SIGNALERT ASSET MANAGEMENT LLC
CRD #159065 SEC #801-73117 GREAT NECK, NY 516-829-6444
SEC Registered Private Funds
Total AUM
$275.8M
Discretionary
$275.8M
Employees
10
Clients
1
Accounts
440
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 5, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| APPEL, MARVIN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| APPEL ASSET MANAGEMENT CORPORATION | DE | MEMBER | E | Control |
| APPEL ASSET MANAGEMENT CORPORATION | DE | MEMBER | E | Control |
| APPEL ASSET MANAGEMENT CORPORATION | DE | MEMBER | E | Control |
| APPEL ASSET MANAGEMENT CORPORATION | DE | MEMBER | E | Control |
| APPEL ASSET MANAGEMENT CORPORATION | DE | MEMBER | E | Control |
| APPEL ASSET MANAGEMENT CORPORATION | DE | MEMBER | E | Control |
| APPEL ASSET MANAGEMENT CORPORATION | DE | MEMBER | E | Control |
| APPEL ASSET MANAGEMENT CORPORATION | DE | MEMBER | E | Control |
| APPEL ASSET MANAGEMENT CORPORATION | DE | MEMBER | E | Control |
| APPEL ASSET MANAGEMENT CORPORATION | DE | MEMBER | E | Control |
| APPEL ASSET MANAGEMENT CORPORATION | DE | MEMBER | E | Control |
| APPEL ASSET MANAGEMENT CORPORATION | DE | MEMBER | E | Control |
| APPEL ASSET MANAGEMENT CORPORATION | DE | MEMBER | E | Control |
| APPEL ASSET MANAGEMENT CORPORATION | DE | MEMBER | E | Control |
| APPEL ASSET MANAGEMENT CORPORATION | DE | MEMBER | E | Control |
| APPEL ASSET MANAGEMENT CORPORATION | DE | MEMBER | E | Control |
| APPEL ASSET MANAGEMENT CORPORATION | DE | MEMBER | E | Control |
| APPEL ASSET MANAGEMENT CORPORATION | DE | MEMBER | E | Control |
| APPEL ASSET MANAGEMENT CORPORATION | DE | MEMBER | E | Control |
| APPEL ASSET MANAGEMENT CORPORATION | DE | MEMBER | E | Control |
| APPEL ASSET MANAGEMENT CORPORATION | DE | MEMBER | E | Control |
| APPEL ASSET MANAGEMENT CORPORATION | DE | MEMBER | E | Control |
| APPEL ASSET MANAGEMENT CORPORATION | DE | MEMBER | E | Control |
| SIGNALERT CORPORATION | DE | MEMBER | D | Control |
| APPEL ASSET MANAGEMENT CORPORATION | DE | MEMBER | C | Control |
| APPEL, MARVIN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | A | Control |
| APPEL, MARVIN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | A | Control |
| APPEL, MARVIN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | A | Control |
| APPEL, MARVIN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | A | Control |
| APPEL, MARVIN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | A | Control |
| APPEL, MARVIN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | A | Control |
| APPEL, MARVIN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | A | Control |
| APPEL, MARVIN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | A | Control |
| APPEL, MARVIN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | A | Control |
| APPEL, MARVIN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | A | Control |
| APPEL, MARVIN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | A | Control |
| APPEL, MARVIN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | A | Control |
| APPEL, MARVIN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | A | Control |
| APPEL, MARVIN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | A | Control |
| APPEL, MARVIN, LAURENCE | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | A | Control |
| APPEL, MARVIN, LAURENCE | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | A | Control |
| APPEL, MARVIN, LAURENCE | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | A | Control |
| APPEL, MARVIN, LAURENCE | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | A | Control |
| APPEL, MARVIN, LAURENCE | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | A | Control |
| APPEL, MARVIN, LAURENCE | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | A | Control |
| APPEL, MARVIN, LAURENCE | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | A | Control |
| APPEL, MARVIN, LAURENCE | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | A | Control |
| APPEL, MARVIN, LAURENCE | I | PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| APPEL, GERALD | I | SIGNALERT CORPORATION | E | Control |
| APPEL, MARVIN | I | APPEL ASSET MANAGEMENT CORPORATION | E | Control |
| APPEL, MARVIN | I | APPEL ASSET MANAGEMENT CORPORATION | E | Control |
| APPEL, MARVIN | I | APPEL ASSET MANAGEMENT CORPORATION | E | Control |
| APPEL, MARVIN | I | APPEL ASSET MANAGEMENT CORPORATION | E | Control |
| APPEL, MARVIN | I | APPEL ASSET MANAGEMENT CORPORATION | E | Control |
| APPEL, MARVIN | I | APPEL ASSET MANAGEMENT CORPORATION | E | Control |
| APPEL, MARVIN | I | APPEL ASSET MANAGEMENT CORPORATION | E | Control |
| APPEL, MARVIN | I | APPEL ASSET MANAGEMENT CORPORATION | E | Control |
| APPEL, MARVIN | I | APPEL ASSET MANAGEMENT CORPORATION | E | Control |
| APPEL, MARVIN | I | APPEL ASSET MANAGEMENT CORPORATION | E | Control |
| APPEL, MARVIN | I | APPEL ASSET MANAGEMENT CORPORATION | E | Control |
| APPEL, MARVIN | I | APPEL ASSET MANAGEMENT CORPORATION | E | Control |
| APPEL, MARVIN | I | APPEL ASSET MANAGEMENT CORPORATION | E | Control |
| APPEL, MARVIN | I | APPEL ASSET MANAGEMENT CORPORATION | E | Control |
| APPEL, MARVIN | I | APPEL ASSET MANAGEMENT CORPORATION | E | Control |
| APPEL, MARVIN, LAURENCE | I | APPEL ASSET MANAGEMENT CORPORATION | E | Control |
| APPEL, MARVIN, LAURENCE | I | APPEL ASSET MANAGEMENT CORPORATION | E | Control |
| APPEL, MARVIN, LAURENCE | I | APPEL ASSET MANAGEMENT CORPORATION | E | Control |
| APPEL, MARVIN, LAURENCE | I | APPEL ASSET MANAGEMENT CORPORATION | E | Control |
| APPEL, MARVIN, LAURENCE | I | APPEL ASSET MANAGEMENT CORPORATION | E | Control |
| APPEL, MARVIN, LAURENCE | I | APPEL ASSET MANAGEMENT CORPORATION | E | Control |
| APPEL, MARVIN, LAURENCE | I | APPEL ASSET MANAGEMENT CORPORATION | E | Control |
| APPEL, MARVIN, LAURENCE | I | APPEL ASSET MANAGEMENT CORPORATION | E | Control |
| APPEL, MARVIN, LAURENCE | I | APPEL ASSET MANAGEMENT CORPORATION | E | Control |
Registrations
Federal
IA
May 5, 2022 REGISTERED
Notice Filings (21)
CA CT FL GA IL IN LA MA MD MI MT NC NJ NV NY OH PA TX UT VA WI
Address
525 NORTHERN BOULEVARDSUITE 210
GREAT NECK, NY 11021
United States
Phone: 516-829-6444