FIDUCIARY INVESTMENT COUNCIL, LLC
CRD #158709 SEC #801-72645 SAN FRANCISCO, CA 858-349-2101
SEC Registered
Total AUM
$105M
Discretionary
$0
Employees
1
Clients
0
Accounts
15
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 4, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CABALLERO, JOSEPH, HERIBERTO | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | |
| CABALLERO, JOSEPH, HERIBERTO | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | |
| CABALLERO, JOSEPH, HERIBERTO | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | |
| CABALLERO, JOSEPH, HERIBERTO | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | |
| CABALLERO, JOSEPH, HERIBERTO | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | |
| CABALLERO, JOSEPH, HERIBERTO | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER AND MEMBER | NA | Control |
| VAN WYK, GREGORY, DANIEL | I | MEMBER | NA | Control |
| CABALLERO, JOSEPH, HERIBERTO | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | E | Control |
| CABALLERO, JOSEPH, HERIBERTO | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | E | Control |
| CABALLERO, JOSEPH, HERIBERTO | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | E | Control |
| CABALLERO, JOSEPH, HERIBERTO | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | E | Control |
| CABALLERO, JOSEPH, HERIBERTO | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER | E | Control |
| CAMPBELL, MARK, THOMAS | I | FOUNDER AND GENERAL PARTNER | E | Control |
| CAMPBELL, MARK, THOMAS | I | MANAGING MEMBER | E | Control |
| CAMPBELL, MARK, THOMAS | I | MANAGING MEMBER | E | Control |
| CAMPBELL, MARK, THOMAS | I | MANAGING MEMBER | E | Control |
| FIDUCIARY COUNCIL HOLDINGS, LLC | DE | OWNER | E | Control |
Registrations
Federal
IA
May 4, 2012 REGISTERED
Notice Filings (2)
CA OK
Address
201 SPEAR STREETSUITE 1100
SAN FRANCISCO, CA 94105
United States
Phone: 858-349-2101