HERITAGE WEALTH MANAGEMENT, INC.
Legal name: HERITAGE WEALTH MANAGEMENT
CRD #159158 SEC #801-132674 MEDFORD, MA 800-620-9330
SEC Registered
Total AUM
$118.3M
Discretionary
$117.4M
Employees
2
Clients
--
Accounts
354
Firm Details
- Organization Type
- Corporation
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 25, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Horgan, Katherine, Salome | I | SENIOR MANAGING PRINCIPAL/CIO | NA | |
| Horgan, Katherine, Salome | I | SENIOR MANAGING PRINCIPAL/CIO | NA | |
| Horgan, Katherine, Salome | I | SENIOR MANAGING PRINCIPAL/CIO | NA | |
| Horgan, Katherine, Salome | I | SENIOR MANAGING PRINCIPAL/CIO | NA | |
| SERRATORE, VINCENT | I | SENIOR MANAGING DIRECTOR, CCO | E | Control |
| SERRATORE, VINCENT | I | SENIOR MANAGING DIRECTOR, CCO | E | Control |
| SERRATORE, VINCENT | I | SENIOR MANAGING DIRECTOR, CCO | E | Control |
| SERRATORE, VINCENT | I | SENIOR MANAGING DIRECTOR, CCO | E | Control |
Registrations
Federal
IA
Jun 25, 2025 REGISTERED
Notice Filings (5)
FL MA NH RI TX
Address
0 GOVERNORS AVENUESUITE 34
MEDFORD, MA 02155
United States
Phone: 800-620-9330