FINANCIAL PLANNING ASSOCIATES, LLC
CRD #159404 SEC #801-79162 WHITE PLAINS, NY (914) 997-9229 X13
SEC Registered
Total AUM
$64.5M
Discretionary
$64.5M
Employees
1
Clients
10
Accounts
60
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GILLINGHAM, STEPHEN, THOMAS | I | TEXAS DESIGNATED PRINCIPAL | NA | Control |
| GILLINGHAM, STEPHEN, THOMAS | I | TEXAS DESIGNATED PRINCIPAL | NA | Control |
| GILLINGHAM, STEPHEN, THOMAS | I | TEXAS DESIGNATED PRINCIPAL | NA | Control |
| GILLINGHAM, STEPHEN, THOMAS | I | TEXAS DESIGNATED PRINCIPAL | NA | Control |
| GILLINGHAM, STEPHEN, THOMAS | I | TEXAS DESIGNATED PRINCIPAL | NA | Control |
| GILLINGHAM, STEPHEN, THOMAS | I | TEXAS DESIGNATED PRINCIPAL | NA | Control |
| GILLINGHAM, STEPHEN, THOMAS | I | TEXAS DESIGNATED PRINCIPAL | NA | Control |
| TADDEO, ANTONIO, ANGELO | I | CHIEF COMPLIANCE OFFICER | E | Control |
| TADDEO, ANTONIO, ANGELO | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| TADDEO, ANTONIO, ANGELO | I | CHIEF COMPLIANCE OFFICER | E | Control |
| TADDEO, ANTONIO, ANGELO | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| TADDEO, ANTONIO, ANGELO | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| TADDEO, ANTONIO, ANGELO | I | CHIEF COMPLIANCE OFFICER | E | Control |
| TADDEO, ANTONIO, ANGELO | I | CHIEF COMPLIANCE OFFICER | E | Control |
| TADDEO, ANTONIO, ANGELO | I | CHIEF COMPLIANCE OFFICER | E | Control |
| TADDEO, ANTONIO, ANGELO | I | CHIEF COMPLIANCE OFFICER | E | Control |
| TADDEO, ANTONIO, ANGELO | I | CHIEF COMPLIANCE OFFICER | E | Control |
| TADDEO, ANTONIO, ANGELO | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| TADDEO, ANTONIO, ANGELO | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| TADDEO, ANTONIO, ANGELO | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| TADDEO, ANTONIO, ANGELO | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| TADDEO, ANTONIO, ANGELO | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| TADDEO, ANTONIO, ANGELO | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| TADDEO, ANTONIO, ANGELO | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| TADDEO, ANTONIO, ANGELO | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| TADDEO, ANTONIO, ANGELO | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| TADDEO, ANTONIO, ANGELO | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| TADDEO, ANTONIO, ANGELO | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| TADDEO, ANTONIO, ANGELO | I | CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
Registrations
Federal
IA
Mar 20, 2025 REGISTERED
Notice Filings (6)
CT FL NH NJ NY TX
Address
399 KNOLLWOOD ROADSUITE 113
WHITE PLAINS, NY 10603
United States
Phone: (914) 997-9229 X13