RIA Intelligence

INNOVATOR MANAGEMENT LLC

CRD #159233 SEC #801-72910 PHILADELPHIA, PA 215-979-3750
SEC Registered
Total AUM
$67.7M
Discretionary
$67.7M
Employees
2
Clients
--
Accounts
2

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 31, 2017
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
GRIES, MICHAEL, DAVIDICHIEF COMPLIANCE OFFICERNA Control
GRIES, MICHAEL, DAVIDICHIEF COMPLIANCE OFFICERNA Control
GRIES, MICHAEL, DAVIDICHIEF COMPLIANCE OFFICERNA Control
GRIES, MICHAEL, DAVIDICHIEF COMPLIANCE OFFICERNA Control
GRIES, MICHAEL, DAVIDICHIEF COMPLIANCE OFFICERNA Control
GRIES, MICHAEL, DAVIDICHIEF COMPLIANCE OFFICERNA Control
GRIES, MICHAEL, DAVIDICHIEF COMPLIANCE OFFICERNA Control
GRIES, MICHAEL, DAVIDICHIEF COMPLIANCE OFFICERNA Control
GRIES, MICHAEL, DAVIDICHIEF COMPLIANCE OFFICERNA Control
JACOVINI, DAVID, JAMESIPRESIDENTNA Control
JACOVINI, DAVID, JAMESIPRESIDENTNA Control
JACOVINI, DAVID, JAMESIPRESIDENTNA Control
JACOVINI, DAVID, JAMESIPRESIDENTNA Control
JACOVINI, DAVID, JAMESIPRESIDENTNA Control
JACOVINI, DAVID, JAMESIPRESIDENTNA Control
JACOVINI, DAVID, JAMESIPRESIDENTNA Control
JACOVINI, DAVID, JAMESIPRESIDENTNA Control
JACOVINI, DAVID, JAMESIPRESIDENTNA Control
INNOVATOR HOLDINGS, LLCDEMANAGING MEMBERE Control
INNOVATOR HOLDINGS, LLCDEMANAGING MEMBERE Control
ACADEMY ASSET MANAGEMENT LLCDEMANAGING MEMBERD Control
ACADEMY ASSET MANAGEMENT LLCDEMANAGING MEMBERD Control
ACADEMY ASSET MANAGEMENT LLCDEMANAGING MEMBERD Control
ACADEMY ASSET MANAGEMENT LLCDEMANAGING MEMBERD Control
ACADEMY ASSET MANAGEMENT LLCDEMANAGING MEMBERD Control
ACADEMY ASSET MANAGEMENT LLCDEMANAGING MEMBERD Control
INNOVATOR HOLDINGS, LLCDEMEMBERD Control
CLIFTONLARSONALLEN WEALTH ADVISORS, LLCDEMEMBERC Control
CLIFTONLARSONALLEN WEALTH ADVISORS, LLCDEMEMBERC Control
CLIFTONLARSONALLEN WEALTH ADVISORS, LLCFEMEMBERC Control
CLIFTONLARSONALLEN WEALTH ADVISORS, LLCDEMEMBERC Control
CLIFTONLARSONALLEN WEALTH ADVISORS, LLCFEMEMBERC Control
CLIFTONLARSONALLEN WEALTH ADVISORS, LLCDEMEMBERC Control
LARSONALLEN FINANCIALDEMEMBERC Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
BETZ, CHARLES, CURTISILARSONALLEN FINANCIAL, LLCF Control
BUFFIE, BRIAN, JACOBICLIFTONLARSONALLEN WEALTH ADVISORS, LLCF Control
BUFFIE, BRIAN, JACOBICLIFTONLARSONALLEN WEALTH ADVISORS, LLCF Control
FROUDE, CRAIG, JAYIAEQUITAS MANAGEMENT, LLCF Control
FROUDE, CRAIG, JAYIAEQUITAS MANAGEMENT, LLCF Control
FROUDE, CRAIG, JAYIAEQUITAS MANAGEMENT, LLCF Control
HALLADA, ANTONY, REEDILARSONALLEN FINANCIAL, LLCF Control
HALLADA, ANTONY, REEDICLIFTONLARSONALLEN WEALTH ADVISORS, LLCF Control
HALLADA, ANTONY, REEDICLIFTONLARSONALLEN WEALTH ADVISORS, LLCF Control
HALLADA, ANTONY, REEDICLIFTONLARSONALLEN WEALTH ADVISORS, LLCF Control
HALLADA, ANTONY, REEDICLIFTONLARSONALLEN WEALTH ADVISORS, LLCF Control
HALLADA, ANTONY, REEDICLIFTONLARSONALLEN WEALTH ADVISORS, LLCF Control
HALLADA, ANTONY, REEDICLIFTONLARSONALLEN WEALTH ADVISORS, LLCF Control
HALLADA, ANTONY, REEDICLIFTONLARSONALLEN WEALTH ADVISORS, LLCF Control
HALLADA, ANTONY, REEDICLIFTONLARSONALLEN WEALTH ADVISORS, LLCF Control
JOHNSON, MATTHEW, BRENTICLIFTONLARSONALLEN WEALTH ADVISORS, LLCF Control
JOHNSON, MATTHEW, BRENTICLIFTONLARSONALLEN WEALTH ADVISORS, LLCF Control
JOHNSON, MATTHEW, BRENTICLIFTONLARSONALLEN WEALTH ADVISORS, LLCF Control
JOHNSON, MATTHEW, BRENTICLIFTONLARSONALLEN WEALTH ADVISORS, LLCF Control
JOHNSON, MATTHEW, BRENTICLIFTONLARSONALLEN WEALTH ADVISORS, LLCF Control
JOHNSON, MATTHEW, BRENTICLIFTONLARSONALLEN WEALTH ADVISORS, LLCF Control
MACRITCHIE, ANDREW, NIAEQUITAS MANAGEMENT, LLCF Control
MACRITCHIE, ANDREW, NIAEQUITAS MANAGEMENT, LLCF Control
MACRITCHIE, ANDREW, NIAEQUITAS MANAGEMENT, LLCF Control
NANNINGA, ALLEN, JOSEPHICLIFTONLARSONALLEN WEALTH ADVISORS, LLCF Control
NANNINGA, ALLEN, JOSEPHICLIFTONLARSONALLEN WEALTH ADVISORS, LLCF Control
OLIVER, BRIAN, ARTHURIAEQUITAS MANAGEMENT, LLCF Control
OLIVER, BRIAN, ARTHURIAEQUITAS MANAGEMENT, LLCF Control
OLIVER, BRIAN, ARTHURIAEQUITAS MANAGEMENT, LLCF Control
AAM FUND INVESTMENTS, LLCDEINNOVATOR HOLDINGS, LLCE Control
AEQUITAS ASSET MANAGEMENT OREGON, LLCDEAAM FUND INVESTMENTS, LLCE Control
AEQUITAS ASSET MANAGEMENT OREGON, LLCDEAAM FUND INVESTMENTS, LLCE Control
AEQUITAS ASSET MANAGEMENT OREGON, LLCDEAAM FUND INVESTMENTS, LLCE Control
AEQUITAS HOLDINGS, LLCDEAEQUITAS ASSET MANAGEMENT OREGON, LLCE Control
AEQUITAS HOLDINGS, LLCDEAEQUITAS ASSET MANAGEMENT OREGON, LLCE Control
AEQUITAS HOLDINGS, LLCDEAEQUITAS ASSET MANAGEMENT OREGON, LLCE Control
AEQUITAS MANAGEMENT, LLCDEAEQUITAS HOLDINGS, LLCE Control
AEQUITAS MANAGEMENT, LLCDEAEQUITAS HOLDINGS, LLCE Control
AEQUITAS MANAGEMENT, LLCDEAEQUITAS HOLDINGS, LLCE Control
CLIFTONLARSONALLEN FINANCIAL, LLCDECLIFTONLARSONALLEN WEALTH ADVISORS, LLCE Control
CLIFTONLARSONALLEN FINANCIAL, LLCDECLIFTONLARSONALLEN WEALTH ADVISORS, LLCE Control
CLIFTONLARSONALLEN FINANCIAL, LLCDECLIFTONLARSONALLEN WEALTH ADVISORS, LLCE Control
CLIFTONLARSONALLEN FINANCIAL, LLCDECLIFTONLARSONALLEN WEALTH ADVISORS, LLCE Control
CLIFTONLARSONALLEN FINANCIAL, LLCDECLIFTONLARSONALLEN WEALTH ADVISORS, LLCE Control
CLIFTONLARSONALLEN FINANCIAL, LLCDECLIFTONLARSONALLEN WEALTH ADVISORS, LLCE Control
CLIFTONLARSONALLEN LLPDECLIFTONLARSONALLEN FINANCIAL, LLCE Control
CLIFTONLARSONALLEN LLPDECLIFTONLARSONALLEN FINANCIAL, LLCE Control
CLIFTONLARSONALLEN LLPDECLIFTONLARSONALLEN FINANCIAL, LLCE Control
CLIFTONLARSONALLEN LLPDECLIFTONLARSONALLEN FINANCIAL, LLCE Control
CLIFTONLARSONALLEN LLPDECLIFTONLARSONALLEN FINANCIAL, LLCE Control
CLIFTONLARSONALLEN LLPDECLIFTONLARSONALLEN WEALTH ADVISORS, LLCE Control
CLIFTONLARSONALLEN LLPDECLIFTONLARSONALLEN WEALTH ADVISORS, LLCE Control
LARSONALLEN LLPDELARSONALLEN FINANCIAL, LLCE Control
AAM FUND INVESTMENTS, LLCDEINNOVATOR HOLDINGS, LLCD Control
AAM FUND INVESTMENTS, LLCDEINNOVATOR HOLDINGS, LLCD Control
CLIFTONLARSONALLEN WEALTH ADVISORS, LLCDEINNOVATOR HOLDINGS, LLCD Control
CLIFTONLARSONALLEN WEALTH ADVISORS, LLCDEINNOVATOR HOLDINGS, LLCD Control
JACOVINI, DAVID, JAMESIACADEMY ASSET MANAGEMENT LLCC Control
JACOVINI, DAVID, JAMESIACADEMY ASSET MANAGEMENT LLCC Control
JACOVINI, DAVID, JAMESIACADEMY ASSET MANAGEMENT LLCC Control
JACOVINI, DAVID, JAMESIACADEMY ASSET MANAGEMENT LLCC Control
JACOVINI, DAVID, JAMESIACADEMY ASSET MANAGEMENT LLCC Control
JACOVINI, DAVID, JAMESIACADEMY ASSET MANAGEMENT LLCC Control
JESENIK, ROBERT, JOSEPHIAEQUITAS MANAGEMENT, LLCC Control
JESENIK, ROBERT, JOSEPHIAEQUITAS MANAGEMENT, LLCC Control
JESENIK, ROBERT, JOSEPHIAEQUITAS MANAGEMENT, LLCC Control

Registrations

Federal

IA
Mar 31, 2017 REGISTERED

Notice Filings (2)

DE PA

Address

325 CHESTNUT STREET
SUITE 512
PHILADELPHIA, PA 19106
United States
Phone: 215-979-3750