CARNICK & KUBIK, LLC
CRD #159115 SEC #801-72828 DENVER, CO 719-579-8000
SEC Registered
Total AUM
$600M
Discretionary
$600M
Employees
10
Clients
11
Accounts
446
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 23, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARNICK, CRAIG, EVANS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARNICK, CRAIG, EVANS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARNICK, CRAIG, EVANS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARNICK, CRAIG, EVANS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARNICK, CRAIG, EVANS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARNICK, CRAIG, EVANS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARNICK, CRAIG, EVANS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARNICK, CRAIG, EVANS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARNICK, CRAIG, EVANS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARNICK, CRAIG, EVANS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARNICK, CRAIG, EVANS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARNICK, CRAIG, EVANS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARNICK, CRAIG, EVANS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARNICK, CRAIG, EVANS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KUBIK, DAVID, JAMES | I | MEMBER | D | Control |
| KUBIK, DAVID, JAMES | I | MEMBER | D | Control |
| KUBIK, DAVID, JAMES | I | MEMBER | D | Control |
| KUBIK, DAVID, JAMES | I | MEMBER | D | Control |
| KUBIK, DAVID, JAMES | I | MEMBER | D | Control |
| KUBIK, DAVID, JAMES | I | MEMBER | D | Control |
| KUBIK, DAVID, JAMES | I | MEMBER | D | Control |
| KUBIK, DAVID, JAMES | I | MEMBER | D | Control |
| KUBIK, DAVID, JAMES | I | MEMBER | D | Control |
| KUBIK, DAVID, JAMES | I | MEMBER | D | Control |
| KUBIK, DAVID, JAMES | I | MEMBER | D | Control |
| KUBIK, DAVID, JAMES | I | MEMBER | D | Control |
| KUBIK, DAVID, JAMES | I | MEMBER | D | Control |
| KUBIK, DAVID, JAMES | I | MEMBER | D | Control |
| KUBIK, NATHAN, JAMES | I | MEMBER | D | Control |
| KUBIK, NATHAN, JAMES | I | MEMBER | D | Control |
| KUBIK, NATHAN, JAMES | I | MEMBER | D | Control |
| KUBIK, NATHAN, JAMES | I | MEMBER | D | Control |
| KUBIK, NATHAN, JAMES | I | MEMBER | D | Control |
| KUBIK, NATHAN, JAMES | I | MEMBER | D | Control |
| KUBIK, NATHAN, JAMES | I | MEMBER | D | Control |
| KUBIK, NATHAN, JAMES | I | MEMBER | D | Control |
| KUBIK, NATHAN, JAMES | I | MEMBER | D | Control |
| KUBIK, NATHAN, JAMES | I | MEMBER | D | Control |
| KUBIK, NATHAN, JAMES | I | MEMBER | D | Control |
| KUBIK, NATHAN, JAMES | I | MEMBER | D | Control |
| KUBIK, NATHAN, JAMES | I | MEMBER | D | Control |
| KUBIK, NATHAN, JAMES | I | MEMBER | D | Control |
Registrations
Federal
IA
Mar 23, 2016 REGISTERED
Notice Filings (3)
CO LA TX
Address
1777 S. HARRISON STREETSUITE 1110
DENVER, CO 80210
United States
Phone: 719-579-8000