LEGACY PRIVATE CLIENT GROUP, INC.
CRD #159063 SEC #801-72808 KAMAS, UT 949-207-3243
SEC Registered Disclosures
Total AUM
$35.4M
Discretionary
$35.4M
Employees
1
Clients
0
Accounts
204
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 13, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LUNSFORD, TODD, ERIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUNSFORD, TODD, ERIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUNSFORD, TODD, ERIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUNSFORD, TODD, ERIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHUBIN, RYAN, NICHOLAS | I | MANAGING DIRECTOR AND CCO | E | Control |
| SHUBIN, RYAN, NICHOLAS | I | MANAGING DIRECTOR AND CCO | E | Control |
| SHUBIN, RYAN, NICHOLAS | I | MANAGING DIRECTOR AND CCO | E | Control |
| SHUBIN, RYAN, NICHOLAS | I | MANAGING DIRECTOR AND CCO | E | Control |
| ROMAN, ROBERTO | I | PRESIDENT | D | Control |
| ROMAN, ROBERTO | I | PRESIDENT | D | Control |
| ROMAN, ROBERTO | I | PRESIDENT | D | Control |
| ROMAN, ROBERTO | I | PRESIDENT | D | Control |
| ROMAN, ROBERTO | I | PRESIDENT | D | Control |
| ROMAN, ROBERTO | I | PRESIDENT | D | Control |
| ROMAN, ROBERTO | I | PRESIDENT | D | Control |
| ROMAN, ROBERTO | I | PRESIDENT | D | Control |
| ROMAN, ROBERTO | I | PRESIDENT | D | Control |
| ROMAN, ROBERTO | I | PRESIDENT | D | Control |
| ROMAN, ROBERTO | I | PRESIDENT | D | Control |
| ROMAN, ROBERTO | I | PRESIDENT | D | Control |
| ROMAN, ROBERTO | I | PRESIDENT | D | Control |
| ROMAN, ROBERTO | I | PRESIDENT | D | Control |
| SHUBIN, RYAN, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SHUBIN, RYAN, NICHOLAS | I | MANAGING DIRECTOR | D | Control |
| SHUBIN, RYAN, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SHUBIN, RYAN, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SHUBIN, RYAN, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SHUBIN, RYAN, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SHUBIN, RYAN, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SHUBIN, RYAN, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SHUBIN, RYAN, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SHUBIN, RYAN, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SHUBIN, RYAN, NICHOLAS | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SHUBIN, RYAN, NICHOLAS | I | MANAGING DIRECTOR | D | Control |
| SHUBIN, RYAN, NICHOLAS | I | MANAGING DIRECTOR | D | Control |
| SHUBIN, RYAN, NICHOLAS | I | MANAGING DIRECTOR | D | Control |
| SHUBIN, RYAN, NICHOLAS | I | MANAGING DIRECTOR AND CCO | D | Control |
| SHUBIN, RYAN, NICHOLAS | I | MANAGING DIRECTOR AND CCO | D | Control |
| SHUBIN, RYAN, NICHOLAS | I | MANAGING DIRECTOR AND CCO | D | Control |
| SHUBIN, RYAN, NICHOLAS | I | MANAGING DIRECTOR AND CCO | D | Control |
Registrations
Federal
IA
Jun 13, 2017 REGISTERED
Notice Filings (4)
CA MI TX UT
Address
30 NORTH MAIN STREETSUITE A
KAMAS, UT 84036
United States
Phone: 949-207-3243