MERRIMAN ASSET MANAGEMENT, INC.
Legal name: MERRIMAN WEALTH ADVISORS
CRD #158605 SEC #801-79639 SAN FRANCISCO, CA 415-248-5600
SEC Registered Broker-Dealer Disclosures
Total AUM
--
Discretionary
--
Employees
2
Clients
0
Accounts
--
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 26, 2015
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERNSTEIN, HOWARD, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERNSTEIN, HOWARD, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CAPOBIANCO, MICHAEL, JOHN | I | PORTFOLIO MANAGER | NA | Control |
| CAPOBIANCO, MICHAEL, JOHN | I | PORTFOLIO MANAGER | NA | Control |
| FEBBO, WILLIAM, J | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | |
| TU, KIM, B | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TU, KIM, B | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MERRIMAN HOLDINGS, INC. | DE | CORPORATION | E | Control |
| MERRIMAN HOLDINGS, INC. | DE | CORPORATION | E | Control |
| MERRIMAN HOLDINGS, INC. | DE | CORPORATION | E | Control |
Registrations
Federal
IA
Jan 26, 2015 REGISTERED
Notice Filings (1)
CA
Address
250 MONTGOMERY STREET16TH FLOOR
SAN FRANCISCO, CA 94104
United States
Phone: 415-248-5600