SANIBEL CAPTIVA INVESTMENT ADVISERS, INC.
CRD #159186 SEC #801-72793 CHICAGO, IL 312-233-2540
SEC Registered
Total AUM
$131.5M
Discretionary
$131.5M
Employees
3
Clients
--
Accounts
213
Firm Details
- Organization Type
- Corporation
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 1, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DORSEY, PATRICK, WARFIELD | I | PRESIDENT | NA | Control |
| DORSEY, PATRICK, WARFIELD | I | PRESIDENT | NA | Control |
| DORSEY, PATRICK, WARFIELD | I | PRESIDENT | NA | Control |
| DORSEY, PATRICK, WARFIELD | I | PRESIDENT | NA | Control |
| DORSEY, PATRICK, WARFIELD | I | PRESIDENT | NA | Control |
| DORSEY, PATRICK, WARFIELD | I | PRESIDENT | NA | Control |
| DORSEY, PATRICK, WARFIELD | I | PRESIDENT | NA | Control |
| DORSEY, PATRICK, WARFIELD | I | PRESIDENT | NA | Control |
| DORSEY, PATRICK, WARFIELD | I | PRESIDENT | NA | Control |
| LESCH, SHERYL, ERICA ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LESCH, SHERYL, ERICA ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LESCH, SHERYL, ERICA ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LESCH, SHERYL, ERICA ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LESCH, SHERYL, ERICA ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LESCH, SHERYL, ERICA ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LESCH, SHERYL, ERICA ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LESCH, SHERYL, ERICA ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LESCH, SHERYL, ERICA ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SANIBEL CAPTIVA HOLDINGS, INC. | DE | OWNER | E | Control |
| SANIBEL CAPTIVA HOLDINGS, INC. | DE | OWNER | E | Control |
| SANIBEL CAPTIVA HOLDINGS, INC. | DE | OWNER | E | Control |
| SANIBEL CAPTIVA HOLDINGS, INC. | DE | OWNER | E | Control |
| SANIBEL CAPTIVA HOLDINGS, INC. | DE | OWNER | E | Control |
| SANIBEL CAPTIVA HOLDINGS, INC. | DE | OWNER | E | Control |
| SANIBEL CAPTIVA HOLDINGS, INC. | DE | OWNER | E | Control |
| SANIBEL CAPTIVA HOLDINGS, INC. | DE | OWNER | E | Control |
| SANIBEL CAPTIVA HOLDINGS, INC. | DE | OWNER | E | Control |
Registrations
Federal
IA
May 1, 2013 REGISTERED
Notice Filings (4)
FL IL NH TX
Address
980 N. MICHIGAN AVENUESUITE 1650
CHICAGO, IL 60611
United States
Phone: 312-233-2540