NY&A, LLC
Legal name: NICHOLAS YRIZARRY WEALTH MANAGEMENT GROUP
CRD #158631 SEC #801-72630 LAGUNA BEACH, CA 949-715-8585
SEC Registered
Total AUM
$12M
Discretionary
$12M
Employees
1
Clients
0
Accounts
141
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 14, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| YRIZARRY, NICHOLAS, NMN | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| YRIZARRY, NICHOLAS, NMN | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| YRIZARRY, NICHOLAS, NMN | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| YRIZARRY, NICHOLAS, NMN | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| YRIZARRY, NICHOLAS, NMN | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| YRIZARRY, NICHOLAS, NMN | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| YRIZARRY, NICHOLAS, NMN | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 14, 2012 REGISTERED
Notice Filings (2)
CA VA
Address
361 FOREST AVENUESUITE 202
LAGUNA BEACH, CA 92651
United States
Phone: 949-715-8585