JOHANSON FINANCIAL ADVISORS, INC.
CRD #159244 SEC #801-79190 CAMPBELL, CA 408-404-0009
SEC Registered
Total AUM
$484.1M
Discretionary
$484.1M
Employees
5
Clients
1
Accounts
834
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 3, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HENRY, TIMOTHY, DALTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HENRY, TIMOTHY, DALTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HENRY, TIMOTHY, DALTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HENRY, TIMOTHY, DALTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HENRY, TIMOTHY, DALTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HENRY, TIMOTHY, DALTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HENRY, TIMOTHY, DALTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HENRY, TIMOTHY, DALTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HENRY, TIMOTHY, DALTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HENRY, TIMOTHY, DALTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TU, LYNDA, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| TU, LYNDA, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| TU, LYNDA, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| TU, LYNDA, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| TU, LYNDA, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| TU, LYNDA, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| TU, LYNDA, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| TU, LYNDA, M | I | CHIEF COMPLIANCE OFFICER | NA | |
| JOHANSON, DAVID, LELAND | I | PRESIDENT | E | Control |
| JOHANSON, DAVID, LELAND | I | PRESIDENT | E | Control |
| JOHANSON, DAVID, LELAND | I | PRESIDENT | E | Control |
| JOHANSON, DAVID, LELAND | I | PRESIDENT | E | Control |
| JOHANSON, DAVID, LELAND | I | PRESIDENT | E | Control |
| JOHANSON, DAVID, LELAND | I | PRESIDENT | E | Control |
| JOHANSON, DAVID, LELAND | I | PRESIDENT | E | Control |
| JOHANSON, DAVID, LELAND | I | PRESIDENT | E | Control |
| JOHANSON, DAVID, LELAND | I | PRESIDENT | E | Control |
| JOHANSON, DAVID, LELAND | I | PRESIDENT | E | Control |
| JOHANSON, DAVID, LELAND | I | PRESIDENT | E | Control |
| JOHANSON, DAVID, LELAND | I | PRESIDENT | E | Control |
| JOHANSON, DAVID, LELAND | I | PRESIDENT | E | Control |
| JOHANSON, DAVID, LELAND | I | PRESIDENT | E | Control |
| JOHANSON, DAVID, LELAND | I | PRESIDENT | E | Control |
| JOHANSON, DAVID, LELAND | I | PRESIDENT | E | Control |
| JOHANSON, DAVID, LELAND | I | PRESIDENT | E | Control |
| JOHANSON, DAVID, LELAND | I | PRESIDENT | E | Control |
| THE JOHANSON FAMILY TRUST | DE | TRUST | E | Control |
| THE JOHANSON FAMILY TRUST | DE | TRUST | E | Control |
| THE JOHANSON FAMILY TRUST | DE | TRUST | E | Control |
| THE JOHANSON FAMILY TRUST | DE | TRUST | E | Control |
| THE JOHANSON FAMILY TRUST | DE | TRUST | E | Control |
| THE JOHANSON FAMILY TRUST | DE | OWNER | E | Control |
| THE JOHANSON FAMILY TRUST | DE | OWNER | E | Control |
| THE JOHANSON FAMILY TRUST | DE | OWNER | E | Control |
| TU, LYNDA, M | I | CHIEF COMPLIANCE OFFICER | B | Control |
| TU, LYNDA, M | I | CHIEF COMPLIANCE OFFICER | B | Control |
| TU, LYNDA, M | I | CHIEF COMPLIANCE OFFICER | B | Control |
| TU, LYNDA, M | I | CHIEF COMPLIANCE OFFICER | B | Control |
| TU, LYNDA, M | I | CHIEF COMPLIANCE OFFICER | B | Control |
| TU, LYNDA, M | I | CHIEF COMPLIANCE OFFICER | B | Control |
| TU, LYNDA, M | I | CHIEF COMPLIANCE OFFICER | B | Control |
| TU, LYNDA, M | I | CHIEF COMPLIANCE OFFICER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| JOHANSON, DAVID, LELAND | I | THE JOHANSON FAMILY TRUST | F | Control |
| JOHANSON, DAVID, LELAND | I | THE JOHANSON FAMILY TRUST | F | Control |
| JOHANSON, DAVID, LELAND | I | THE JOHANSON FAMILY TRUST | F | Control |
| JOHANSON, DAVID, LELAND | I | THE JOHANSON FAMILY TRUST | F | Control |
| JOHANSON, DAVID, LELAND | I | THE JOHANSON FAMILY TRUST | F | Control |
| JOHANSON, DAVID, LELAND | I | THE JOHANSON FAMILY TRUST | E | Control |
| JOHANSON, DAVID, LELAND | I | THE JOHANSON FAMILY TRUST | E | Control |
| JOHANSON, DAVID, LELAND | I | THE JOHANSON FAMILY TRUST | E | Control |
Registrations
Federal
IA
Mar 3, 2022 REGISTERED
Notice Filings (6)
AZ CA HI OR TX UT
Address
2105 S. BASCOM AVENUESUITE 255
CAMPBELL, CA 95008
United States
Phone: 408-404-0009