ALPHA WEALTH MANAGEMENT, LLC
CRD #158608 SEC #801-72596 HEMET, CA (951) 765-1200
SEC Registered
Total AUM
$26M
Discretionary
$25M
Employees
1
Clients
0
Accounts
106
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 14, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ESTES, JAMES, PAUL | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| ESTES, JAMES, PAUL | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| ESTES, JAMES, PAUL | I | MANAGING MEMBER | D | Control |
| ESTES, JAMES, PAUL | I | MANAGING MEMBER | D | Control |
| ESTES, JAMES, PAUL | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| ESTES, JAMES, PAUL | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| ESTES, JAMES, PAUL | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| ESTES, JAMES, PAUL | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| ESTES, JAMES, PAUL | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| KOTYUK, ANDREW, FRANCIS | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| KOTYUK, ANDREW, FRANCIS | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| KOTYUK, ANDREW, FRANCIS | I | MANAGING MEMBER AND CEO | D | Control |
| KOTYUK, ANDREW, FRANCIS | I | MANAGING MEMBER AND CEO | D | Control |
| KOTYUK, ANDREW, FRANCIS | I | MANAGING MEMBER AND CEO | D | Control |
| KOTYUK, ANDREW, FRANCIS | I | MANAGING MEMBER AND CEO | D | Control |
| KOTYUK, ANDREW, FRANCIS | I | MANAGING MEMBER AND CEO | D | Control |
Registrations
Federal
IA
Jun 14, 2012 REGISTERED
Notice Filings (1)
CA
Address
220 N SAN JACINTO AVEHEMET, CA 92543
United States
Phone: (951) 765-1200