FINOM FINANCIAL LLC

Legal name: FINOM

CRD #158714 SEC #801-72661 CHICAGO, IL 312-281-5479

SEC Registered

Total AUM

Discretionary

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Illinois
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 23, 2016
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
GOMEL, DAVID, M	I	MANAGING PARTNER	NA	Control
GOMEL, DAVID, M	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
GOMEL, DAVID, M	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
GOMEL, DAVID, M	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
GOMEL, DAVID, M	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
GOMEL, DAVID, M	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
GOMEL, DAVID, M	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
GOMEL, DAVID, M	I	MANAGING PARTNER	NA	Control
GOMEL, DAVID, M	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
GOMEL, DAVID, M	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
GOMEL, DAVID, M	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
GOMEL, DAVID, M	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
GOMEL, DAVID, M	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
GOMEL, DAVID, M	I	MANAGING PARTNER	NA	Control
GOMEL, DAVID, M	I	MANAGING PARTNER	NA	Control
GOMEL, DAVID, M	I	MANAGING PARTNER	NA	Control
GOMEL, DAVID, M	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
LALLJEE, AZIZ, A	I	CHIEF COMPLIANCE OFFICER AND MANAGING PARTNER	NA	Control
LALLJEE, AZIZ, A	I	CHIEF COMPLIANCE OFFICER AND MANAGING PARTNER	NA	Control
LALLJEE, AZIZ, A	I	CHIEF COMPLIANCE OFFICER AND MANAGING PARTNER	NA	Control
LALLJEE, AZIZ, A	I	CHIEF COMPLIANCE OFFICER AND MANAGING PARTNER	NA	Control
LALLJEE, AZIZ, A	I	CHIEF COMPLIANCE OFFICER AND MANAGING PARTNER	NA	Control
LALLJEE, AZIZ, ASIF	I	CHIEF COMPLIANCE OFFICER AND CO-CHIEF EXECUTIVE OFFICER	NA	Control
LALLJEE, AZIZ, ASIF	I	CHIEF COMPLIANCE OFFICER AND CO-CHIEF EXECUTIVE OFFICER	NA	Control
LALLJEE, AZIZ, ASIF	I	CHIEF COMPLIANCE OFFICER AND CO-CHIEF EXECUTIVE OFFICER	NA	Control
LALLJEE, AZIZ, ASIF	I	CHIEF COMPLIANCE OFFICER AND CO-CHIEF EXECUTIVE OFFICER	NA	Control
LALLJEE, AZIZ, ASIF	I	CHIEF COMPLIANCE OFFICER AND CO-CHIEF EXECUTIVE OFFICER	NA	Control
LALLJEE, AZIZ, ASIF	I	CHIEF COMPLIANCE OFFICER AND CO-CHIEF EXECUTIVE OFFICER	NA	Control
LALLJEE, AZIZ, ASIF	I	CHIEF COMPLIANCE OFFICER AND CO-CHIEF EXECUTIVE OFFICER	NA	Control
LALLJEE, AZIZ, ASIF	I	CHIEF COMPLIANCE OFFICER AND CO-CHIEF EXECUTIVE OFFICER	NA	Control
LALLJEE, AZIZ, ASIF	I	CHIEF COMPLIANCE OFFICER AND CO-CHIEF EXECUTIVE OFFICER	NA	Control
LALLJEE, AZIZ, ASIF	I	CHIEF COMPLIANCE OFFICER AND CO-CHIEF EXECUTIVE OFFICER	NA	Control
LALLJEE, AZIZ, ASIF	I	CHIEF COMPLIANCE OFFICER AND CO-CHIEF EXECUTIVE OFFICER	NA	Control
LALLJEE, AZIZ, ASIF	I	CHIEF COMPLIANCE OFFICER AND CO-CHIEF EXECUTIVE OFFICER	NA	Control
MONGA, ROHAN	I	MANAGING PARTNER	NA	Control
MONGA, ROHAN	I	MANAGING PARTNER	NA	Control
MONGA, ROHAN	I	MANAGING PARTNER	NA	Control
MONGA, ROHAN	I	MANAGING PARTNER	NA	Control
MONGA, ROHAN	I	MANAGING PARTNER	NA	Control
FINOM INC.	DE	PARENT CORPORATION	E	Control
FINOM INC.	DE	PARENT CORPORATION	E	Control
FINOM INC.	DE	PARENT CORPORATION	E	Control
FINOM INC.	DE	PARENT CORPORATION	E	Control
FINOM INC.	DE	PARENT CORPORATION	E	Control
FINOM INC.	DE	PARENT CORPORATION	E	Control
FINOM INC.	DE	PARENT CORPORATION	E	Control
FINOM INC.	DE	PARENT CORPORATION	E	Control
FINOM INC.	DE	PARENT CORPORATION	E	Control
FINOM INC.	DE	PARENT CORPORATION	E	Control
FINOM INC.	DE	PARENT CORPORATION	E	Control
FINOM INC.	DE	PARENT CORPORATION	E	Control
FINOM LLC	DE	MEMBER	E	Control
FINOM LLC	DE	MEMBER	E	Control
FINOM LLC	DE	MEMBER	E	Control
FINOM LLC	DE	MEMBER	E	Control
FINOM LLC	DE	MEMBER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
MONGA, ROHAN	I	FINOM INC.	F	Control
MONGA, ROHAN	I	FINOM INC.	F	Control
MONGA, ROHAN	I	FINOM INC.	F	Control
MONGA, ROHAN	I	FINOM INC.	F	Control
GOMEL, DAVID, M	I	MARSCOW LLC	E	Control
GOMEL, DAVID, M	I	MARSCOW LLC	E	Control
GOMEL, DAVID, M	I	MARSCOW LLC	E	Control
GOMEL, DAVID, M	I	MARSCOW LLC	E	Control
GOMEL, DAVID, M	I	MARSCOW LLC	E	Control
GOMEL, DAVID, M	I	MARSCOW LLC	E	Control
GOMEL, DAVID, M	I	MARSCOW LLC	E	Control
GOMEL, DAVID, M	I	MARSCOW LLC	E	Control
GOMEL, DAVID, M	I	MARSCOW LLC	E	Control
GOMEL, DAVID, M	I	MARSCOW LLC	E	Control
GOMEL, DAVID, M	I	MARSCOW LLC	E	Control
GOMEL, DAVID, M	I	MARSCOW LLC	E	Control
GOMEL, DAVID, M	I	MARSCOW LLC	E	Control
LALLJEE, AZIZ, A	I	ACE LYALL LLC	E	Control
LALLJEE, AZIZ, A	I	ACE LYALL LLC	E	Control
LALLJEE, AZIZ, A	I	ACE LYALL LLC	E	Control
LALLJEE, AZIZ, A	I	ACE LYALL LLC	E	Control
LALLJEE, AZIZ, A	I	ACE LYALL LLC	E	Control
LALLJEE, AZIZ, A	I	ACE LYALL LLC	E	Control
LALLJEE, AZIZ, A	I	ACE LYALL LLC	E	Control
LALLJEE, AZIZ, A	I	ACE LYALL LLC	E	Control
LALLJEE, AZIZ, A	I	ACE LYALL LLC	E	Control
LALLJEE, AZIZ, A	I	ACE LYALL LLC	E	Control
LALLJEE, AZIZ, A	I	ACE LYALL LLC	E	Control
LALLJEE, AZIZ, A	I	ACE LYALL LLC	E	Control
LALLJEE, AZIZ, A	I	ACE LYALL LLC	E	Control
MONGA, ROHAN	I	MONGA PARIVAR LLC	E	Control
MONGA, ROHAN	I	MONGA PARIVAR LLC	E	Control
MONGA, ROHAN	I	MONGA PARIVAR LLC	E	Control
MONGA, ROHAN	I	MONGA PARIVAR LLC	E	Control
MONGA, ROHAN	I	MONGA PARIVAR LLC	E	Control
MONGA, ROHAN	I	MONGA PARIVAR LLC	E	Control
MONGA, ROHAN	I	MONGA PARIVAR LLC	E	Control
MONGA, ROHAN	I	MONGA PARIVAR LLC	E	Control
MONGA, ROHAN	I	MONGA PARIVAR LLC	E	Control
MONGA, ROHAN	I	MONGA PARIVAR LLC	E	Control
MONGA, ROHAN	I	MONGA PARIVAR LLC	E	Control
MONGA, ROHAN	I	MONGA PARIVAR LLC	E	Control
MONGA, ROHAN	I	MONGA PARIVAR LLC	E	Control
ACE LYALL LLC	DE	FINOM LLC	C	Control
ACE LYALL LLC	DE	FINOM INC.	C	Control
ACE LYALL LLC	DE	FINOM INC.	C	Control
ACE LYALL LLC	DE	FINOM INC.	C	Control
ACE LYALL LLC	DE	FINOM INC.	C	Control
ACE LYALL LLC	DE	FINOM INC.	C	Control
ACE LYALL LLC	DE	FINOM LLC	C	Control
ACE LYALL LLC	DE	FINOM INC.	C	Control
ACE LYALL LLC	DE	FINOM INC.	C	Control
ACE LYALL LLC	DE	FINOM INC.	C	Control
ACE LYALL LLC	DE	FINOM LLC	C	Control
ACE LYALL LLC	DE	FINOM LLC	C	Control
ACE LYALL LLC	DE	FINOM LLC	C	Control
GOMEL, DAVID, M	I	FINOM INC.	C	Control
GOMEL, DAVID, M	I	FINOM INC.	C	Control
GOMEL, DAVID, M	I	FINOM INC.	C	Control
GOMEL, DAVID, M	I	FINOM INC.	C	Control
LALLJEE, AZIZ, ASIF	I	FINOM INC.	C	Control
LALLJEE, AZIZ, ASIF	I	FINOM INC.	C	Control
LALLJEE, AZIZ, ASIF	I	FINOM INC.	C	Control
LALLJEE, AZIZ, ASIF	I	FINOM INC.	C	Control
MARSCOW LLC	DE	FINOM LLC	C	Control
MARSCOW LLC	DE	FINOM INC.	C	Control
MARSCOW LLC	DE	FINOM LLC	C	Control
MARSCOW LLC	DE	FINOM INC.	C	Control
MARSCOW LLC	DE	FINOM INC.	C	Control
MARSCOW LLC	DE	FINOM INC.	C	Control
MARSCOW LLC	DE	FINOM LLC	C	Control
MARSCOW LLC	DE	FINOM INC.	C	Control
MARSCOW LLC	DE	FINOM INC.	C	Control
MARSCOW LLC	DE	FINOM INC.	C	Control
MARSCOW LLC	DE	FINOM LLC	C	Control
MARSCOW LLC	DE	FINOM LLC	C	Control
MARSCOW LLC	DE	FINOM LLC	C	Control
MONGA PARIVAR LLC	DE	FINOM LLC	C	Control
MONGA PARIVAR LLC	DE	FINOM INC.	C	Control
MONGA PARIVAR LLC	DE	FINOM LLC	C	Control
MONGA PARIVAR LLC	DE	FINOM INC.	C	Control
MONGA PARIVAR LLC	DE	FINOM INC.	C	Control
MONGA PARIVAR LLC	DE	FINOM INC.	C	Control
MONGA PARIVAR LLC	DE	FINOM LLC	C	Control
MONGA PARIVAR LLC	DE	FINOM INC.	C	Control
MONGA PARIVAR LLC	DE	FINOM INC.	C	Control
MONGA PARIVAR LLC	DE	FINOM INC.	C	Control
MONGA PARIVAR LLC	DE	FINOM LLC	C	Control
MONGA PARIVAR LLC	DE	FINOM LLC	C	Control
MONGA PARIVAR LLC	DE	FINOM LLC	C	Control

Registrations

Federal

Mar 23, 2016 REGISTERED

Notice Filings (1)

Address

600 W DIVERSEY PKWY
# 1016
CHICAGO, IL 60614
United States

Phone: 312-281-5479