ALLIANCE INVESTMENT ADVISORS LLC
CRD #159210 SEC #801-72905 PHOENIX, AZ 602-778-2800
SEC Registered Private Funds
Total AUM
$325.3M
Discretionary
$325.3M
Employees
6
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SMITH, MATT, DAVID | I | CONTROLLER / CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, MATT, DAVID | I | CONTROLLER / CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, MATT, DAVID | I | CONTROLLER / CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, MATT, DAVID | I | CONTROLLER / CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, MATT, DAVID | I | CONTROLLER / CHIEF COMPLIANCE OFFICER | NA | Control |
| WARD, BRUCE, CHRISTOPHER | I | PRESIDENT | NA | Control |
| WARD, BRUCE, CHRISTOPHER | I | PRESIDENT | NA | Control |
| WARD, BRUCE, CHRISTOPHER | I | PRESIDENT | NA | Control |
| WARD, BRUCE, CHRISTOPHER | I | PRESIDENT | NA | Control |
| WARD, BRUCE, CHRISTOPHER | I | PRESIDENT | NA | Control |
| BAKER STREET HOLDINGS | DE | MEMBER | D | Control |
| BAKER STREET HOLDINGS | DE | MEMBER | D | Control |
| BAKER STREET HOLDINGS | DE | MEMBER | D | Control |
| BAKER STREET HOLDINGS | DE | MEMBER | D | Control |
| BAKER STREET HOLDINGS | DE | MEMBER | D | Control |
| HIEMENZ, VINCENT, JAY | I | MEMBER & VP | C | Control |
| HIEMENZ, VINCENT, JAY | I | MEMBER & VP | C | Control |
| HIEMENZ, VINCENT, JAY | I | MEMBER & VP | C | Control |
| HIEMENZ, VINCENT, JAY | I | MEMBER & VP | C | Control |
| HIEMENZ, VINCENT, JAY | I | MEMBER & VP | C | Control |
| RIPPEL, JOHN, THOMPSON | I | MEMBER & VP | C | Control |
| RIPPEL, JOHN, THOMPSON | I | MEMBER & VP | C | Control |
| RIPPEL, JOHN, THOMPSON | I | MEMBER & VP | C | Control |
| RIPPEL, JOHN, THOMPSON | I | MEMBER & VP | C | Control |
| RIPPEL, JOHN, THOMPSON | I | MEMBER & VP | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WARD, BRUCE, CHRISTOPHER | I | BAKER STREET HOLDINGS, LLC | E | Control |
| WARD, BRUCE, CHRISTOPHER | I | BAKER STREET HOLDINGS, LLC | E | Control |
| WARD, BRUCE, CHRISTOPHER | I | BAKER STREET HOLDINGS, LLC | E | Control |
| WARD, BRUCE, CHRISTOPHER | I | BAKER STREET HOLDINGS, LLC | E | Control |
| WARD, BRUCE, CHRISTOPHER | I | BAKER STREET HOLDINGS, LLC | E | Control |
Registrations
Federal
IA
Mar 26, 2013 REGISTERED
Notice Filings (2)
AZ NY
Address
2415 EAST CAMELBACK ROAD, SUITE 600PHOENIX, AZ 85016
United States
Phone: 602-778-2800