU, LLC | E | Control |
Registrations
Federal
IA
Mar 20, 2013 REGISTERED
Address
20 WEST 55TH ST2ND FLOOR
NEW YORK, NY 10019
United States
Phone: 646-840-3420