A.L. STUART INVESTMENTS, LLC
CRD #158974 SEC #802-114613 GREENWICH, CT 203-969-1140
State Registered Exempt Reporting Private Funds
Total AUM
$91.9M
Discretionary
$75.7M
Employees
8
Clients
0
Accounts
57
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LUBIN, RONDA, HALPERIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUBIN, RONDA, HALPERIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUBIN, RONDA, HALPERIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUBIN, RONDA, HALPERIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUBIN, RONDA, HALPERIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUBIN, RONDA, HALPERIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUBIN, RONDA, HALPERIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUBIN, RONDA, HALPERIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUBIN, RONDA, HALPERIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUBIN, RONDA, HALPERIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUBIN, RONDA, HALPERIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUBIN, RONDA, HALPERIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUBIN, RONDA, HALPERIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUBIN, RONDA, HALPERIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LUBIN, RONDA, HALPERIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LUBIN, RONDA, HALPERIN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STUART, ALAN, LINCOLN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STUART, ALAN, LINCOLN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STUART, ALAN, LINCOLN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STUART, ALAN, LINCOLN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STUART, ALAN, LINCOLN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STUART, ALAN, LINCOLN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STUART, ALAN, LINCOLN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STUART, ALAN, LINCOLN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STUART, ALAN, LINCOLN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STUART, ALAN, LINCOLN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STUART, ALAN, LINCOLN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STUART, ALAN, LINCOLN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STUART, ALAN, LINCOLN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STUART, ALAN, LINCOLN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STUART, ALAN, LINCOLN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STUART, ALAN, LINCOLN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STUART, ALAN, LINCOLN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STUART, ALAN, LINCOLN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STUART, ALAN, LINCOLN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| A.L. STUART & CO., LLC | DE | MANAGING MEMBER | E | Control |
| A.L. STUART & CO., LLC | DE | MANAGING MEMBER | E | Control |
| A.L. STUART & CO., LLC | DE | MANAGING MEMBER | E | Control |
| A.L. STUART & CO., LLC | DE | MANAGING MEMBER | E | Control |
| A.L. STUART & CO., LLC | DE | MANAGING MEMBER | E | Control |
| A.L. STUART FINANCIAL SERVICES, LLC | DE | MANAGING MEMBER | E | Control |
| A.L. STUART FINANCIAL SERVICES, LLC | DE | MANAGING MEMBER | E | Control |
| A.L. STUART FINANCIAL SERVICES, LLC | DE | MANAGING MEMBER | E | Control |
| A.L. STUART FINANCIAL SERVICES, LLC | DE | MANAGING MEMBER | E | Control |
| A.L. STUART FINANCIAL SERVICES, LLC | DE | MANAGING MEMBER | E | Control |
| A.L. STUART FINANCIAL SERVICES, LLC | DE | MANAGING MEMBER | E | Control |
| A.L. STUART FINANCIAL SERVICES, LLC | DE | MANAGING MEMBER | E | Control |
| A.L. STUART FINANCIAL SERVICES, LLC | DE | MANAGING MEMBER | E | Control |
| A.L. STUART FINANCIAL SERVICES, LLC | DE | MANAGING MEMBER | E | Control |
| A.L. STUART FINANCIAL SERVICES, LLC | DE | MANAGING MEMBER | E | Control |
| A.L. STUART FINANCIAL SERVICES, LLC | DE | MANAGING MEMBER | E | Control |
| A.L. STUART FINANCIAL SERVICES, LLC | DE | MANAGING MEMBER | E | Control |
| A.L. STUART FINANCIAL SERVICES, LLC | DE | MANAGING MEMBER | E | Control |
| A.L. STUART FINANCIAL SERVICES, LLC | DE | MANAGING MEMBER | E | Control |
| A.L. STUART FINANCIAL SERVICES, LLC | DE | MANAGING MEMBER | E | Control |
| STUART, ALAN, LINCOLN | I | MANAGING MEMBER | E | Control |
| STUART, ALAN, LINCOLN | I | MANAGING MEMBER | E | Control |
| Stuart, Jacqueline, Barkan | I | CHIEF EXECUTIVE OFFICER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| STUART, ALAN, LINCOLN | I | A.L. STUART FINANCIAL SERVICES, LLC | D | Control |
| STUART, ALAN, LINCOLN | I | A.L. STUART FINANCIAL SERVICES, LLC | D | Control |
| STUART, ALAN, LINCOLN | I | A.L. STUART FINANCIAL SERVICES, LLC | D | Control |
| STUART, ALAN, LINCOLN | I | A.L. STUART FINANCIAL SERVICES, LLC | D | Control |
| STUART, ALAN, LINCOLN | I | A.L. STUART FINANCIAL SERVICES, LLC | D | Control |
| STUART, ALAN, LINCOLN | I | A.L. STUART FINANCIAL SERVICES, LLC | D | Control |
| STUART, ALAN, LINCOLN | I | A.L. STUART FINANCIAL SERVICES, LLC | D | Control |
| STUART, ALAN, LINCOLN | I | A.L. STUART FINANCIAL SERVICES, LLC | D | Control |
| STUART, ALAN, LINCOLN | I | A.L. STUART FINANCIAL SERVICES, LLC | D | Control |
| STUART, ALAN, LINCOLN | I | A.L. STUART FINANCIAL SERVICES, LLC | D | Control |
| STUART, ALAN, LINCOLN | I | A.L. STUART FINANCIAL SERVICES, LLC | D | Control |
| STUART, ALAN, LINCOLN | I | A.L. STUART FINANCIAL SERVICES, LLC | D | Control |
| STUART, ALAN, LINCOLN | I | A.L. STUART FINANCIAL SERVICES, LLC | D | Control |
| STUART, ALAN, LINCOLN | I | A.L. STUART FINANCIAL SERVICES, LLC | D | Control |
| STUART, ALAN, LINCOLN | I | A.L. STUART FINANCIAL SERVICES, LLC | D | Control |
| STUART, ALAN, LINCOLN | I | A.L. STUART FINANCIAL SERVICES, LLC | D | Control |
| STUART, ALAN, LINCOLN | I | A.L. STUART FINANCIAL SERVICES, LLC | D | Control |
| STUART, ALAN, LINCOLN | I | A.L. STUART FINANCIAL SERVICES, LLC | D | Control |
| STUART, ALAN, LINCOLN | I | A.L. STUART FINANCIAL SERVICES, LLC | D | Control |
Registrations
Federal
ERA
Mar 31, 2025 REGISTERED
Notice Filings (4)
CT LA NY TX
Address
170 MASON STREETSUITE 101
GREENWICH, CT 06830
United States
Phone: 203-969-1140