HAWK FINANCIAL GROUP, LLC
CRD #159220 SEC #801-72801 MESA, AZ 480-282-3082
SEC Registered
Total AUM
--
Discretionary
--
Employees
1
Clients
0
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 21, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DUFFIELD, EVAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| DUFFIELD, EVAN, ALEXANDER | I | OWNER / MANAGING MEMBER | E | Control |
| DUFFIELD, EVAN, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | E | Control |
| DUFFIELD, EVAN, ALEXANDER | I | OWNER / MANAGING MEMBER | E | Control |
| DUFFIELD, EVAN, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | E | Control |
| DUFFIELD, EVAN, ALEXANDER | I | OWNER / MANAGING MEMBER | E | Control |
| DUFFIELD, EVAN, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | E | Control |
| DUFFIELD, EVAN, ALEXANDER | I | OWNER / MANAGING MEMBER | E | Control |
| DUFFIELD, EVAN, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | E | Control |
| DUFFIELD, EVAN, ALEXANDER | I | OWNER / MANAGING MEMBER | E | Control |
| DUFFIELD, EVAN, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | E | Control |
| DUFFIELD, EVAN, ALEXANDER | I | OWNER / MANAGING MEMBER | E | Control |
Registrations
Federal
IA
Nov 21, 2011 REGISTERED
Notice Filings (1)
AZ
Address
930 W. LOS LAGOS VISTA AVEMESA, AZ 85210
United States
Phone: 480-282-3082