CONCERT CAPITAL MANAGEMENT, INC
Legal name: CONCERT CAPITAL MANAGEMENT
CRD #158763 SEC #801-72666 SAN JOSE, CA 408-856-6224
SEC Registered Disclosures
Total AUM
$27.3M
Discretionary
$27.3M
Employees
6
Clients
--
Accounts
103
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Aug 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LUNA, ELIZABETH | I | VICE PRESIDENT | NA | Control |
| LUNA, ELIZABETH, NMN | I | VICE PRESIDENT | NA | Control |
| LUNA, ELIZABETH, NMN | I | VICE PRESIDENT | NA | Control |
| LUNA, ELIZABETH, NMN | I | VICE PRESIDENT | NA | Control |
| LUNA, ELIZABETH, NMN | I | VICE PRESIDENT | NA | Control |
| LUNA, ELIZABETH, NMN | I | VICE PRESIDENT | NA | Control |
| LUNA, ELIZABETH, NMN | I | VICE PRESIDENT | NA | Control |
| LUNA, ELIZABETH, NMN | I | VICE PRESIDENT | NA | Control |
| LUNA, ELIZABETH, NMN | I | VICE PRESIDENT | NA | Control |
| LUNA, FELIPE, AMOR | I | PRESIDENT | NA | Control |
| LUNA, FELIPE, AMOR | I | PRESIDENT | NA | Control |
| LUNA, FELIPE, AMOR | I | PRESIDENT | NA | Control |
| LUNA, FELIPE, AMOR | I | PRESIDENT | NA | Control |
| LUNA, FELIPE, AMOR | I | PRESIDENT | NA | Control |
| LUNA, FELIPE, AMOR | I | PRESIDENT | NA | Control |
| LUNA, FELIPE, AMOR | I | PRESIDENT | NA | Control |
| LUNA, FELIPE, AMOR | I | PRESIDENT | NA | Control |
| LUNA, FELIPE, AMOR | I | PRESIDENT | NA | Control |
| NAVARRA, DENNIS, BRUCE | I | CHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER | NA | Control |
| NAVARRA, DENNIS, BRUCE | I | CHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER | NA | Control |
| NAVARRA, DENNIS, BRUCE | I | CHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER | NA | Control |
| NAVARRA, DENNIS, BRUCE | I | CHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER | NA | Control |
| NAVARRA, DENNIS, BRUCE | I | CHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER | NA | Control |
| NAVARRA, DENNIS, BRUCE | I | CHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER | NA | Control |
| NAVARRA, DENNIS, BRUCE | I | CHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER | NA | Control |
| THORN, JAMES, MARTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THORN, JAMES, MARTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THORN, JAMES, MARTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THORN, JAMES, MARTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THORN, JAMES, MARTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THORN, JAMES, MARTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THORN, JAMES, MARTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THORN, JAMES, MARTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THORN, JAMES, MARTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONCERT GLOBAL GROUP LTD | DE | PARENT COMPANY | E | Control |
| CONCERT GLOBAL GROUP LTD | DE | PARENT COMPANY | E | Control |
| CONCERT GLOBAL GROUP LTD | DE | PARENT COMPANY | E | Control |
| CONCERT GLOBAL GROUP LTD | DE | PARENT COMPANY | E | Control |
| CONCERT GLOBAL GROUP LTD | DE | PARENT COMPANY | E | Control |
| CONCERT GLOBAL GROUP LTD | DE | PARENT COMPANY | E | Control |
| CONCERT GLOBAL GROUP LTD | DE | PARENT COMPANY | E | Control |
| CONCERT GLOBAL GROUP LTD | DE | PARENT COMPANY | E | Control |
| CONCERT GLOBAL GROUP LTD | DE | PARENT COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LUNA FAMILY TRUST | DE | CONCERT GLOBAL GRUP LTD. | D | Control |
| LUNA FAMILY TRUST | DE | CONCERT GLOBAL GRUP LTD. | D | Control |
| LUNA FAMILY TRUST | DE | CONCERT GLOBAL GRUP LTD. | D | Control |
| LUNA FAMILY TRUST | DE | CONCERT GLOBAL GRUP LTD. | D | Control |
| LUNA FAMILY TRUST | DE | CONCERT GLOBAL GRUP LTD. | D | Control |
| LUNA FAMILY TRUST | DE | CONCERT GLOBAL GRUP LTD. | D | Control |
| LUNA FAMILY TRUST | DE | CONCERT GLOBAL GRUP LTD. | D | Control |
| LUNA, ELIZABETH | I | CONCERT GLOBAL GROUP LTD | C | Control |
| LUNA, ELIZABETH, NMN | I | CONCERT GLOBAL GROUP LTD | C | Control |
| LUNA, ELIZABETH, NMN | I | CONCERT GLOBAL GROUP LTD | C | Control |
| LUNA, ELIZABETH, NMN | I | CONCERT GLOBAL GROUP LTD | C | Control |
| LUNA, ELIZABETH, NMN | I | CONCERT GLOBAL GROUP LTD | C | Control |
| LUNA, ELIZABETH, NMN | I | CONCERT GLOBAL GROUP LTD | C | Control |
| LUNA, ELIZABETH, NMN | I | CONCERT GLOBAL GROUP LTD | C | Control |
| LUNA, ELIZABETH, NMN | I | CONCERT GLOBAL GROUP LTD | C | Control |
| LUNA, ELIZABETH, NMN | I | CONCERT GLOBAL GROUP LTD | C | Control |
| LUNA, FELIPE, AMOR | I | CONCERT GLOBAL GROUP LTD | C | Control |
| LUNA, FELIPE, AMOR | I | CONCERT GLOBAL GROUP LTD | C | Control |
| LUNA, FELIPE, AMOR | I | CONCERT GLOBAL GROUP LTD | C | Control |
| LUNA, FELIPE, AMOR | I | CONCERT GLOBAL GROUP LTD | C | Control |
| LUNA, FELIPE, AMOR | I | CONCERT GLOBAL GROUP LTD | C | Control |
| LUNA, FELIPE, AMOR | I | CONCERT GLOBAL GROUP LTD | C | Control |
| LUNA, FELIPE, AMOR | I | CONCERT GLOBAL GROUP LTD | C | Control |
| LUNA, FELIPE, AMOR | I | CONCERT GLOBAL GROUP LTD | C | Control |
| LUNA, FELIPE, AMOR | I | CONCERT GLOBAL GROUP LTD | C | Control |
Registrations
Federal
IA
Aug 30, 2012 REGISTERED
Notice Filings (2)
CA WA
Address
1900 THE ALAMEDASUITE 300
SAN JOSE, CA 95126
United States
Phone: 408-856-6224