NEMAN FINANCIAL, INC.
Legal name: NEMAN FINANCIAL, INC
CRD #159019 SEC #801-72732 LOS ANGELES, CA 310-359-8675
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
0
Accounts
0
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 2, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| NEMAN, SHERVIN | I | CEO | E | Control |
| NEMAN, SHERVIN | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Sep 2, 2011 REGISTERED
Notice Filings (1)
CA
Address
1999 AVENUE OF THE STARSSUITE 2045
LOS ANGELES, CA 90067
United States
Phone: 310-359-8675