OWL FINANCE, INC.
Legal name: OWL INVEST
CRD #159208 SEC #801-72786 CHICAGO, IL 832-630-7841
SEC Registered
Total AUM
$2.1M
Discretionary
$400K
Employees
1
Clients
0
Accounts
10
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 27, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BATAVIA, NIRAV, RAJEN | I | CEO-CHIEF COMPLIANCE OFFICER | C | Control |
| BATAVIA, NIRAV, RAJEN | I | CEO-CHIEF COMPLIANCE OFFICER | C | Control |
| BATAVIA, NIRAV, RAJEN | I | CEO-CHIEF COMPLIANCE OFFICER | C | Control |
| BATAVIA, NIRAV, RAJEN | I | CEO-CHIEF COMPLIANCE OFFICER | C | Control |
| BATAVIA, NIRAV, RAJEN | I | CEO-CHIEF COMPLIANCE OFFICER | C | Control |
| NEUBAUER, DAVID, EDWARD | I | CTO | C | Control |
| NEUBAUER, DAVID, EDWARD | I | CTO | C | Control |
| NEUBAUER, DAVID, EDWARD | I | CTO | C | Control |
| NEUBAUER, DAVID, EDWARD | I | CTO | C | Control |
| NEUBAUER, DAVID, EDWARD | I | CTO | C | Control |
Registrations
Federal
IA
Apr 27, 2012 REGISTERED
Notice Filings (5)
CA FL IL MA TX
Address
5807 S. WOODLAWN AVE.SUITE 207
CHICAGO, IL 60637
United States
Phone: 832-630-7841