SOLARIS ALTERNATIVE ASSET MANAGEMENT, LLC

Legal name: SOLARIS ALTERNATIVE ASSET MANAGEMENT

CRD #158993 SEC #801-72994 NEW YORK, NY 212-582-4500

SEC Registered Private Funds

Total AUM

$147.9M

Discretionary

$66.8M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 30, 2012
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BELLAS, ALBERT, CONSTANTINE	I	MANAGING MEMBER	NA	Control
BELLAS, ALBERT, CONSTANTINE	I	MANAGING DIRECTOR	NA	Control
BELLAS, ALBERT, CONSTANTINE	I	MANAGING MEMBER	NA	Control
BELLAS, ALBERT, CONSTANTINE	I	MANAGING MEMBER	NA	Control
BELLAS, ALBERT, CONSTANTINE	I	MANAGING MEMBER	NA	Control
BELLAS, ALBERT, CONSTANTINE	I	MANAGING MEMBER	NA	Control
GHRISKEY, TIMOTHY, MARKLEY	I	MANAGING MEMBER	NA	Control
GHRISKEY, TIMOTHY, MARKLEY	I	MANAGING DIRECTOR	NA	Control
GHRISKEY, TIMOTHY, MARKLEY	I	MANAGING MEMBER	NA	Control
GHRISKEY, TIMOTHY, MARKLEY	I	MANAGING MEMBER	NA	Control
GHRISKEY, TIMOTHY, MARKLEY	I	MANAGING MEMBER	NA	Control
GHRISKEY, TIMOTHY, MARKLEY	I	MANAGING MEMBER	NA	Control
KEOGH, PETER, CLARKE	I	CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER	NA	Control
KEOGH, PETER, CLARKE	I	CO-CHIEF INVESTMENT OFFICER/MANAGING DIRECTOR	NA	Control
KEOGH, PETER, CLARKE	I	CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER	NA	Control
KEOGH, PETER, CLARKE	I	CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER	NA	Control
KEOGH, PETER, CLARKE	I	CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER	NA	Control
KEOGH, PETER, CLARKE	I	CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER	NA	Control
MAILMAN, CHRISTOPHER, BENJAMIN	I	CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER	NA	Control
MAILMAN, CHRISTOPHER, BENJAMIN	I	CO-CHIEF INVESTMENT OFFICER/MANAGING DIRECTOR	NA	Control
MAILMAN, CHRISTOPHER, BENJAMIN	I	CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER	NA	Control
MAILMAN, CHRISTOPHER, BENJAMIN	I	CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER	NA	Control
MAILMAN, CHRISTOPHER, BENJAMIN	I	CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER	NA	Control
MAILMAN, CHRISTOPHER, BENJAMIN	I	CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER	NA	Control
SINSHEIMER, RALPH, DAVID	I	MANAGING MEMBER	NA	Control
SINSHEIMER, RALPH, DAVID	I	MANAGING DIRECTOR	NA	Control
SINSHEIMER, RALPH, DAVID	I	MANAGING MEMBER	NA	Control
SINSHEIMER, RALPH, DAVID	I	MANAGING MEMBER	NA	Control
SINSHEIMER, RALPH, DAVID	I	MANAGING MEMBER	NA	Control
SINSHEIMER, RALPH, DAVID	I	MANAGING MEMBER	NA	Control
WELLS, STEPHEN, BRENT	I	CHIEF COMPLIANCE OFFICER/MANAGING MEMBER	NA	Control
WELLS, STEPHEN, BRENT	I	CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR	NA	Control
WELLS, STEPHEN, BRENT	I	CHIEF COMPLIANCE OFFICER/MANAGING MEMBER	NA	Control
WELLS, STEPHEN, BRENT	I	CHIEF COMPLIANCE OFFICER/MANAGING MEMBER	NA	Control
WELLS, STEPHEN, BRENT	I	CHIEF COMPLIANCE OFFICER/MANAGING MEMBER	NA	Control
WELLS, STEPHEN, BRENT	I	CHIEF COMPLIANCE OFFICER/MANAGING MEMBER	NA	Control
MILLBROOK INVESTMENT MANAGEMENT COMPANY, LLC	DE	MEMBER	D	Control
MILLBROOK INVESTMENT MANAGEMENT COMPANY, LLC	DE	MEMBER	D	Control
MILLBROOK INVESTMENT MANAGEMENT COMPANY, LLC	DE	MEMBER	D	Control
MILLBROOK INVESTMENT MANAGEMENT COMPANY, LLC	DE	MEMBER	D	Control
MILLBROOK INVESTMENT MANAGEMENT COMPANY, LLC	DE	MEMBER	D	Control
MILLBROOK INVESTMENT MANAGEMENT COMPANY, LLC	DE	MEMBER	D	Control
SOLARIS ADVISORS, LLC	DE	MEMBER	D	Control
SOLARIS ADVISORS, LLC	DE	MEMBER	D	Control
SOLARIS ADVISORS, LLC	DE	MEMBER	D	Control
SOLARIS ADVISORS, LLC	DE	MEMBER	D	Control
SOLARIS ADVISORS, LLC	DE	MEMBER	D	Control
SOLARIS ADVISORS, LLC	DE	MEMBER	D	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
BELLAS, ALBERT, CONSTANTINE	I	SOLARIS GROUP, LLC	F	Control
BELLAS, ALBERT, CONSTANTINE	I	SOLARIS GROUP, LLC	F	Control
BELLAS, ALBERT, CONSTANTINE	I	SOLARIS GROUP, LLC	F	Control
BELLAS, ALBERT, CONSTANTINE	I	SOLARIS GROUP, LLC	F	Control
GHRISKEY, TIMOTHY, MARKLEY	I	SOLARIS GROUP, LLC	F	Control
GHRISKEY, TIMOTHY, MARKLEY	I	SOLARIS GROUP, LLC	F	Control
GHRISKEY, TIMOTHY, MARKLEY	I	SOLARIS GROUP, LLC	F	Control
GHRISKEY, TIMOTHY, MARKLEY	I	SOLARIS GROUP, LLC	F	Control
SINSHEIMER, RALPH, DAVID	I	SOLARIS GROUP, LLC	F	Control
SINSHEIMER, RALPH, DAVID	I	SOLARIS GROUP, LLC	F	Control
SINSHEIMER, RALPH, DAVID	I	SOLARIS GROUP, LLC	F	Control
SINSHEIMER, RALPH, DAVID	I	SOLARIS GROUP, LLC	F	Control
WACHTEL, WILLIAM, B.	I	CHELSEY CAPITAL PROFIT SHARING PLAN F/K/A DSJ INTERNATIONAL RESOURCES, LIMITED PROFIT SHARING PLAN	F	Control
WACHTEL, WILLIAM, B.	I	CHELSEY CAPITAL PROFIT SHARING PLAN F/K/A DSJ INTERNATIONAL RESOURCES, LIMITED PROFIT SHARING PLAN	F	Control
WACHTEL, WILLIAM, B.	I	CHELSEY CAPITAL PROFIT SHARING PLAN F/K/A DSJ INTERNATIONAL RESOURCES, LIMITED PROFIT SHARING PLAN	F	Control
WACHTEL, WILLIAM, B.	I	CHELSEY CAPITAL PROFIT SHARING PLAN F/K/A DSJ INTERNATIONAL RESOURCES, LIMITED PROFIT SHARING PLAN	F	Control
WACHTEL, WILLIAM, B.	I	CHELSEY CAPITAL PROFIT SHARING PLAN F/K/A DSJ INTERNATIONAL RESOURCES, LIMITED PROFIT SHARING PLAN	F	Control
WELLS, STEPHEN, BRENT	I	SOLARIS GROUP, LLC	F	Control
WELLS, STEPHEN, BRENT	I	SOLARIS GROUP, LLC	F	Control
WELLS, STEPHEN, BRENT	I	SOLARIS GROUP, LLC	F	Control
WELLS, STEPHEN, BRENT	I	SOLARIS GROUP, LLC	F	Control
CHELSEY CAPITAL PROFIT SHARING PLAN, F/K/A DSJ INTERNATIONAL RESOURCES, LIMITED PROFIT SHARING PLAN	DE	CHELSEY FUNDING LLC	E	Control
CHELSEY CAPITAL PROFIT SHARING PLAN, F/K/A DSJ INTERNATIONAL RESOURCES, LIMITED PROFIT SHARING PLAN	DE	CHELSEY FUNDING LLC	E	Control
CHELSEY CAPITAL PROFIT SHARING PLAN, F/K/A DSJ INTERNATIONAL RESOURCES, LIMITED PROFIT SHARING PLAN	DE	CHELSEY FUNDING LLC	E	Control
CHELSEY CAPITAL PROFIT SHARING PLAN, F/K/A DSJ INTERNATIONAL RESOURCES, LIMITED PROFIT SHARING PLAN	DE	CHELSEY FUNDING LLC	E	Control
CHELSEY CAPITAL PROFIT SHARING PLAN, F/K/A DSJ INTERNATIONAL RESOURCES, LIMITED PROFIT SHARING PLAN	DE	CHELSEY FUNDING LLC	E	Control
CHELSEY FUNDING LLC	DE	CHELSEY SOLARIS, INC	E	Control
CHELSEY FUNDING LLC	DE	CHELSEY SOLARIS, INC	E	Control
CHELSEY FUNDING LLC	DE	CHELSEY SOLARIS, INC	E	Control
CHELSEY FUNDING LLC	DE	CHELSEY SOLARIS, INC	E	Control
CHELSEY FUNDING LLC	DE	CHELSEY SOLARIS, INC	E	Control
SDF SOLARIS LLC	DE	PROVIDENT TRUST COMPANY	E	Control
SOLARIS GROUP, LLC	DE	SOLARIS ADVISERS, LLC	E	Control
SOLARIS GROUP, LLC	DE	SOLARIS ADVISERS, LLC	E	Control
SOLARIS GROUP, LLC	DE	SOLARIS ADVISERS, LLC	E	Control
SOLARIS GROUP, LLC	DE	SOLARIS ADVISERS, LLC	E	Control
SOLARIS GROUP, LLC	DE	SOLARIS ADVISERS, LLC	E	Control
SOLARIS GROUP, LLC	DE	SOLARIS ADVISERS, LLC	E	Control
MAILMAN, CHRISTOPHER, BENJAMIN	I	MILLBROOK INVESTMENT MANAGEMENT COMPANY, LLC	D	Control
MAILMAN, CHRISTOPHER, BENJAMIN	I	MILLBROOK INVESTMENT MANAGEMENT COMPANY, LLC	D	Control
MAILMAN, CHRISTOPHER, BENJAMIN	I	MILLBROOK INVESTMENT MANAGEMENT COMPANY, LLC	D	Control
MAILMAN, CHRISTOPHER, BENJAMIN	I	MILLBROOK INVESTMENT MANAGEMENT COMPANY, LLC	D	Control
MAILMAN, CHRISTOPHER, BENJAMIN	I	MILLBROOK INVESTMENT MANAGEMENT COMPANY, LLC	D	Control
MAILMAN, CHRISTOPHER, BENJAMIN	I	MILLBROOK INVESTMENT MANAGEMENT COMPANY, LLC	D	Control
BELLAS, ALBERT, CONSTANTINE	I	SOLARIS GROUP, LLC	C	Control
CHELSEY SOLARIS, INC.	DE	SOLARIS GROUP, LLC	C	Control
CHELSEY SOLARIS, INC.	DE	SOLARIS GROUP, LLC	C	Control
CHELSEY SOLARIS, INC.	DE	SOLARIS GROUP, LLC	C	Control
CHELSEY SOLARIS, INC.	DE	SOLARIS GROUP, LLC	C	Control
CHELSEY SOLARIS, INC.	DE	SOLARIS GROUP, LLC	C	Control
CHELSEY SOLARIS, INC.	DE	SOLARIS GROUP, LLC	C	Control
GHRISKEY, TIMOTHY, MARKLEY	I	SOLARIS GROUP, LLC	C	Control
KEOGH, PETER, CLARKE	I	MILLBROOK INVESTMENT MANAGEMENT COMPANY, LLC	C	Control
KEOGH, PETER, CLARKE	I	MILLBROOK INVESTMENT MANAGEMENT COMPANY, LLC	C	Control
KEOGH, PETER, CLARKE	I	MILLBROOK INVESTMENT MANAGEMENT COMPANY, LLC	C	Control
KEOGH, PETER, CLARKE	I	MILLBROOK INVESTMENT MANAGEMENT COMPANY, LLC	C	Control
KEOGH, PETER, CLARKE	I	MILLBROOK INVESTMENT MANAGEMENT COMPANY, LLC	C	Control
KEOGH, PETER, CLARKE	I	MILLBROOK INVESTMENT MANAGEMENT COMPANY, LLC	C	Control
SINSHEIMER, RALPH, DAVID	I	SOLARIS GROUP, LLC	C	Control
WELLS, STEPHEN, BRENT	I	SOLARIS GROUP, LLC	C	Control

Registrations

Federal

Mar 30, 2012 REGISTERED

Notice Filings (1)

Address

598 MADISON AVENUE
NEW YORK, NY 10022-1632
United States

Phone: 212-582-4500