SCHWAB WEALTH ADVISORY, INC.
CRD #159035 SEC #801-72795 LONE TREE, CO 415-667-7000
SEC Registered Disclosures
Total AUM
--
Discretionary
--
Employees
1,042
Clients
--
Accounts
--
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 11, 2025
- Branch Offices
- 97
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARMELI, BARBARA, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARMELI, BARBARA, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BATES, MARLENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BATES, MARLENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BATES, MARLENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BATES, MARLENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BATES, MARLENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BATES, MARLENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BATES, MARLENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BATES, MARLENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BATES, MARLENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BATES, MARLENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BATES, MARLENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BATES, MARLENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BATES, MARLENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BATES, MARLENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BATES, MARLENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BATES, MARLENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BATES, MARLENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BATES, MARLENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BATES, MARLENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BATES, MARLENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BATES, MARLENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BATES, MARLENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GILL, GEORGE, ANDREW | I | PRESIDENT | NA | Control |
| GILL, GEORGE, ANDREW | I | PRESIDENT | NA | Control |
| GILL, GEORGE, ANDREW | I | PRESIDENT | NA | Control |
| GILL, GEORGE, ANDREW | I | PRESIDENT | NA | Control |
| HALL, STEVEN, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HALL, STEVEN, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HALL, STEVEN, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HALL, STEVEN, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HALL, STEVEN, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HALL, STEVEN, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HALL, STEVEN, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HALL, STEVEN, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HALL, STEVEN, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HUFFMAN, ALYSSA, JOHANNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUFFMAN, ALYSSA, JOHANNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUFFMAN, ALYSSA, JOHANNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUFFMAN, ALYSSA, JOHANNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUFFMAN, ALYSSA, JOHANNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUFFMAN, ALYSSA, JOHANNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUFFMAN, ALYSSA, JOHANNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUFFMAN, ALYSSA, JOHANNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUFFMAN, ALYSSA, JOHANNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUFFMAN, ALYSSA, JOHANNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUFFMAN, ALYSSA, JOHANNA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| INNES, ROBERT, K | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| INNES, ROBERT, K (MI ONLY) | I | CHIEF LEGAL OFFICER | NA | |
| KALLSEN, TERRI, RAE | I | PRESIDENT | NA | Control |
| KALLSEN, TERRI, RAE | I | PRESIDENT | NA | Control |
| KALLSEN, TERRI, RAE | I | PRESIDENT | NA | Control |
| KALLSEN, TERRI, RAE | I | PRESIDENT | NA | Control |
| KALLSEN, TERRI, RAE | I | PRESIDENT | NA | Control |
| MARTIN, PHILIP, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| MARTIN, PHILIP, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| MARTIN, PHILIP, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| MARTIN, PHILIP, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| MARTIN, PHILIP, ROGER | I | CHIEF COMPLIANCE OFFICER | NA | |
| METZGER, BARRY, SCOTT | I | PRESIDENT | NA | Control |
| MORLEY, JEFFREY, WARREN | I | VICE PRESIDENT | NA | |
| MORLEY, JEFFREY, WARREN | I | VICE PRESIDENT | NA | |
| Niedermeier, Stacy, A | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Niedermeier, Stacy, A | I | DIRECTOR | NA | Control |
| Niedermeier, Stacy, A | I | DIRECTOR | NA | Control |
| Niedermeier, Stacy, A | I | DIRECTOR | NA | Control |
| Niedermeier, Stacy, A | I | DIRECTOR | NA | Control |
| Niedermeier, Stacy, A | I | DIRECTOR | NA | Control |
| Niedermeier, Stacy, A | I | DIRECTOR | NA | Control |
| Niedermeier, Stacy, A | I | DIRECTOR | NA | Control |
| Niedermeier, Stacy, A | I | DIRECTOR | NA | Control |
| OLSON, BRYAN, LARRY | I | PRESIDENT | NA | Control |
| OLSON, BRYAN, LARRY | I | PRESIDENT | NA | Control |
| OLSON, BRYAN, LARRY | I | PRESIDENT | NA | Control |
| OLSON, BRYAN, LARRY | I | PRESIDENT | NA | Control |
| OLSON, BRYAN, LARRY | I | PRESIDENT | NA | Control |
| OLSON, BRYAN, LARRY | I | PRESIDENT | NA | Control |
| OLSON, BRYAN, LARRY | I | PRESIDENT | NA | Control |
| OLSON, BRYAN, LARRY | I | PRESIDENT | NA | Control |
| OLSON, BRYAN, LARRY | I | PRESIDENT | NA | Control |
| OLSON, BRYAN, LARRY | I | PRESIDENT | NA | Control |
| OLSON, BRYAN, LARRY | I | PRESIDENT | NA | Control |
| OLSON, BRYAN, LARRY | I | PRESIDENT | NA | Control |
| OLSON, BRYAN, LARRY | I | PRESIDENT | NA | Control |
| OLSON, BRYAN, LARRY | I | PRESIDENT | NA | Control |
| OLSON, BRYAN, LARRY | I | PRESIDENT | NA | Control |
| OLSON, BRYAN, LARRY | I | PRESIDENT | NA | Control |
| OLSON, BRYAN, LARRY | I | PRESIDENT | NA | Control |
| OLSON, BRYAN, LARRY | I | PRESIDENT | NA | Control |
| OLSON, BRYAN, LARRY | I | PRESIDENT | NA | Control |
| OLSON, BRYAN, LARRY | I | PRESIDENT | NA | Control |
| OLSON, BRYAN, LARRY | I | PRESIDENT | NA | Control |
| OLSON, BRYAN, LARRY | I | PRESIDENT | NA | Control |
| OLSON, BRYAN, LARRY | I | PRESIDENT | NA | Control |
| OLSON, BRYAN, LARRY | I | PRESIDENT | NA | Control |
| OLSON, BRYAN, LARRY | I | PRESIDENT | NA | Control |
| OLSON, BRYAN, LARRY | I | PRESIDENT | NA | Control |
| OLSON, BRYAN, LARRY | I | PRESIDENT | NA | Control |
| RHOADES, JOSEPH, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RHOADES, JOSEPH, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RHOADES, JOSEPH, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RHOADES, JOSEPH, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RHOADES, JOSEPH, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RHOADES, JOSEPH, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RHOADES, JOSEPH, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RHOADES, JOSEPH, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RHOADES, JOSEPH, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RHOADES, JOSEPH, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RHOADES, JOSEPH, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RHOADES, JOSEPH, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RHOADES, JOSEPH, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROSAI, MARY, HARTMAN | I | PRESIDENT | NA | Control |
| ROSAI, MARY, HARTMAN | I | PRESIDENT | NA | Control |
| ROSAI, MARY, HARTMAN | I | PRESIDENT | NA | Control |
| ROSAI, MARY, HARTMAN | I | PRESIDENT | NA | Control |
| ROSAI, MARY, HARTMAN | I | PRESIDENT | NA | Control |
| ROSAI, MARY, HARTMAN | I | PRESIDENT | NA | Control |
| ROSAI, MARY, HARTMAN | I | PRESIDENT | NA | Control |
| SEIDLITZ, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SEIDLITZ, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SEIDLITZ, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SEIDLITZ, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SEIDLITZ, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SEIDLITZ, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SEIDLITZ, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SEIDLITZ, JESSICA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, MARC, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, MARC, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, MARC, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, MARC, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, MARC, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, MARC, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, MARC, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, MARC, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, MARC, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, MARC, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, MARC, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | |
| STEWART, MARC, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | |
| STORK, MARY, ELIZABETH | I | PRESIDENT | NA | Control |
| STORK, MARY, ELIZABETH | I | PRESIDENT | NA | Control |
| STORK, MARY, ELIZABETH | I | PRESIDENT | NA | Control |
| Silvanic, Christy, M | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Silvanic, Christy, M | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Silvanic, Christy, M | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Silvanic, Christy, M | I | CHIEF FINANCIAL OFFICER | NA | Control |
| THOM, CHRISTOPHER, BRIAN | I | VICE PRESIDENT | NA | |
| THOM, CHRISTOPHER, BRIAN | I | PRESIDENT | NA | |
| THOM, CHRISTOPHER, BRIAN | I | PRESIDENT | NA | |
| THOM, CHRISTOPHER, BRIAN | I | PRESIDENT | NA | |
| THOM, CHRISTOPHER, BRIAN | I | PRESIDENT | NA | |
| THOM, CHRISTOPHER, BRIAN | I | PRESIDENT | NA | |
| THOM, CHRISTOPHER, BRIAN | I | PRESIDENT | NA | |
| THOM, CHRISTOPHER, BRIAN | I | PRESIDENT | NA | Control |
| THOM, CHRISTOPHER, BRIAN | I | PRESIDENT | NA | Control |
| Thacker, Franklin, Aubrey | I | DIRECTOR | NA | Control |
| Thacker, Franklin, Aubrey | I | DIRECTOR | NA | Control |
| Thacker, Franklin, Aubrey | I | DIRECTOR | NA | Control |
| Thacker, Franklin, Aubrey | I | DIRECTOR | NA | Control |
| Thacker, Franklin, Aubrey | I | DIRECTOR | NA | Control |
| Thacker, Franklin, Aubrey | I | DIRECTOR | NA | Control |
| Thacker, Franklin, Aubrey | I | DIRECTOR | NA | Control |
| Thacker, Franklin, Aubrey | I | DIRECTOR | NA | Control |
| WALDRON, KRISTEN, CLEO | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALDRON, KRISTEN, CLEO | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALDRON, KRISTEN, CLEO | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALDRON, KRISTEN, CLEO | I | CHIEF COMPLIANCE OFFICER | NA | |
| WALDRON, KRISTEN, CLEO | I | CHIEF COMPLIANCE OFFICER | NA | |
| WANEBO, JAMES, BRENDON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WANEBO, JAMES, BRENDON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WANEBO, JAMES, BRENDON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WANEBO, JAMES, BRENDON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WANEBO, JAMES, BRENDON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WANEBO, JAMES, BRENDON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WANEBO, JAMES, BRENDON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| SCHWAB HOLDINGS, INC. | DE | 100% OWNER | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | 100% OWNER | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | 100% OWNER | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | 100% OWNER | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | 100% OWNER | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | 100% OWNER | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | 100% OWNER | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | 100% OWNER | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | 100% OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
| THE CHARLES SCHWAB CORPORATION | DE | SCHWAB HOLDINGS, INC. | E | Control |
Registrations
Federal
IA
Dec 11, 2025 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
9800 SCHWAB WAYLONE TREE, CO 80124
United States
Phone: 415-667-7000