DMS ADVISORS, INC.
CRD #159062 SEC #801-73031 POTTSTOWN, PA 484-336-5233
SEC Registered
Total AUM
$11M
Discretionary
$0
Employees
2
Clients
11
Accounts
25
Firm Details
- Organization Type
- Corporation
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 13, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FARAH, CHRISTOPHER, MICHAEL | I | DIRECTOR AND CFO | NA | Control |
| FARAH, CHRISTOPHER, MICHAEL | I | DIRECTOR AND CFO | NA | Control |
| FARAH, CHRISTOPHER, MICHAEL | I | DIRECTOR AND CFO | NA | Control |
| FARAH, CHRISTOPHER, MICHAEL | I | DIRECTOR AND CFO | NA | Control |
| FARAH, CHRISTOPHER, MICHAEL | I | DIRECTOR AND CFO | NA | Control |
| FARAH, CHRISTOPHER, MICHAEL | I | DIRECTOR AND CFO | NA | Control |
| FARAH, CHRISTOPHER, MICHAEL | I | DIRECTOR AND CFO | NA | Control |
| FARAH, CHRISTOPHER, MICHAEL | I | DIRECTOR AND CFO | NA | Control |
| FARAH, CHRISTOPHER, MICHAEL | I | DIRECTOR AND CFO | NA | Control |
| FARAH, CHRISTOPHER, MICHAEL | I | DIRECTOR AND CFO | NA | Control |
| FARAH, CHRISTOPHER, MICHAEL | I | DIRECTOR AND CFO | NA | Control |
| FARAH, CHRISTOPHER, MICHAEL | I | DIRECTOR AND CFO | NA | Control |
| HATT, RONALD, RAY | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| HATT, RONALD, RAY | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| HATT, RONALD, RAY | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| HATT, RONALD, RAY | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| HATT, RONALD, RAY | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| HATT, RONALD, RAY | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| HATT, RONALD, RAY | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| HATT, RONALD, RAY | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| HATT, RONALD, RAY | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| HATT, RONALD, RAY | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| HATT, RONALD, RAY | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| HATT, RONALD, RAY | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| KOENIG, JANE | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| KOENIG, JANE | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| KOENIG, JANE | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| KOENIG, JANE | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| KOENIG, JANE | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| KOENIG, JANE | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| KOENIG, JANE | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| KOENIG, JANE | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| KOENIG, JANE | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| KOENIG, JANE | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| KOENIG, JANE | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| KOENIG, JANE | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| KOHLI, PETER, RAJINDER | I | DIRECTOR, PRESIDENT AND CIO | NA | Control |
| KOHLI, PETER, RAJINDER | I | DIRECTOR, PRESIDENT, CCO AND CIO | NA | Control |
| KOHLI, PETER, RAJINDER | I | DIRECTOR, PRESIDENT, CCO AND CIO | NA | Control |
| KOHLI, PETER, RAJINDER | I | DIRECTOR, PRESIDENT AND CIO | NA | Control |
| KOHLI, PETER, RAJINDER | I | DIRECTOR, PRESIDENT AND CIO | NA | Control |
| KOHLI, PETER, RAJINDER | I | DIRECTOR, PRESIDENT AND CIO | NA | Control |
| KOHLI, PETER, RAJINDER | I | DIRECTOR, PRESIDENT, CCO AND CIO | NA | Control |
| KOHLI, PETER, RAJINDER | I | DIRECTOR, PRESIDENT, CCO AND CIO | NA | Control |
| KOHLI, PETER, RAJINDER | I | DIRECTOR, PRESIDENT AND CIO | NA | Control |
| KOHLI, PETER, RAJINDER | I | DIRECTOR, PRESIDENT AND CIO | NA | Control |
| KOHLI, PETER, RAJINDER | I | DIRECTOR, PRESIDENT AND CIO | NA | Control |
| KOHLI, PETER, RAJINDER | I | DIRECTOR, PRESIDENT AND CIO | NA | Control |
| KOHLI, SUSAN, E | I | DIRECTOR, VICE PRESIDENT AND CCO | NA | Control |
| KOHLI, SUSAN, E | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| KOHLI, SUSAN, E | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| KOHLI, SUSAN, E | I | DIRECTOR, VICE PRESIDENT AND CCO | NA | Control |
| KOHLI, SUSAN, E | I | DIRECTOR, VICE PRESIDENT AND CCO | NA | Control |
| KOHLI, SUSAN, E | I | DIRECTOR, VICE PRESIDENT AND CCO | NA | Control |
| KOHLI, SUSAN, E | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| KOHLI, SUSAN, E | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| KOHLI, SUSAN, E | I | DIRECTOR, VICE PRESIDENT AND CCO | NA | Control |
| KOHLI, SUSAN, E | I | DIRECTOR, VICE PRESIDENT AND CCO | NA | Control |
| KOHLI, SUSAN, E | I | DIRECTOR, VICE PRESIDENT AND CCO | NA | Control |
| KOHLI, SUSAN, E | I | DIRECTOR, VICE PRESIDENT AND CCO | NA | Control |
| MARSHAD CAPITAL GROUP, INC. | DE | OWNER | E | Control |
| MARSHAD CAPITAL GROUP, INC. | DE | OWNER | E | Control |
| MARSHAD CAPITAL GROUP, INC. | DE | OWNER | E | Control |
| MARSHAD CAPITAL GROUP, INC. | DE | OWNER | E | Control |
| MARSHAD CAPITAL GROUP, INC. | DE | OWNER | E | Control |
| MARSHAD CAPITAL GROUP, INC. | DE | OWNER | E | Control |
| MARSHAD CAPITAL GROUP, INC. | DE | OWNER | E | Control |
| MARSHAD CAPITAL GROUP, INC. | DE | OWNER | E | Control |
| MARSHAD CAPITAL GROUP, INC. | DE | OWNER | E | Control |
| MARSHAD CAPITAL GROUP, INC. | DE | OWNER | E | Control |
| MARSHAD CAPITAL GROUP, INC. | DE | OWNER | E | Control |
| MARSHAD CAPITAL GROUP, INC. | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KOHLI, SUSAN, E | I | MARSHAD CAPITAL GROUP, INC. | D | Control |
| KOHLI, SUSAN, E | I | MARSHAD CAPITAL GROUP, INC. | D | Control |
| KOHLI, SUSAN, E | I | MARSHAD CAPITAL GROUP, INC. | D | Control |
| KOHLI, SUSAN, E | I | MARSHAD CAPITAL GROUP, INC. | D | Control |
| KOHLI, SUSAN, E | I | MARSHAD CAPITAL GROUP, INC. | D | Control |
| KOHLI, SUSAN, E | I | MARSHAD CAPITAL GROUP, INC. | D | Control |
| KOHLI, SUSAN, E | I | MARSHAD CAPITAL GROUP, INC. | D | Control |
| KOHLI, SUSAN, E | I | MARSHAD CAPITAL GROUP, INC. | D | Control |
| KOHLI, SUSAN, E | I | MARSHAD CAPITAL GROUP, INC. | D | Control |
| KOHLI, SUSAN, E | I | MARSHAD CAPITAL GROUP, INC. | D | Control |
| KOHLI, SUSAN, E | I | MARSHAD CAPITAL GROUP, INC. | D | Control |
| KOHLI, SUSAN, E | I | MARSHAD CAPITAL GROUP, INC. | D | Control |
Registrations
Federal
IA
Dec 13, 2016 REGISTERED
Notice Filings (1)
PA
Address
1522 ASPEN DRIVEPOTTSTOWN, PA 19464
United States
Phone: 484-336-5233