THOMAS LEO ADVISORY, LLC
CRD #159271 SEC #801-112656 MINNEAPOLIS, MN 612-208-1641
SEC Registered
Total AUM
$170M
Discretionary
$168.6M
Employees
2
Clients
--
Accounts
362
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Minnesota
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 18, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARMS, LEO, CHRISTOPHER | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| ARMS, LEO, CHRISTOPHER | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| ARMS, LEO, CHRISTOPHER | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| ARMS, LEO, CHRISTOPHER | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| ARMS, LEO, CHRISTOPHER | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| ARMS, LEO, CHRISTOPHER | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| ARMS, LEO, CHRISTOPHER | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| ARMS, LEO, CHRISTOPHER | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| ARMS, LEO, CHRISTOPHER | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| ARMS, LEO, CHRISTOPHER | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| ARMS, LEO, CHRISTOPHER | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| ARMS, LEO, CHRISTOPHER | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| ARMS, LEO, CHRISTOPHER | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| ARMS, LEO, CHRISTOPHER | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| ARMS, LEO, CHRISTOPHER | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| ARMS, LEO, CHRISTOPHER | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| ARMS, LEO, CHRISTOPHER | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| ARMS, LEO, CHRISTOPHER | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| ARMS, LEO, CHRISTOPHER | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 18, 2025 REGISTERED
Notice Filings (4)
CA CO MN TX
Address
4406 BEARD AVE SMINNEAPOLIS, MN 55410
United States
Phone: 612-208-1641