SVA WEALTH MANAGEMENT, LLC
CRD #159216 SEC #801-72818 MADISON, WI 608-824-8800
SEC Registered
Total AUM
$2.8B
Discretionary
$2.7B
Employees
63
Clients
251
Accounts
5,156
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Wisconsin
- Fiscal Year End
- MAY
- Registration Date
- --
- Latest Filing
- Sep 4, 2020
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAKER, DONNA, MARIE | I | SECRETARY | NA | |
| BAKER, DONNA, MARIE | I | SECRETARY | NA | |
| BALTES, JOHN, ANTHONY | I | ELECTED MANAGER/SECRETARY | NA | Control |
| BALTES, JOHN, ANTHONY | I | ELECTED MANAGER/SECRETARY | NA | Control |
| BALTES, JOHN, ANTHONY | I | ELECTED MANAGER/SECRETARY | NA | Control |
| BALTES, JOHN, ANTHONY | I | ELECTED MANAGER/SECRETARY | NA | Control |
| BALTES, JOHN, ANTHONY | I | ELECTED MANAGER/SECRETARY | NA | Control |
| BALTES, JOHN, ANTHONY | I | ELECTED MANAGER/SECRETARY | NA | Control |
| BALTES, JOHN, ANTHONY | I | ELECTED MANAGER/SECRETARY | NA | Control |
| BALTES, JOHN, ANTHONY | I | ELECTED MANAGER/SECRETARY | NA | Control |
| BALTES, JOHN, ANTHONY | I | ELECTED MANAGER/SECRETARY | NA | Control |
| BALTES, JOHN, ANTHONY | I | ELECTED MANAGER/SECRETARY | NA | Control |
| BALTES, JOHN, ANTHONY | I | ELECTED MANAGER/SECRETARY | NA | Control |
| BALTES, JOHN, ANTHONY | I | ELECTED MANAGER | NA | Control |
| BALTES, JOHN, ANTHONY | I | ELECTED MANAGER | NA | Control |
| BALTES, JOHN, ANTHONY | I | ELECTED MANAGER | NA | Control |
| BALTES, JOHN, ANTHONY | I | ELECTED MANAGER | NA | Control |
| BALTES, JOHN, ANTHONY | I | ELECTED MANAGER | NA | Control |
| BALTES, JOHN, ANTHONY | I | ELECTED MANAGER | NA | Control |
| BALTES, JOHN, ANTHONY | I | ELECTED MANAGER | NA | Control |
| BALTES, JOHN, ANTHONY | I | ELECTED MANAGER/CHIEF EXECUTIVE OFFICER | NA | Control |
| BALTES, JOHN, ANTHONY | I | ELECTED MANAGER/CHIEF EXECUTIVE OFFICER | NA | Control |
| BALTES, JOHN, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BALTES, JOHN, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BALTES, JOHN, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BALTES, JOHN, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BALTES, JOHN, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BALTES, JOHN, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BALTES, JOHN, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BALTES, JOHN, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BALTES, JOHN, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BOYSEN, RAYMOND, HUGHES | I | ELECTED MANAGER | NA | Control |
| BOYSEN, RAYMOND, HUGHES | I | ELECTED MANAGER | NA | Control |
| BOYSEN, RAYMOND, HUGHES | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| BOYSEN, RAYMOND, HUGHES | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| BOYSEN, RAYMOND, HUGHES | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| BOYSEN, RAYMOND, HUGHES | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| BOYSEN, RAYMOND, HUGHES | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| BOYSEN, RAYMOND, HUGHES | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| BOYSEN, RAYMOND, HUGHES | I | ELECTED MANAGER | NA | Control |
| BOYSEN, RAYMOND, HUGHES | I | ELECTED MANAGER | NA | Control |
| BOYSEN, RAYMOND, HUGHES | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| BOYSEN, RAYMOND, HUGHES | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| BOYSEN, RAYMOND, HUGHES | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| BOYSEN, RAYMOND, HUGHES | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| BOYSEN, RAYMOND, HUGHES | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| BOYSEN, RAYMOND, HUGHES | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| BOYSEN, RAYMOND, HUGHES | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| BOYSEN, RAYMOND, HUGHES | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| BOYSEN, RAYMOND, HUGHES | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| BOYSEN, RAYMOND, HUGHES | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| BOYSEN, RAYMOND, HUGHES | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| CAVALLUZZO, KEN, S | I | VICE PRESIDENT | NA | Control |
| CAVALLUZZO, KEN, S | I | VICE PRESIDENT | NA | Control |
| CAVALLUZZO, KEN, S | I | VICE PRESIDENT | NA | Control |
| CAVALLUZZO, KEN, S | I | VICE PRESIDENT | NA | Control |
| CAVALLUZZO, KEN, S | I | VICE PRESIDENT | NA | Control |
| CAVALLUZZO, KEN, S | I | VICE PRESIDENT | NA | Control |
| CAVALLUZZO, KEN, S | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| CAVALLUZZO, KEN, S | I | VICE PRESIDENT | NA | Control |
| CAVALLUZZO, KEN, S | I | VICE PRESIDENT | NA | Control |
| CAVALLUZZO, KEN, S | I | VICE PRESIDENT | NA | Control |
| CAVALLUZZO, KEN, S | I | VICE PRESIDENT | NA | Control |
| CAVALLUZZO, KEN, S | I | VICE PRESIDENT | NA | Control |
| CAVALLUZZO, KEN, S | I | VICE PRESIDENT | NA | Control |
| CLAY, LAWRENCE, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| CLAY, LAWRENCE, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| CLAY, LAWRENCE, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| CLAY, LAWRENCE, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| CLAY, LAWRENCE, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| CLAY, LAWRENCE, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| CLAY, LAWRENCE, WILLIAM | I | CHIEF COMPLIANCE OFFICER | NA | |
| COTTON, JACK, ROBERT | I | ELECTED MANAGER | NA | Control |
| COTTON, JACK, ROBERT | I | ELECTED MANAGER | NA | Control |
| COTTON, JACK, ROBERT | I | ELECTED MANAGER/CHAIRPERSON | NA | Control |
| COTTON, JACK, ROBERT | I | ELECTED MANAGER | NA | Control |
| COTTON, JACK, ROBERT | I | ELECTED MANAGER | NA | Control |
| COTTON, JACK, ROBERT | I | ELECTED MANAGER/CHAIRPERSON | NA | Control |
| COTTON, JACK, ROBERT | I | ELECTED MANAGER/CHAIRPERSON | NA | Control |
| COTTON, JACK, ROBERT | I | ELECTED MANAGER/CHAIRPERSON | NA | Control |
| COTTON, JACK, ROBERT | I | ELECTED MANAGER/CHAIRPERSON | NA | Control |
| COTTON, JACK, ROBERT | I | ELECTED MANAGER/CHAIRPERSON | NA | Control |
| COTTON, JACK, ROBERT | I | ELECTED MANAGER/CHAIRPERSON | NA | Control |
| GIBSON, DANIEL, GUYAN | I | VICE PRESIDENT | NA | Control |
| GIBSON, DANIEL, GUYAN | I | VICE PRESIDENT | NA | Control |
| GIBSON, DANIEL, GUYAN | I | VICE PRESIDENT | NA | Control |
| GIBSON, DANIEL, GUYAN | I | VICE PRESIDENT | NA | Control |
| GIBSON, DANIEL, GUYAN | I | VICE PRESIDENT | NA | Control |
| GIBSON, DANIEL, GUYAN | I | VICE PRESIDENT | NA | Control |
| GIBSON, DANIEL, GUYAN | I | VICE PRESIDENT | NA | Control |
| GIBSON, DANIEL, GUYAN | I | VICE PRESIDENT | NA | Control |
| GIBSON, DANIEL, GUYAN | I | VICE PRESIDENT | NA | Control |
| GIBSON, DANIEL, GUYAN | I | VICE PRESIDENT | NA | Control |
| GIBSON, DANIEL, GUYAN | I | VICE PRESIDENT | NA | Control |
| HANSEN, MAUREEN, ELLEN | I | VICE PRESIDENT | NA | Control |
| HANSEN, MAUREEN, ELLEN | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| HANSEN, MAUREEN, ELLEN | I | ELECTED MANAGER/PRESIDENT | NA | Control |
| HANSEN, MAUREEN, ELLEN | I | ELECTED MANAGER/PRESIDENT | NA | Control |
| HANSEN, MAUREEN, ELLEN | I | ELECTED MANAGER/PRESIDENT | NA | Control |
| HANSEN, MAUREEN, ELLEN | I | ELECTED MANAGER/PRESIDENT | NA | Control |
| HANSEN, MAUREEN, ELLEN | I | ELECTED MANAGER/PRESIDENT | NA | Control |
| HANSEN, MAUREEN, ELLEN | I | ELECTED MANAGER/PRESIDENT | NA | Control |
| HANSEN, MAUREEN, ELLEN | I | ELECTED MANAGER/PRESIDENT | NA | Control |
| HANSEN, MAUREEN, ELLEN | I | PRESIDENT | NA | Control |
| HANSEN, MAUREEN, ELLEN | I | PRESIDENT | NA | Control |
| HANSEN, MAUREEN, ELLEN | I | PRESIDENT | NA | Control |
| HANSEN, MAUREEN, ELLEN | I | PRESIDENT | NA | Control |
| HANSEN, MAUREEN, ELLEN | I | PRESIDENT | NA | Control |
| HANSEN, MAUREEN, ELLEN | I | PRESIDENT | NA | Control |
| HANSEN, MAUREEN, ELLEN | I | PRESIDENT | NA | Control |
| HANSEN, MAUREEN, ELLEN | I | PRESIDENT | NA | Control |
| HANSEN, MAUREEN, ELLEN | I | PRESIDENT | NA | Control |
| KRUMHOLZ, KURT, GERARD | I | ELECTED MANAGER | NA | Control |
| KRUMHOLZ, KURT, GERARD | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| KRUMHOLZ, KURT, GERARD | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| KRUMHOLZ, KURT, GERARD | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| KRUMHOLZ, KURT, GERARD | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| KRUMHOLZ, KURT, GERARD | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| KRUMHOLZ, KURT, GERARD | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| KRUMHOLZ, KURT, GERARD | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| KRUMHOLZ, KURT, GERARD | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| KRUMHOLZ, KURT, GERARD | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| KRUMHOLZ, KURT, GERARD | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| KRUMHOLZ, KURT, GERARD | I | VICE PRESIDENT | NA | Control |
| KRUMHOLZ, KURT, GERARD | I | VICE PRESIDENT | NA | Control |
| NORTON, KATHRYN, LEE | I | ELECTED MANAGER/TREASURER | NA | Control |
| NORTON, KATHRYN, LEE | I | ELECTED MANAGER/TREASURER | NA | Control |
| NORTON, KATHRYN, LEE | I | ELECTED MANAGER/TREASURER | NA | Control |
| NORTON, KATHRYN, LEE | I | ELECTED MANAGER/TREASURER | NA | Control |
| NORTON, KATHRYN, LEE | I | ELECTED MANAGER/TREASURER | NA | Control |
| NORTON, KATHRYN, LEE | I | ELECTED MANAGER/TREASURER | NA | Control |
| NORTON, KATHRYN, LEE | I | ELECTED MANAGER/TREASURER | NA | Control |
| NORTON, KATHRYN, LEE | I | ELECTED MANAGER/TREASURER | NA | Control |
| NORTON, KATHRYN, LEE | I | ELECTED MANAGER/TREASURER | NA | Control |
| NORTON, KATHRYN, LEE | I | ELECTED MANAGER/TREASURER | NA | Control |
| NORTON, KATHRYN, LEE | I | ELECTED MANAGER/TREASURER | NA | Control |
| NORTON, KATHRYN, LEE | I | ELECTED MANAGER/TREASURER | NA | Control |
| NORTON, KATHRYN, LEE | I | ELECTED MANAGER/TREASURER | NA | Control |
| NORTON, KATHRYN, LEE | I | ELECTED MANAGER/TREASURER | NA | Control |
| NORTON, KATHRYN, LEE | I | ELECTED MANAGER/TREASURER | NA | Control |
| NORTON, KATHRYN, LEE | I | ELECTED MANAGER/TREASURER | NA | Control |
| NORTON, KATHRYN, LEE | I | ELECTED MANAGER/TREASURER | NA | Control |
| NORTON, KATHRYN, LEE | I | ELECTED MANAGER/TREASURER | NA | Control |
| NORTON, KATHRYN, LEE | I | ELECTED MANAGER/TREASURER | NA | Control |
| NORTON, KATHRYN, LEE | I | ELECTED MANAGER/TREASURER | NA | Control |
| NORTON, KATHRYN, LEE | I | ELECTED MANAGER/TREASURER | NA | Control |
| NORTON, KATHRYN, LEE | I | ELECTED MANAGER/TREASURER | NA | Control |
| NORTON, KATHRYN, LEE | I | ELECTED MANAGER/TREASURER | NA | Control |
| NORTON, KATHRYN, LEE | I | ELECTED MANAGER/TREASURER | NA | Control |
| NORTON, KATHRYN, LEE | I | ELECTED MANAGER/TREASURER | NA | Control |
| NORTON, KATHRYN, LEE | I | ELECTED MANAGER/TREASURER | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | VICE PRESIDENT | NA | Control |
| OBRIEN, TIMOTHY, ROCK | I | VICE PRESIDENT | NA | Control |
| OSWALD, DEBRA, LYNN | I | VICE PRESIDENT | NA | Control |
| OSWALD, DEBRA, LYNN | I | VICE PRESIDENT | NA | Control |
| OSWALD, DEBRA, LYNN | I | VICE PRESIDENT | NA | Control |
| OSWALD, DEBRA, LYNN | I | VICE PRESIDENT | NA | Control |
| OSWALD, DEBRA, LYNN | I | VICE PRESIDENT | NA | Control |
| OSWALD, DEBRA, LYNN | I | VICE PRESIDENT | NA | Control |
| OSWALD, DEBRA, LYNN | I | VICE PRESIDENT | NA | Control |
| OSWALD, DEBRA, LYNN | I | VICE PRESIDENT | NA | Control |
| OSWALD, DEBRA, LYNN | I | VICE PRESIDENT | NA | Control |
| OSWALD, DEBRA, LYNN | I | VICE PRESIDENT | NA | Control |
| OSWALD, DEBRA, LYNN | I | VICE PRESIDENT | NA | Control |
| OSWALD, DEBRA, LYNN | I | VICE PRESIDENT | NA | Control |
| OSWALD, DEBRA, LYNN | I | VICE PRESIDENT | NA | Control |
| OSWALD, DEBRA, LYNN | I | VICE PRESIDENT | NA | Control |
| OSWALD, DEBRA, LYNN | I | VICE PRESIDENT | NA | Control |
| OSWALD, DEBRA, LYNN | I | VICE PRESIDENT | NA | Control |
| OSWALD, DEBRA, LYNN | I | VICE PRESIDENT | NA | Control |
| OSWALD, DEBRA, LYNN | I | VICE PRESIDENT | NA | Control |
| PLUMB, THOMAS, GERALD | I | ELECTED MANAGER/PRESIDENT | NA | Control |
| PLUMB, THOMAS, GERALD | I | ELECTED MANAGER/PRESIDENT | NA | Control |
| PLUMB, THOMAS, GERALD | I | ELECTED MANAGER/PRESIDENT/CEO | NA | Control |
| PLUMB, THOMAS, GERALD | I | ELECTED MANAGER/PRESIDENT/CEO | NA | Control |
| PLUMB, THOMAS, GERALD | I | ELECTED MANAGER/PRESIDENT/CEO | NA | Control |
| PLUMB, THOMAS, GERALD | I | ELECTED MANAGER/PRESIDENT/CEO | NA | Control |
| PLUMB, THOMAS, GERALD | I | ELECTED MANAGER/PRESIDENT/CEO | NA | Control |
| PLUMB, THOMAS, GERALD | I | ELECTED MANAGER/PRESIDENT/CEO | NA | Control |
| PLUMB, THOMAS, GERALD | I | ELECTED MANAGER/PRESIDENT | NA | Control |
| PLUMB, THOMAS, GERALD | I | ELECTED MANAGER/PRESIDENT | NA | Control |
| PLUMB, THOMAS, GERALD | I | ELECTED MANAGER/PRESIDENT/CEO | NA | Control |
| PLUMB, THOMAS, GERALD | I | ELECTED MANAGER/PRESIDENT/CEO | NA | Control |
| PLUMB, THOMAS, GERALD | I | ELECTED MANAGER/PRESIDENT/CEO | NA | Control |
| PLUMB, THOMAS, GERALD | I | ELECTED MANAGER/PRESIDENT/CEO | NA | Control |
| PLUMB, THOMAS, GERALD | I | ELECTED MANAGER/PRESIDENT/CEO | NA | Control |
| PLUMB, THOMAS, GERALD | I | ELECTED MANAGER/PRESIDENT/CEO | NA | Control |
| PLUMB, THOMAS, GERALD | I | ELECTED MANAGER/PRESIDENT/CEO | NA | Control |
| PLUMB, THOMAS, GERALD | I | ELECTED MANAGER/PRESIDENT/CEO | NA | Control |
| PLUMB, THOMAS, GERALD | I | ELECTED MANAGER/PRESIDENT/CEO | NA | Control |
| PLUMB, THOMAS, GERALD | I | ELECTED MANAGER/PRESIDENT/CEO | NA | Control |
| PLUMB, THOMAS, GERALD | I | ELECTED MANAGER/PRESIDENT/CEO | NA | Control |
| PLUMB, THOMAS, GERALD | I | ELECTED MANAGER/PRESIDENT/CEO | NA | Control |
| PLUMB, THOMAS, GERALD | I | ELECTED MANAGER/CEO | NA | Control |
| PLUMB, THOMAS, GERALD | I | ELECTED MANAGER/CEO | NA | Control |
| PLUMB, THOMAS, GERALD | I | ELECTED MANAGER/CEO | NA | Control |
| PLUMB, THOMAS, GERALD | I | ELECTED MANAGER/CEO | NA | Control |
| PLUMB, THOMAS, GERALD | I | ELECTED MANAGER/CEO | NA | Control |
| REAMER, BRIAN, HOWARD | I | VICE PRESIDENT | NA | Control |
| REAMER, BRIAN, HOWARD | I | VICE PRESIDENT | NA | Control |
| REAMER, BRIAN, HOWARD | I | VICE PRESIDENT | NA | Control |
| REAMER, BRIAN, HOWARD | I | VICE PRESIDENT | NA | Control |
| REAMER, BRIAN, HOWARD | I | VICE PRESIDENT | NA | Control |
| REAMER, BRIAN, HOWARD | I | VICE PRESIDENT | NA | Control |
| REAMER, BRIAN, HOWARD | I | VICE PRESIDENT | NA | Control |
| REAMER, BRIAN, HOWARD | I | VICE PRESIDENT | NA | Control |
| REAMER, BRIAN, HOWARD | I | ELECTED MANAGER/VICE PRESIDENT | NA | Control |
| REAMER, BRIAN, HOWARD | I | VICE PRESIDENT | NA | Control |
| REAMER, BRIAN, HOWARD | I | VICE PRESIDENT | NA | Control |
| REAMER, BRIAN, HOWARD | I | VICE PRESIDENT | NA | Control |
| REAMER, BRIAN, HOWARD | I | VICE PRESIDENT | NA | Control |
| REAMER, BRIAN, HOWARD | I | VICE PRESIDENT | NA | Control |
| REAMER, BRIAN, HOWARD | I | VICE PRESIDENT | NA | Control |
| REAMER, BRIAN, HOWARD | I | VICE PRESIDENT | NA | Control |
| REDMAN, CONNIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| REDMAN, CONNIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| REDMAN, CONNIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| REDMAN, CONNIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| REDMAN, CONNIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| REDMAN, CONNIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| REDMAN, CONNIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| REDMAN, CONNIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| REDMAN, CONNIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| REDMAN, CONNIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| REDMAN, CONNIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| REDMAN, CONNIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| REDMAN, CONNIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| REDMAN, CONNIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| REDMAN, CONNIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| REDMAN, CONNIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| REDMAN, CONNIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| REDMAN, CONNIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| REDMAN, CONNIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| REDMAN, CONNIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| REDMAN, CONNIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| REDMAN, CONNIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| REDMAN, CONNIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| REDMAN, CONNIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| REDMAN, CONNIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| REDMAN, CONNIE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| REIGSTAD, SHARON, LYNNE | I | ELECTED MANAGER/CHIEF COMPLIANCE OFFICER | NA | Control |
| REIGSTAD, SHARON, LYNNE | I | ELECTED MANAGER/CHIEF COMPLIANCE OFFICER | NA | Control |
| REIGSTAD, SHARON, LYNNE | I | ELECTED MANAGER/CHIEF COMPLIANCE OFFICER | NA | Control |
| REIGSTAD, SHARON, LYNNE | I | ELECTED MANAGER/CHIEF COMPLIANCE OFFICER | NA | Control |
| REIGSTAD, SHARON, LYNNE | I | ELECTED MANAGER/CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHULTZ, CARL, ELMER | I | ELECTED MANAGER/CHAIRPERSON | NA | Control |
| SCHULTZ, CARL, ELMER | I | ELECTED MANAGER/CHAIRPERSON | NA | Control |
| SCHULTZ, CARL, ELMER | I | ELECTED MANAGER/CHAIRPERSON | NA | Control |
| SCHULTZ, CARL, ELMER | I | ELECTED MANAGER/CHAIRPERSON | NA | Control |
| SCHULTZ, CARL, ELMER | I | ELECTED MANAGER/CHAIRPERSON | NA | Control |
| SCHULTZ, CARL, ELMER | I | ELECTED MANAGER/CHAIRPERSON | NA | Control |
| SCHULTZ, CARL, ELMER | I | ELECTED MANAGER/CHAIRPERSON | NA | Control |
| SCHULTZ, CARL, ELMER | I | ELECTED MANAGER/CHAIRPERSON | NA | Control |
| SCHULTZ, CARL, ELMER | I | ELECTED MANAGER/CHAIRPERSON | NA | Control |
| SCHULTZ, CARL, ELMER | I | ELECTED MANAGER/CHAIRPERSON | NA | Control |
| SCHULTZ, CARL, ELMER | I | ELECTED MANAGER/CHAIRPERSON | NA | Control |
| SCHULTZ, CARL, ELMER | I | ELECTED MANAGER/CHAIRPERSON | NA | Control |
| SCHULTZ, CARL, ELMER | I | ELECTED MANAGER/CHAIRPERSON | NA | Control |
| SCHULTZ, CARL, ELMER | I | ELECTED MANAGER/CHAIRPERSON | NA | Control |
| SCHULTZ, CARL, ELMER | I | ELECTED MANAGER/CHAIRPERSON | NA | Control |
| SCHULTZ, CARL, ELMER | I | ELECTED MANAGER/CHAIRPERSON | NA | Control |
| SCHULTZ, CARL, ELMER | I | ELECTED MANAGER/CHAIRPERSON | NA | Control |
| SCHULTZ, CARL, ELMER | I | ELECTED MANAGER/CHAIRPERSON | NA | Control |
| SVA FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| SVA FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| SVA FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| SVA FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| SVA FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| SVA FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| SVA FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| SVA FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| SVA FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| SVA FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| SVA FINANCIAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| SVA PLUMB FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| SVA PLUMB FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| SVA PLUMB FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| SVA PLUMB FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| SVA PLUMB FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| SVA PLUMB FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| SVA PLUMB FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| SVA PLUMB FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| SVA PLUMB FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| SVA PLUMB FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| SVA PLUMB FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| SVA PLUMB FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| SVA PLUMB FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| SVA PLUMB FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| SVA PLUMB FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| SVA PLUMB FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| SVA PLUMB FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| SVA PLUMB FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| SVA PLUMB FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| SVA PLUMB FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| SVA PLUMB FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| SVA PLUMB FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| SVA PLUMB FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| SVA PLUMB FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| SVA PLUMB FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| SVA PLUMB FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
| SVA PLUMB FINANCIAL, LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BALTES, JOHN, ANTHONY | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| BALTES, JOHN, ANTHONY | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| BALTES, JOHN, ANTHONY | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| BALTES, JOHN, ANTHONY | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| BALTES, JOHN, ANTHONY | I | SVA FINANCIAL GROUP, LLC | F | Control |
| BALTES, JOHN, ANTHONY | I | SVA FINANCIAL GROUP, LLC | F | Control |
| BALTES, JOHN, ANTHONY | I | SVA FINANCIAL GROUP, LLC | F | Control |
| BALTES, JOHN, ANTHONY | I | SVA FINANCIAL GROUP, LLC | F | Control |
| BALTES, JOHN, ANTHONY | I | SVA FINANCIAL GROUP, LLC | F | Control |
| BALTES, JOHN, ANTHONY | I | SVA FINANCIAL GROUP, LLC | F | Control |
| BALTES, JOHN, ANTHONY | I | SVA FINANCIAL GROUP, LLC | F | Control |
| BALTES, JOHN, ANTHONY | I | SVA FINANCIAL GROUP, LLC | F | Control |
| BALTES, JOHN, ANTHONY | I | SVA FINANCIAL GROUP, LLC | F | Control |
| BALTES, JOHN, ANTHONY | I | SVA FINANCIAL GROUP, LLC | F | Control |
| BALTES, JOHN, ANTHONY | I | SVA FINANCIAL GROUP, LLC | F | Control |
| BOYSEN, RAYMOND, HUGHES | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| BOYSEN, RAYMOND, HUGHES | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| BOYSEN, RAYMOND, HUGHES | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| BOYSEN, RAYMOND, HUGHES | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| BOYSEN, RAYMOND, HUGHES | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| BOYSEN, RAYMOND, HUGHES | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| BOYSEN, RAYMOND, HUGHES | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| BOYSEN, RAYMOND, HUGHES | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| BOYSEN, RAYMOND, HUGHES | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| BOYSEN, RAYMOND, HUGHES | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| BOYSEN, RAYMOND, HUGHES | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| BOYSEN, RAYMOND, HUGHES | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| BOYSEN, RAYMOND, HUGHES | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| BOYSEN, RAYMOND, HUGHES | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| COTTON, JACK, ROBERT | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| COTTON, JACK, ROBERT | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| COTTON, JACK, ROBERT | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| COTTON, JACK, ROBERT | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| HANSEN, MAUREEN, ELLEN | I | SVA PLUMB WEALTH MANAGEMENT, LLC/SVA PLUMB FINANCIAL, LLC | F | Control |
| HANSEN, MAUREEN, ELLEN | I | SVA PLUMB WEALTH MANAGEMENT, LLC/SVA PLUMB FINANCIAL, LLC | F | Control |
| HANSEN, MAUREEN, ELLEN | I | SVA PLUMB WEALTH MANAGEMENT, LLC/SVA PLUMB FINANCIAL, LLC | F | Control |
| HANSEN, MAUREEN, ELLEN | I | SVA PLUMB WEALTH MANAGEMENT, LLC/SVA PLUMB FINANCIAL, LLC | F | Control |
| HANSEN, MAUREEN, ELLEN | I | SVA PLUMB WEALTH MANAGEMENT, LLC/SVA PLUMB FINANCIAL, LLC | F | Control |
| HANSEN, MAUREEN, ELLEN | I | SVA PLUMB WEALTH MANAGEMENT, LLC/SVA PLUMB FINANCIAL, LLC | F | Control |
| HANSEN, MAUREEN, ELLEN | I | SVA FINANCIAL GROUP, LLC | F | Control |
| HANSEN, MAUREEN, ELLEN | I | SVA FINANCIAL GROUP, LLC | F | Control |
| HANSEN, MAUREEN, ELLEN | I | SVA FINANCIAL GROUP, LLC | F | Control |
| HANSEN, MAUREEN, ELLEN | I | SVA FINANCIAL GROUP, LLC | F | Control |
| HANSEN, MAUREEN, ELLEN | I | SVA FINANCIAL GROUP, LLC | F | Control |
| HANSEN, MAUREEN, ELLEN | I | SVA FINANCIAL GROUP, LLC | F | Control |
| HANSEN, MAUREEN, ELLEN | I | SVA FINANCIAL GROUP, LLC | F | Control |
| HANSEN, MAUREEN, ELLEN | I | SVA FINANCIAL GROUP, LLC | F | Control |
| HANSEN, MAUREEN, ELLEN | I | SVA FINANCIAL GROUP, LLC | F | Control |
| HANSEN, MAUREEN, ELLEN | I | SVA FINANCIAL GROUP, LLC | F | Control |
| HANSEN, MAUREEN, ELLEN | I | SVA FINANCIAL GROUP, LLC | F | Control |
| KRUMHOLZ, KURT, GERARD | I | SVA PLUMB WEALTH MANAGEMENT, LLC SVA PLUMB FINANCIAL, LLC | F | Control |
| KRUMHOLZ, KURT, GERARD | I | SVA PLUMB WEALTH MANAGEMENT, LLC SVA PLUMB FINANCIAL, LLC | F | Control |
| KRUMHOLZ, KURT, GERARD | I | SVA PLUMB WEALTH MANAGEMENT, LLC SVA PLUMB FINANCIAL, LLC | F | Control |
| KRUMHOLZ, KURT, GERARD | I | SVA PLUMB WEALTH MANAGEMENT, LLC SVA PLUMB FINANCIAL, LLC | F | Control |
| KRUMHOLZ, KURT, GERARD | I | SVA PLUMB WEALTH MANAGEMENT, LLC SVA PLUMB FINANCIAL, LLC | F | Control |
| KRUMHOLZ, KURT, GERARD | I | SVA PLUMB WEALTH MANAGEMENT, LLC SVA PLUMB FINANCIAL, LLC | F | Control |
| KRUMHOLZ, KURT, GERARD | I | SVA PLUMB WEALTH MANAGEMENT, LLC SVA PLUMB FINANCIAL, LLC | F | Control |
| KRUMHOLZ, KURT, GERARD | I | SVA PLUMB WEALTH MANAGEMENT, LLC SVA PLUMB FINANCIAL, LLC | F | Control |
| KRUMHOLZ, KURT, GERARD | I | SVA PLUMB WEALTH MANAGEMENT, LLC SVA PLUMB FINANCIAL, LLC | F | Control |
| KRUMHOLZ, KURT, GERARD | I | SVA PLUMB WEALTH MANAGEMENT, LLC SVA PLUMB FINANCIAL, LLC | F | Control |
| KRUMHOLZ, KURT, GERARD | I | SVA PLUMB WEALTH MANAGEMENT, LLC SVA PLUMB FINANCIAL, LLC | F | Control |
| NETTESHEIM, JOEL, G | I | SVA FINANCIAL GROUP, LLC | F | Control |
| NETTESHEIM, JOEL, G | I | SVA FINANCIAL GROUP, LLC | F | Control |
| NETTESHEIM, JOEL, G | I | SVA FINANCIAL GROUP, LLC | F | Control |
| NETTESHEIM, JOEL, G | I | SVA FINANCIAL GROUP, LLC | F | Control |
| NETTESHEIM, JOEL, G | I | SVA FINANCIAL GROUP, LLC | F | Control |
| NETTESHEIM, JOEL, G | I | SVA FINANCIAL GROUP, LLC | F | Control |
| NETTESHEIM, JOEL, G | I | SVA FINANCIAL GROUP, LLC | F | Control |
| NETTESHEIM, JOEL, G | I | SVA FINANCIAL GROUP, LLC | F | Control |
| NETTESHEIM, JOEL, G | I | SVA FINANCIAL GROUP, LLC | F | Control |
| NORTON, KATHRYN, LEE | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| NORTON, KATHRYN, LEE | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| NORTON, KATHRYN, LEE | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| NORTON, KATHRYN, LEE | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| NORTON, KATHRYN, LEE | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| NORTON, KATHRYN, LEE | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| NORTON, KATHRYN, LEE | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| NORTON, KATHRYN, LEE | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| NORTON, KATHRYN, LEE | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| NORTON, KATHRYN, LEE | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| NORTON, KATHRYN, LEE | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| NORTON, KATHRYN, LEE | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| NORTON, KATHRYN, LEE | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| NORTON, KATHRYN, LEE | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| NORTON, KATHRYN, LEE | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| NORTON, KATHRYN, LEE | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| NORTON, KATHRYN, LEE | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| NORTON, KATHRYN, LEE | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| NORTON, KATHRYN, LEE | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| NORTON, KATHRYN, LEE | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| NORTON, KATHRYN, LEE | I | SVA FINANCIAL GROUP, LLC | F | Control |
| NORTON, KATHRYN, LEE | I | SVA FINANCIAL GROUP, LLC | F | Control |
| NORTON, KATHRYN, LEE | I | SVA FINANCIAL GROUP, LLC | F | Control |
| NORTON, KATHRYN, LEE | I | SVA FINANCIAL GROUP, LLC | F | Control |
| NORTON, KATHRYN, LEE | I | SVA FINANCIAL GROUP, LLC | F | Control |
| NORTON, KATHRYN, LEE | I | SVA FINANCIAL GROUP, LLC | F | Control |
| NORTON, KATHRYN, LEE | I | SVA FINANCIAL GROUP, LLC | F | Control |
| NORTON, KATHRYN, LEE | I | SVA FINANCIAL GROUP, LLC | F | Control |
| NORTON, KATHRYN, LEE | I | SVA FINANCIAL GROUP, LLC | F | Control |
| OBRIEN, TIMOTHY, ROCK | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| OBRIEN, TIMOTHY, ROCK | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| OBRIEN, TIMOTHY, ROCK | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| OBRIEN, TIMOTHY, ROCK | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| OBRIEN, TIMOTHY, ROCK | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| OBRIEN, TIMOTHY, ROCK | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| OBRIEN, TIMOTHY, ROCK | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| OBRIEN, TIMOTHY, ROCK | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| OBRIEN, TIMOTHY, ROCK | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| OBRIEN, TIMOTHY, ROCK | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| OBRIEN, TIMOTHY, ROCK | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| OBRIEN, TIMOTHY, ROCK | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| OBRIEN, TIMOTHY, ROCK | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| OBRIEN, TIMOTHY, ROCK | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| SCHULTZ, CARL, ELMER | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| SCHULTZ, CARL, ELMER | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| SCHULTZ, CARL, ELMER | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| SCHULTZ, CARL, ELMER | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| SCHULTZ, CARL, ELMER | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| SCHULTZ, CARL, ELMER | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| SCHULTZ, CARL, ELMER | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| SCHULTZ, CARL, ELMER | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| SCHULTZ, CARL, ELMER | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| SCHULTZ, CARL, ELMER | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| SCHULTZ, CARL, ELMER | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| SCHULTZ, CARL, ELMER | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| SCHULTZ, CARL, ELMER | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| SCHULTZ, CARL, ELMER | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| SCHULTZ, CARL, ELMER | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| SCHULTZ, CARL, ELMER | I | SVA PLUMB WEALTH MANAGEMENT, LLC; SVA PLUMB FINANCIAL, LLC | F | Control |
| SCHULTZ, CARL, ELMER | I | SVA FINANCIAL GROUP, LLC | F | Control |
| SCHULTZ, CARL, ELMER | I | SVA FINANCIAL GROUP, LLC | F | Control |
| SCHULTZ, CARL, ELMER | I | SVA FINANCIAL GROUP, LLC | F | Control |
| SCHULTZ, CARL, ELMER | I | SVA FINANCIAL GROUP, LLC | F | Control |
| SCHULTZ, CARL, ELMER | I | SVA FINANCIAL GROUP, LLC | F | Control |
| SCHULTZ, CARL, ELMER | I | SVA FINANCIAL GROUP, LLC | F | Control |
| SCHULTZ, CARL, ELMER | I | SVA FINANCIAL GROUP, LLC | F | Control |
| SCHULTZ, CARL, ELMER | I | SVA FINANCIAL GROUP, LLC | F | Control |
| SCHULTZ, CARL, ELMER | I | SVA FINANCIAL GROUP, LLC | F | Control |
| SCHULTZ, CARL, ELMER | I | SVA FINANCIAL GROUP, LLC | F | Control |
| SCHULTZ, CARL, ELMER | I | SVA FINANCIAL GROUP, LLC | F | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA FINANCIAL GROUP, LLC | E | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA FINANCIAL GROUP, LLC | E | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA FINANCIAL GROUP, LLC | E | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA FINANCIAL GROUP, LLC | E | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA FINANCIAL GROUP, LLC | E | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA FINANCIAL GROUP, LLC | E | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA FINANCIAL GROUP, LLC | E | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA FINANCIAL GROUP, LLC | E | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA FINANCIAL GROUP, LLC | E | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA FINANCIAL GROUP, LLC | E | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA FINANCIAL GROUP, LLC | E | Control |
| PLUMB, THOMAS, GERALD | I | TGP, INC. | E | Control |
| PLUMB, THOMAS, GERALD | I | TGP, INC. | E | Control |
| PLUMB, THOMAS, GERALD | I | TGP, INC. | E | Control |
| PLUMB, THOMAS, GERALD | I | TGP, INC. | E | Control |
| PLUMB, THOMAS, GERALD | I | TGP, INC. | E | Control |
| PLUMB, THOMAS, GERALD | I | TGP, INC. | E | Control |
| PLUMB, THOMAS, GERALD | I | TGP, INC. | E | Control |
| PLUMB, THOMAS, GERALD | I | TGP, INC. | E | Control |
| PLUMB, THOMAS, GERALD | I | TGP, INC. | E | Control |
| PLUMB, THOMAS, GERALD | I | TGP, INC. | E | Control |
| PLUMB, THOMAS, GERALD | I | TGP, INC. | E | Control |
| PLUMB, THOMAS, GERALD | I | TGP, INC. | E | Control |
| PLUMB, THOMAS, GERALD | I | TGP, INC. | E | Control |
| PLUMB, THOMAS, GERALD | I | TGP, INC. | E | Control |
| PLUMB, THOMAS, GERALD | I | TGP, INC. | E | Control |
| PLUMB, THOMAS, GERALD | I | TGP, INC. | E | Control |
| PLUMB, THOMAS, GERALD | I | TGP, INC. | E | Control |
| PLUMB, THOMAS, GERALD | I | TGP, INC. | E | Control |
| PLUMB, THOMAS, GERALD | I | TGP, INC. | E | Control |
| PLUMB, THOMAS, GERALD | I | TGP, INC. | E | Control |
| PLUMB, THOMAS, GERALD | I | TGP, INC. | E | Control |
| PLUMB, THOMAS, GERALD | I | TGP, INC. | E | Control |
| PLUMB, THOMAS, GERALD | I | TGP, INC | E | Control |
| PLUMB, THOMAS, GERALD | I | TGP, INC | E | Control |
| PLUMB, THOMAS, GERALD | I | TGP, INC | E | Control |
| PLUMB, THOMAS, GERALD | I | TGP, INC | E | Control |
| PLUMB, THOMAS, GERALD | I | TGP, INC | E | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA PLUMB FINANCIAL, LLC | D | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA PLUMB FINANCIAL, LLC | D | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA PLUMB FINANCIAL, LLC | D | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA PLUMB FINANCIAL, LLC | D | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA PLUMB FINANCIAL, LLC | D | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA PLUMB FINANCIAL, LLC | D | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA PLUMB FINANCIAL, LLC | D | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA PLUMB FINANCIAL, LLC | D | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA PLUMB FINANCIAL, LLC | D | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA PLUMB FINANCIAL, LLC | D | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA PLUMB FINANCIAL, LLC | D | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA PLUMB FINANCIAL, LLC | D | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA PLUMB FINANCIAL, LLC | D | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA PLUMB FINANCIAL, LLC | D | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA PLUMB FINANCIAL, LLC | D | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA PLUMB FINANCIAL, LLC | D | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA PLUMB FINANCIAL, LLC | D | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA PLUMB FINANCIAL, LLC | D | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA PLUMB FINANCIAL, LLC | D | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA PLUMB FINANCIAL, LLC | D | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA PLUMB FINANCIAL, LLC | D | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA PLUMB FINANCIAL, LLC | D | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA PLUMB FINANCIAL, LLC | D | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA PLUMB FINANCIAL, LLC | D | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA PLUMB FINANCIAL, LLC | D | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA PLUMB FINANCIAL, LLC | D | Control |
| DIVERSIFIED SERVICES OF WISCONSIN, INC. | DE | SVA PLUMB FINANCIAL, LLC | D | Control |
| TGP, INC | DE | SVA PLUMB FINANCIAL, INC. | D | Control |
| TGP, INC | DE | SVA PLUMB FINANCIAL, INC. | D | Control |
| TGP, INC | DE | SVA PLUMB FINANCIAL, INC. | D | Control |
| TGP, INC | DE | SVA PLUMB FINANCIAL, INC. | D | Control |
| TGP, INC | DE | SVA PLUMB FINANCIAL, INC. | D | Control |
| TGP, INC | DE | SVA PLUMB FINANCIAL, INC. | D | Control |
| TGP, INC | DE | SVA PLUMB FINANCIAL, INC. | D | Control |
| TGP, INC | DE | SVA PLUMB FINANCIAL, INC. | D | Control |
| TGP, INC | DE | SVA PLUMB FINANCIAL, INC. | D | Control |
| TGP, INC | DE | SVA PLUMB FINANCIAL, INC. | D | Control |
| TGP, INC | DE | SVA PLUMB FINANCIAL, INC. | D | Control |
| TGP, INC | DE | SVA PLUMB FINANCIAL, INC. | D | Control |
| TGP, INC | DE | SVA PLUMB FINANCIAL, INC. | D | Control |
| TGP, INC | DE | SVA PLUMB FINANCIAL, INC. | D | Control |
| TGP, INC | DE | SVA PLUMB FINANCIAL, INC. | D | Control |
| TGP, INC | DE | SVA PLUMB FINANCIAL, INC. | D | Control |
| TGP, INC | DE | SVA PLUMB FINANCIAL, INC. | D | Control |
| TGP, INC | DE | SVA PLUMB FINANCIAL, INC. | D | Control |
| TGP, INC | DE | SVA PLUMB FINANCIAL, INC. | D | Control |
| TGP, INC | DE | SVA PLUMB FINANCIAL, INC. | D | Control |
| BALTES, JOHN, ANTHONY | I | SVA PLUMB WEALTH MANAGEMENT, LLC/SVA PLUMB FINANCIAL, LLC | C | Control |
| BALTES, JOHN, ANTHONY | I | SVA PLUMB WEALTH MANAGEMENT, LLC/SVA PLUMB FINANCIAL, LLC | C | Control |
| BALTES, JOHN, ANTHONY | I | SVA PLUMB WEALTH MANAGEMENT, LLC/SVA PLUMB FINANCIAL, LLC | C | Control |
| BALTES, JOHN, ANTHONY | I | SVA PLUMB WEALTH MANAGEMENT, LLC/SVA PLUMB FINANCIAL, LLC | C | Control |
| BALTES, JOHN, ANTHONY | I | SVA PLUMB WEALTH MANAGEMENT, LLC/SVA PLUMB FINANCIAL, LLC | C | Control |
| BALTES, JOHN, ANTHONY | I | SVA PLUMB WEALTH MANAGEMENT, LLC/SVA PLUMB FINANCIAL, LLC | C | Control |
| PLUMB, THOMAS, GERALD | I | SVA PLUMB FINANCIAL, LLC | C | Control |
| PLUMB, THOMAS, GERALD | I | SVA PLUMB FINANCIAL, LLC | C | Control |
| PLUMB, THOMAS, GERALD | I | SVA PLUMB FINANCIAL, LLC | C | Control |
| PLUMB, THOMAS, GERALD | I | SVA PLUMB FINANCIAL, LLC | C | Control |
| PLUMB, THOMAS, GERALD | I | SVA PLUMB FINANCIAL, LLC | C | Control |
| TGP, INC | DE | SVA PLUMB FINANCIAL, INC. | C | Control |
| TGP, INC | DE | SVA PLUMB FINANCIAL, INC. | C | Control |
| TGP, INC | DE | SVA PLUMB FINANCIAL, LLC | C | Control |
| TGP, INC | DE | SVA PLUMB FINANCIAL, LLC | C | Control |
| TGP, INC | DE | SVA PLUMB FINANCIAL, LLC | C | Control |
| TGP, INC | DE | SVA PLUMB FINANCIAL, LLC | C | Control |
| TGP, INC | DE | SVA PLUMB FINANCIAL, LLC | C | Control |
Registrations
Federal
IA
Sep 4, 2020 REGISTERED
Notice Filings (25)
AZ CA FL GA IA ID IL IN KS LA MA MI MN MO NC NH NM NY OH OR PA TX VA WA WI
Address
1221 JOHN Q HAMMONS DRIVEMADISON, WI 53717-4966
United States
Phone: 608-824-8800