PENSERRA CAPITAL MANAGEMENT LLC
CRD #159042 SEC #801-80466 ORINDA, CA 800-456-8850
SEC Registered
Total AUM
$11.5B
Discretionary
$11.5B
Employees
16
Clients
0
Accounts
44
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 21, 2025
- Branch Offices
- 2
- LEI
- 549300I8X5UWMSXOJ371
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CASTELLI, ANTHONY | I | CHIEF COMPLIANCE OFFICER AND RISK MANAGER | NA | Control |
| CASTELLI, ANTHONY | I | CHIEF COMPLIANCE OFFICER AND RISK MANAGER | NA | Control |
| CASTELLI, ANTHONY | I | CHIEF COMPLIANCE OFFICER AND RISK MANAGER | NA | Control |
| CASTELLI, ANTHONY | I | CHIEF COMPLIANCE OFFICER AND RISK MANAGER | NA | Control |
| CASTELLI, ANTHONY | I | CHIEF COMPLIANCE OFFICER AND RISK MANAGER | NA | Control |
| CASTELLI, ANTHONY | I | CHIEF COMPLIANCE OFFICER AND RISK MANAGER | NA | Control |
| CASTELLI, ANTHONY | I | CHIEF COMPLIANCE OFFICER AND RISK MANAGER | NA | Control |
| CASTELLI, ANTHONY | I | CHIEF COMPLIANCE OFFICER AND RISK MANAGER | NA | Control |
| CASTELLI, ANTHONY | I | CHIEF COMPLIANCE OFFICER AND RISK MANAGER | NA | Control |
| CASTELLI, ANTHONY | I | CHIEF COMPLIANCE OFFICER AND RISK MANAGER | NA | Control |
| CASTELLI, ANTHONY | I | CHIEF COMPLIANCE OFFICER AND RISK MANAGER | NA | Control |
| CASTELLI, ANTHONY | I | CHIEF COMPLIANCE OFFICER AND RISK MANAGER | NA | Control |
| CASTELLI, ANTHONY | I | CHIEF COMPLIANCE OFFICER AND RISK MANAGER | NA | Control |
| CASTELLI, ANTHONY | I | CHIEF COMPLIANCE OFFICER AND RISK MANAGER | NA | Control |
| CASTELLI, ANTHONY | I | CHIEF COMPLIANCE OFFICER AND RISK MANAGER | NA | Control |
| CASTELLI, ANTHONY | I | CHIEF COMPLIANCE OFFICER AND RISK MANAGER | NA | Control |
| CASTELLI, ANTHONY | I | CHIEF COMPLIANCE OFFICER AND RISK MANAGER | NA | Control |
| CASTELLI, ANTHONY | I | CHIEF COMPLIANCE OFFICER AND RISK MANAGER | NA | Control |
| CASTELLI, ANTHONY | I | CHIEF COMPLIANCE OFFICER AND RISK MANAGER | NA | Control |
| CASTELLI, ANTHONY | I | CHIEF COMPLIANCE OFFICER AND RISK MANAGER | NA | Control |
| CASTELLI, ANTHONY | I | CHIEF COMPLIANCE OFFICER AND RISK MANAGER | NA | Control |
| CASTELLI, ANTHONY | I | CHIEF COMPLIANCE OFFICER AND RISK MANAGER | NA | Control |
| CASTELLI, ANTHONY | I | CHIEF COMPLIANCE OFFICER AND RISK MANAGER | NA | Control |
| CASTELLI, ANTHONY | I | CHIEF COMPLIANCE OFFICER AND RISK MANAGER | NA | Control |
| CASTELLI, ANTHONY | I | CHIEF COMPLIANCE OFFICER AND RISK MANAGER | NA | Control |
| CASTELLI, ANTHONY | I | CHIEF COMPLIANCE OFFICER AND RISK MANAGER | NA | Control |
| CASTELLI, ANTHONY | I | CHIEF COMPLIANCE OFFICER AND RISK MANAGER | NA | Control |
| CASTELLI, ANTHONY | I | CHIEF COMPLIANCE OFFICER AND RISK MANAGER | NA | Control |
| CASTELLI, ANTHONY | I | CHIEF COMPLIANCE OFFICER AND RISK MANAGER | NA | Control |
| CASTELLI, ANTHONY | I | CHIEF COMPLIANCE OFFICER AND RISK MANAGER | NA | Control |
| CASTELLI, ANTHONY | I | CHIEF COMPLIANCE OFFICER AND RISK MANAGER | NA | Control |
| CASTELLI, ANTHONY, NMN | I | CHIEF OPERATING OFFICER | NA | Control |
| CASTELLI, ANTHONY, NMN | I | CHIEF OPERATING OFFICER | NA | Control |
| DESAI, ANAND, ARUN | I | PORTFOLIO MANAGER | NA | |
| DESAI, ANAND, ARUN | I | PORTFOLIO MANAGER | NA | |
| DESAI, ANAND, ARUN | I | PORTFOLIO MANAGER | NA | |
| DESAI, ANAND, ARUN | I | PORTFOLIO MANAGER | NA | |
| DESAI, ANAND, ARUN | I | PORTFOLIO MANAGER | NA | |
| DESAI, ANAND, ARUN | I | PORTFOLIO MANAGER | NA | |
| DESAI, ANAND, ARUN | I | PORTFOLIO MANAGER | NA | |
| DESAI, ANAND, ARUN | I | PORTFOLIO MANAGER | NA | |
| DESAI, ANAND, ARUN | I | PORTFOLIO MANAGER | NA | |
| DESAI, ANAND, ARUN | I | PORTFOLIO MANAGER | NA | |
| DESAI, ANAND, ARUN | I | PORTFOLIO MANAGER | NA | |
| DESAI, ANAND, ARUN | I | PORTFOLIO MANAGER | NA | |
| Drury, Katherine, Sarah | I | CHIEF COMPLIANCE OFFICER | NA | |
| Drury, Katherine, Sarah | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEWELLYN, DUSTIN, ALLEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MADRIGAL, GEORGE, NMN | I | PRESIDENT AND CEO | NA | Control |
| MADRIGAL, GEORGE, NMN | I | PRESIDENT AND CEO | NA | Control |
| MADRIGAL, GEORGE, NMN | I | PRESIDENT AND CEO | NA | Control |
| MADRIGAL, GEORGE, NMN | I | PRESIDENT AND CEO | NA | Control |
| MADRIGAL, GEORGE, NMN | I | PRESIDENT AND CEO | NA | Control |
| MADRIGAL, GEORGE, NMN | I | PRESIDENT AND CEO | NA | Control |
| MADRIGAL, GEORGE, NMN | I | PRESIDENT AND CEO | NA | Control |
| MADRIGAL, GEORGE, NMN | I | PRESIDENT AND CEO | NA | Control |
| MADRIGAL, GEORGE, NMN | I | PRESIDENT AND CEO | NA | Control |
| MADRIGAL, GEORGE, NMN | I | PRESIDENT AND CEO | NA | Control |
| TONG, ERNESTO, DAVID | I | MANAGING DIRECTOR | NA | |
| TONG, ERNESTO, DAVID | I | MANAGING DIRECTOR | NA | |
| TONG, ERNESTO, DAVID | I | MANAGING DIRECTOR | NA | |
| TONG, ERNESTO, DAVID | I | MANAGING DIRECTOR | NA | |
| TONG, ERNESTO, DAVID | I | MANAGING DIRECTOR | NA | |
| TONG, ERNESTO, DAVID | I | MANAGING DIRECTOR | NA | |
| TONG, ERNESTO, DAVID | I | MANAGING DIRECTOR | NA | |
| TONG, ERNESTO, DAVID | I | MANAGING DIRECTOR | NA | |
| TONG, ERNESTO, DAVID | I | MANAGING DIRECTOR | NA | |
| PENSERRA FINANCIAL VENTURES | DE | HOLDING COMPANY | E | |
| LEWELLYN, DUSTIN, ALLEN | I | MANAGING DIRECTOR | C | Control |
| LEWELLYN, DUSTIN, ALLEN | I | MANAGING DIRECTOR | C | Control |
| LEWELLYN, DUSTIN, ALLEN | I | MANAGING DIRECTOR | C | Control |
| LEWELLYN, DUSTIN, ALLEN | I | MANAGING DIRECTOR | C | Control |
| LEWELLYN, DUSTIN, ALLEN | I | MANAGING DIRECTOR | C | Control |
| LEWELLYN, DUSTIN, ALLEN | I | MANAGING DIRECTOR | C | Control |
| LEWELLYN, DUSTIN, ALLEN | I | MANAGING DIRECTOR | C | Control |
| LEWELLYN, DUSTIN, ALLEN | I | MANAGING DIRECTOR | C | Control |
| LEWELLYN, DUSTIN, ALLEN | I | MANAGING DIRECTOR | C | Control |
| LEWELLYN, DUSTIN, ALLEN | I | MANAGING DIRECTOR | C | Control |
| LEWELLYN, DUSTIN, ALLEN | I | MANAGING DIRECTOR | C | Control |
| LEWELLYN, DUSTIN, ALLEN | I | MANAGING DIRECTOR | C | Control |
| LEWELLYN, DUSTIN, ALLEN | I | MANAGING DIRECTOR | C | Control |
| LEWELLYN, DUSTIN, ALLEN | I | MANAGING DIRECTOR | C | Control |
| LEWELLYN, DUSTIN, ALLEN | I | MANAGING DIRECTOR | C | Control |
| LEWELLYN, DUSTIN, ALLEN | I | MANAGING DIRECTOR | C | Control |
| LEWELLYN, DUSTIN, ALLEN | I | MANAGING DIRECTOR | C | Control |
| LEWELLYN, DUSTIN, ALLEN | I | MANAGING DIRECTOR | C | Control |
| LEWELLYN, DUSTIN, ALLEN | I | MANAGING DIRECTOR | C | Control |
| LEWELLYN, DUSTIN, ALLEN | I | MANAGING DIRECTOR | C | Control |
| LEWELLYN, DUSTIN, ALLEN | I | MANAGING DIRECTOR | C | Control |
| LEWELLYN, DUSTIN, ALLEN | I | MANAGING DIRECTOR | C | Control |
| LEWELLYN, DUSTIN, ALLEN | I | MANAGING DIRECTOR | C | Control |
| LEWELLYN, DUSTIN, ALLEN | I | MANAGING DIRECTOR | C | Control |
| LEWELLYN, DUSTIN, ALLEN | I | MANAGING DIRECTOR | C | Control |
| LEWELLYN, DUSTIN, ALLEN | I | MANAGING DIRECTOR | C | Control |
| LEWELLYN, DUSTIN, ALLEN | I | MANAGING DIRECTOR | C | Control |
| LEWELLYN, DUSTIN, ALLEN | I | MANAGING DIRECTOR | C | Control |
| LEWELLYN, DUSTIN, ALLEN | I | MANAGING DIRECTOR | C | Control |
| LEWELLYN, DUSTIN, ALLEN | I | MANAGING DIRECTOR | C | Control |
| LEWELLYN, DUSTIN, ALLEN | I | MANAGING DIRECTOR | C | Control |
| LEWELLYN, DUSTIN, ALLEN | I | MANAGING DIRECTOR | C | Control |
| MADRIGAL, GEORGE | I | PRESIDENT AND CEO | C | Control |
| MADRIGAL, GEORGE | I | PRESIDENT AND CEO | C | Control |
| MADRIGAL, GEORGE | I | PRESIDENT AND CEO | C | Control |
| MADRIGAL, GEORGE | I | PRESIDENT AND CEO | C | Control |
| MADRIGAL, GEORGE | I | PRESIDENT AND CEO | C | Control |
| MADRIGAL, GEORGE | I | PRESIDENT AND CEO | C | Control |
| MADRIGAL, GEORGE | I | PRESIDENT AND CEO | C | Control |
| MADRIGAL, GEORGE | I | PRESIDENT AND CEO | C | Control |
| MADRIGAL, GEORGE | I | PRESIDENT AND CEO | C | Control |
| MADRIGAL, GEORGE | I | PRESIDENT AND CEO | C | Control |
| MADRIGAL, GEORGE | I | PRESIDENT AND CEO | C | Control |
| MADRIGAL, GEORGE | I | PRESIDENT AND CEO | C | Control |
| MADRIGAL, GEORGE | I | PRESIDENT AND CEO | C | Control |
| MADRIGAL, GEORGE | I | PRESIDENT AND CEO | C | Control |
| MADRIGAL, GEORGE | I | PRESIDENT AND CEO | C | Control |
| MADRIGAL, GEORGE | I | PRESIDENT AND CEO | C | Control |
| MADRIGAL, GEORGE | I | PRESIDENT AND CEO | C | Control |
| MADRIGAL, GEORGE | I | PRESIDENT AND CEO | C | Control |
| MADRIGAL, GEORGE | I | PRESIDENT AND CEO | C | Control |
| MADRIGAL, GEORGE | I | PRESIDENT AND CEO | C | Control |
| MADRIGAL, GEORGE | I | PRESIDENT AND CEO | C | Control |
| MADRIGAL, GEORGE | I | PRESIDENT AND CEO | C | Control |
| MADRIGAL, GEORGE | I | PRESIDENT AND CEO | C | Control |
| PENSERRA FINANCIAL VENTURES | DE | HOLDING COMPANY | C | |
| PENSERRA FINANCIAL VENTURES | DE | HOLDING COMPANY | B | |
| PENSERRA FINANCIAL VENTURES | DE | HOLDING COMPANY | B | |
| PENSERRA FINANCIAL VENTURES | DE | HOLDING COMPANY | B | |
| PENSERRA FINANCIAL VENTURES | DE | HOLDING COMPANY | B | |
| PENSERRA FINANCIAL VENTURES | DE | HOLDING COMPANY | B | |
| PENSERRA FINANCIAL VENTURES | DE | HOLDING COMPANY | B | |
| PENSERRA FINANCIAL VENTURES | DE | HOLDING COMPANY | B | |
| PENSERRA FINANCIAL VENTURES | DE | HOLDING COMPANY | B | |
| PENSERRA FINANCIAL VENTURES | DE | HOLDING COMPANY | B | |
| PENSERRA FINANCIAL VENTURES | DE | HOLDING COMPANY | B | |
| PENSERRA FINANCIAL VENTURES | DE | HOLDING COMPANY | B | |
| PENSERRA FINANCIAL VENTURES | DE | HOLDING COMPANY | B | |
| PENSERRA FINANCIAL VENTURES | DE | HOLDING COMPANY | B | |
| PENSERRA FINANCIAL VENTURES | DE | HOLDING COMPANY | B | |
| PENSERRA FINANCIAL VENTURES | DE | HOLDING COMPANY | B | |
| PENSERRA FINANCIAL VENTURES | DE | HOLDING COMPANY | B | |
| PENSERRA FINANCIAL VENTURES | DE | HOLDING COMPANY | B | |
| PENSERRA FINANCIAL VENTURES | DE | HOLDING COMPANY | B | |
| PENSERRA FINANCIAL VENTURES | DE | HOLDING COMPANY | B | |
| PENSERRA FINANCIAL VENTURES | DE | HOLDING COMPANY | B | |
| PENSERRA FINANCIAL VENTURES | DE | HOLDING COMPANY | B | |
| PENSERRA FINANCIAL VENTURES | DE | HOLDING COMPANY | B | |
| PENSERRA FINANCIAL VENTURES | DE | HOLDING COMPANY | B | |
| PENSERRA FINANCIAL VENTURES | DE | HOLDING COMPANY | B | |
| PENSERRA SECURITIES, LLC | DE | AFFILIATE BROKER/DEALER | B | |
| PENSERRA SECURITIES, LLC | DE | AFFILIATE BROKER/DEALER | B | |
| PENSERRA SECURITIES, LLC | DE | AFFILIATE BROKER/DEALER | B | |
| PENSERRA SECURITIES, LLC | DE | AFFILIATE BROKER/DEALER | B | |
| PENSERRA SECURITIES, LLC | DE | AFFILIATE BROKER/DEALER | B | |
| PENSERRA SECURITIES, LLC | DE | AFFILIATE BROKER/DEALER | B | |
| PENSERRA SECURITIES, LLC | DE | AFFILIATE BROKER/DEALER | B | |
| TONG, ERNESTO, DAVID | I | MANAGING DIRECTOR | A | |
| TONG, ERNESTO, DAVID | I | MANAGING DIRECTOR | A | |
| TONG, ERNESTO, DAVID | I | MANAGING DIRECTOR | A | |
| TONG, ERNESTO, DAVID | I | MANAGING DIRECTOR | A | |
| TONG, ERNESTO, DAVID | I | MANAGING DIRECTOR | A | |
| TONG, ERNESTO, DAVID | I | MANAGING DIRECTOR | A | |
| TONG, ERNESTO, DAVID | I | MANAGING DIRECTOR | A | |
| TONG, ERNESTO, DAVID | I | MANAGING DIRECTOR | A | |
| TONG, ERNESTO, DAVID | I | MANAGING DIRECTOR | A | |
| TONG, ERNESTO, DAVID | I | MANAGING DIRECTOR | A | |
| TONG, ERNESTO, DAVID | I | MANAGING DIRECTOR | A | |
| TONG, ERNESTO, DAVID | I | MANAGING DIRECTOR | A | |
| TONG, ERNESTO, DAVID | I | MANAGING DIRECTOR | A | |
| TONG, ERNESTO, DAVID | I | MANAGING DIRECTOR | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MADRIGAL, GEORGE | I | PENSERRA SECURITIES LLC | C | Control |
| MADRIGAL, GEORGE | I | PENSERRA SECURITIES LLC | C | Control |
| MADRIGAL, GEORGE | I | PENSERRA SECURITIES LLC | C | Control |
| MADRIGAL, GEORGE | I | PENSERRA SECURITIES LLC | C | Control |
| MADRIGAL, GEORGE | I | PENSERRA SECURITIES LLC | C | Control |
| MADRIGAL, GEORGE | I | PENSERRA SECURITIES LLC | C | Control |
| MADRIGAL, GEORGE | I | PENSERRA SECURITIES LLC | C | Control |
| MADRIGAL, GEORGE | I | PENSERRA SECURITIES LLC | C | Control |
| MADRIGAL, GEORGE | I | PENSERRA SECURITIES LLC | C | Control |
| MADRIGAL, GEORGE | I | PENSERRA SECURITIES LLC | C | Control |
| MADRIGAL, GEORGE | I | PENSERRA SECURITIES LLC | C | Control |
| MADRIGAL, GEORGE | I | PENSERRA SECURITIES LLC | C | Control |
| MADRIGAL, GEORGE | I | PENSERRA SECURITIES LLC | C | Control |
| MADRIGAL, GEORGE | I | PENSERRA SECURITIES LLC | C | Control |
| MADRIGAL, GEORGE | I | PENSERRA SECURITIES LLC | C | Control |
| MADRIGAL, GEORGE | I | PENSERRA SECURITIES LLC | C | Control |
| MADRIGAL, GEORGE | I | PENSERRA SECURITIES LLC | C | Control |
| MADRIGAL, GEORGE | I | PENSERRA SECURITIES LLC | C | Control |
| MADRIGAL, GEORGE | I | PENSERRA SECURITIES LLC | C | Control |
| MADRIGAL, GEORGE | I | PENSERRA SECURITIES LLC | C | Control |
| MADRIGAL, GEORGE | I | PENSERRA SECURITIES LLC | C | Control |
| MADRIGAL, GEORGE | I | PENSERRA SECURITIES LLC | C | Control |
| MADRIGAL, GEORGE | I | PENSERRA SECURITIES LLC | C | Control |
| MADRIGAL, GEORGE | I | PENSERRA SECURITIES LLC | C | Control |
| MADRIGAL, GEORGE | I | PENSERRA SECURITIES LLC | C | Control |
| MADRIGAL, GEORGE | I | PENSERRA SECURITIES LLC | C | Control |
| MADRIGAL, GEORGE | I | PENSERRA SECURITIES LLC | C | Control |
Registrations
Federal
IA
Jul 21, 2025 REGISTERED
Notice Filings (3)
CA IL NY
Address
4 ORINDA WAYSUITE 100-A
ORINDA, CA 94563
United States
Phone: 800-456-8850