FIORILE & ASSOCIATES, LLC
CRD #158733 SEC #801-128213 SARANAC LAKE, NY 518-891-3290
SEC Registered
Total AUM
$24.5M
Discretionary
$0
Employees
1
Clients
10
Accounts
52
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 5, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FIORILE, JOSEPH, EDWARD | I | SOLE MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| FIORILE, JOSEPH, EDWARD | I | SOLE MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| FIORILE, JOSEPH, EDWARD | I | SOLE MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| FIORILE, JOSEPH, EDWARD | I | SOLE MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| FIORILE, JOSEPH, EDWARD | I | SOLE MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| FIORILE, JOSEPH, EDWARD | I | SOLE MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| FIORILE, JOSEPH, EDWARD | I | SOLE MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 5, 2025 REGISTERED
Notice Filings (1)
NY
Address
126 KIWASSA ROADSARANAC LAKE, NY 12983
United States
Phone: 518-891-3290