GILBERT, JAMES, ANDREW
Legal name: ADVISE AND MONITOR FINANCIAL
CRD #158650 SEC #801-126352 LOS ANGELES, CA 3109300878
SEC Registered
Total AUM
--
Discretionary
--
Employees
1
Clients
0
Accounts
--
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 16, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GILBERT, JAMES, ANDREW | I | CCO | E | Control |
| GILBERT, JAMES, ANDREW | I | CCO | E | Control |
| GILBERT, JAMES, ANDREW | I | CCO | E | Control |
| GILBERT, JAMES, ANDREW | I | CCO | E | Control |
Registrations
Federal
IA
May 16, 2024 REGISTERED
Notice Filings (1)
CA
Address
5777 W. CENTURY BLVD1110-209
LOS ANGELES, CA 90045
United States
Phone: 3109300878