SIC ADVISORS LLC

CRD #159519 SEC #801-73077 NEW YORK, NY 212-759-0777

SEC Registered

Total AUM

$677.7M

Discretionary

$677.7M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Jan 4, 2022
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
ALLORTO, RICHARD, THOMAS	I	CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER	NA	Control
ALLORTO, RICHARD, THOMAS	I	CHIEF FINANCIAL OFFICER	NA	Control
ALLORTO, RICHARD, THOMAS	I	CHIEF FINANCIAL OFFICER	NA	Control
ALLORTO, RICHARD, THOMAS	I	CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER	NA	Control
ALLORTO, RICHARD, THOMAS	I	CHIEF FINANCIAL OFFICER	NA	Control
ALLORTO, RICHARD, THOMAS	I	CHIEF FINANCIAL OFFICER	NA	Control
ALLORTO, RICHARD, THOMAS	I	CHIEF FINANCIAL OFFICER	NA	Control
ALLORTO, RICHARD, THOMAS	I	CHIEF FINANCIAL OFFICER	NA	Control
ALLORTO, RICHARD, THOMAS	I	CHIEF FINANCIAL OFFICER	NA	Control
ALLORTO, RICHARD, THOMAS	I	CHIEF FINANCIAL OFFICER	NA	Control
ALLORTO, RICHARD, THOMAS	I	CHIEF FINANCIAL OFFICER	NA	Control
ALLORTO, RICHARD, THOMAS	I	CHIEF FINANCIAL OFFICER	NA	Control
ALLORTO, RICHARD, THOMAS	I	CHIEF FINANCIAL OFFICER	NA	Control
ALLORTO, RICHARD, THOMAS	I	CHIEF FINANCIAL OFFICER	NA	Control
BRYCE, NATHAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
CROWE, DEAN, CHRISTOPHER	I	PRESIDENT AND CHIEF COMPLIANCE OFFICER	NA	Control
FREDERICKS, JOHN, DONNAN	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
FREDERICKS, JOHN, DONNAN	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
FREDERICKS, JOHN, DONNAN	I	CHIEF COMPLIANCE OFFICER	NA
FREDERICKS, JOHN, DONNAN	I	CHIEF COMPLIANCE OFFICER	NA
FREDERICKS, JOHN, DONNAN	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
FREDERICKS, JOHN, DONNAN	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
FREDERICKS, JOHN, DONNAN	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
FREDERICKS, JOHN, DONNAN	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
FREDERICKS, JOHN, DONNAN	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
FREDERICKS, JOHN, DONNAN	I	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	NA
TAUBE, BROOK, BULGER	I	MANAGING MEMBER	NA	Control
TAUBE, BROOK, BULGER	I	MANAGING MEMBER	NA	Control
TAUBE, SETH, BULGER	I	CHIEF EXECUTIVE OFFICER	NA	Control
TAUBE, SETH, BULGER	I	CHIEF EXECUTIVE OFFICER	NA	Control
TAUBE, SETH, BULGER	I	CHIEF EXECUTIVE OFFICER	NA	Control
TAUBE, SETH, BULGER	I	CHIEF EXECUTIVE OFFICER	NA	Control
TAUBE, SETH, BULGER	I	CHIEF EXECUTIVE OFFICER	NA	Control
TAUBE, SETH, BULGER	I	CHIEF EXECUTIVE OFFICER	NA	Control
TAUBE, SETH, BULGER	I	CHIEF EXECUTIVE OFFICER	NA	Control
TAUBE, SETH, BULGER	I	CHIEF EXECUTIVE OFFICER	NA	Control
TAUBE, SETH, BULGER	I	CHIEF EXECUTIVE OFFICER	NA	Control
TAUBE, SETH, BULGER	I	CHIEF EXECUTIVE OFFICER	NA	Control
TAUBE, SETH, BULGER	I	CHIEF EXECUTIVE OFFICER	NA	Control
TAUBE, SETH, BULGER	I	CHIEF EXECUTIVE OFFICER	NA	Control
TAUBE, SETH, BULGER	I	CHIEF EXECUTIVE OFFICER	NA	Control
TAUBE, SETH, BULGER	I	CHIEF EXECUTIVE OFFICER	NA	Control
MEDLEY LLC	DE	MANAGING MEMBER	E	Control
MEDLEY LLC	DE	MANAGING MEMBER	E	Control
MEDLEY LLC	DE	MANAGING MEMBER	E	Control
MEDLEY LLC	DE	MANAGING MEMBER	E	Control
MEDLEY LLC	DE	MANAGING MEMBER	E	Control
MEDLEY LLC	DE	MANAGING MEMBER	E	Control
MEDLEY LLC	DE	MANAGING MEMBER	E	Control
MEDLEY LLC	DE	MANAGING MEMBER	E	Control
MEDLEY LLC	DE	MANAGING MEMBER	E	Control
MEDLEY LLC	DE	MANAGING MEMBER	E	Control
MEDLEY, LLC	DE	MEMBER	E	Control
MEDLEY, LLC	DE	MEMBER	E	Control
MEDLEY, LLC	DE	MANAGING MEMBER	E	Control
MEDLEY, LLC	DE	MANAGING MEMBER	E	Control
STRATEGIC CAPITAL ADVISORY SERVICES LLC	DE	MEMBER	B	Control
STRATEGIC CAPITAL ADVISORY SERVICES LLC	DE	MEMBER	B	Control
STRATEGIC CAPITAL ADVISORY SERVICES LLC	DE	MEMBER	B	Control
STRATEGIC CAPITAL ADVISORY SERVICES LLC	DE	MEMBER	B	Control
STRATEGIC CAPITAL ADVISORY SERVICES, LLC	DE	MEMBER	B
STRATEGIC CAPITAL ADVISORY SERVICES, LLC	DE	MEMBER	B
STRATEGIC CAPITAL ADVISORY SERVICES, LLC	DE	MEMBER	B
STRATEGIC CAPITAL ADVISORY SERVICES, LLC	DE	MEMBER	B
STRATEGIC CAPITAL ADVISORY SERVICES, LLC	DE	MEMBER	B
STRATEGIC CAPITAL ADVISORY SERVICES, LLC	DE	MEMBER	B

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
MEDLEY MANAGEMENT INC.	DE	MEDLEY LLC	F	Control
MEDLEY MANAGEMENT INC.	DE	MEDLEY LLC	F	Control
MEDLEY MANAGEMENT INC.	DE	MEDLEY LLC	F	Control
MEDLEY MANAGEMENT INC.	DE	MEDLEY LLC	F	Control
MEDLEY MANAGEMENT INC.	DE	MEDLEY LLC	F	Control
MEDLEY MANAGEMENT INC.	DE	MEDLEY LLC	F	Control
MEDLEY MANAGEMENT INC.	DE	MEDLEY LLC	F	Control
MEDLEY MANAGEMENT INC.	DE	MEDLEY LLC	F	Control
TAUBE, BROOK, BULGER	I	BROOK TAUBE TRUST	F	Control
TAUBE, BROOK, BULGER	I	BROOK TAUBE TRUST	F	Control
TAUBE, BROOK, BULGER	I	BROOK TAUBE TRUST	F	Control
TAUBE, BROOK, BULGER	I	BROOK TAUBE TRUST	F	Control
TAUBE, BROOK, BULGER	I	BROOK TAUBE TRUST	F	Control
TAUBE, BROOK, BULGER	I	BROOK TAUBE TRUST	F	Control
TAUBE, BROOK, BULGER	I	BROOK TAUBE TRUST	F	Control
TAUBE, BROOK, BULGER	I	BROOK TAUBE TRUST	F	Control
TAUBE, SETH, BULGER	I	SETH & ANGIE TAUBE TRUST	F	Control
TAUBE, SETH, BULGER	I	SETH & ANGIE TAUBE TRUST	F	Control
TAUBE, SETH, BULGER	I	SETH & ANGIE TAUBE TRUST	F	Control
TAUBE, SETH, BULGER	I	SETH & ANGIE TAUBE TRUST	F	Control
TAUBE, SETH, BULGER	I	SETH & ANGIE TAUBE TRUST	F	Control
TAUBE, SETH, BULGER	I	SETH & ANGIE TAUBE TRUST	F	Control
TAUBE, SETH, BULGER	I	SETH & ANGIE TAUBE TRUST	F	Control
TAUBE, SETH, BULGER	I	SETH & ANGIE TAUBE TRUST	F	Control
THE VALIDUS GROUP, LLC	DE	VALIDUS GROUP PARTNERS, LTD.	F	Control
THE VALIDUS GROUP, LLC	DE	VALIDUS GROUP PARTNERS, LTD.	F	Control
THE VALIDUS GROUP, LLC	DE	VALIDUS GROUP PARTNERS, LTD.	F	Control
CARTER VALIDUS BROKER DEALER INVESTMENT COMPANY, LLC	DE	CARTER VALIDUS HOLDINGS I, LLC	E	Control
CARTER VALIDUS BROKER DEALER INVESTMENT COMPANY, LLC	DE	CARTER VALIDUS HOLDINGS I, LLC	E	Control
CARTER VALIDUS BROKER DEALER INVESTMENT COMPANY, LLC	DE	CARTER VALIDUS HOLDINGS I, LLC	E	Control
GARCIA, MARIO	I	THE VALIDUS GROUP, LLC	E	Control
GARCIA, MARIO	I	THE VALIDUS GROUP, LLC	E	Control
GARCIA, MARIO	I	THE VALIDUS GROUP, LLC	E	Control
MEDLEY MANAGEMENT INC.	DE	MEDLEY LLC	E	Control
MEDLEY MANAGEMENT INC.	DE	MEDLEY LLC	E	Control
CARTER VALIDUS HOLDINGS II LLC	DE	STRATEGIC CAPITAL ADVISORY SERVICES LLC	D	Control
CARTER VALIDUS HOLDINGS II LLC	DE	STRATEGIC CAPITAL ADVISORY SERVICES LLC	D	Control
STRATEGIC CAPITAL COMPANIES LLC	DE	CARTER VALIDUS HOLDINGS II LLC	D	Control
STRATEGIC CAPITAL COMPANIES LLC	DE	CARTER VALIDUS HOLDINGS II LLC	D	Control
STRATEGIC CAPITAL COMPANIES LLC	DE	CARTER VALIDUS HOLDINGS II LLC	D	Control
T3 GROUP LLC	DE	MEDLEY LLC	D	Control
T3 GROUP LLC	DE	MEDLEY LLC	D	Control
T3 GROUP LLC	DE	MEDLEY LLC	D	Control
T3 GROUP LLC	DE	MEDLEY LLC	D	Control
VALIDUS GROUP PARTNERS, LTD.	DE	CARTER VALIDUS BROKER DEALER INVESTMENT COMPANY, LLC	D	Control
VALIDUS GROUP PARTNERS, LTD.	DE	CARTER VALIDUS BROKER DEALER INVESTMENT COMPANY, LLC	D	Control
VALIDUS GROUP PARTNERS, LTD.	DE	CARTER VALIDUS BROKER DEALER INVESTMENT COMPANY, LLC	D	Control
VALIDUS/STRATEGIC CAPITAL PARTNERS, LLC	DE	STRATEGIC CAPITAL ADVISORY SERVICES LLC	D	Control
BRANDENBERGER, ROBERT, MARK	I	STRATEGIC CAPITAL COMPANIES, LLC	C	Control
BRANDENBERGER, ROBERT, MARK	I	STRATEGIC CAPITAL COMPANIES, LLC	C	Control
BRANDENBERGER, ROBERT, MARK	I	STRATEGIC CAPITAL COMPANIES, LLC	C	Control
BROOK TAUBE TRUST	DE	MEDLEY LLC	C	Control
BROOK TAUBE TRUST	DE	MEDLEY LLC	C	Control
BROOK TAUBE TRUST	DE	MEDLEY LLC	C	Control
BROOK TAUBE TRUST	DE	MEDLEY LLC	C	Control
BROOK TAUBE TRUST	DE	MEDLEY LLC	C	Control
BROOK TAUBE TRUST	DE	MEDLEY LLC	C	Control
BROOK TAUBE TRUST	DE	MEDLEY LLC	C	Control
BROOK TAUBE TRUST	DE	MEDLEY LLC	C	Control
CARTER VALIDUS HOLDINGS I LLC	DE	CARTER VALIDUS HOLDINGS II LLC	C	Control
CARTER VALIDUS HOLDINGS I LLC	DE	CARTER VALIDUS HOLDINGS II LLC	C	Control
CARTER VALIDUS HOLDINGS I LLC	DE	CARTER VALIDUS HOLDINGS II LLC	C	Control
JAFFE, KENNETH	I	STRATEGIC CAPITAL COMPANIES, LLC	C	Control
JAFFE, KENNETH	I	STRATEGIC CAPITAL COMPANIES, LLC	C	Control
JAFFE, KENNETH	I	STRATEGIC CAPITAL COMPANIES, LLC	C	Control
MCDANIEL, DENNIS, MICHAEL	I	STRATEGIC CAPITAL COMPANIES, LLC	C	Control
MCDANIEL, DENNIS, MICHAEL	I	STRATEGIC CAPITAL COMPANIES, LLC	C	Control
MCDANIEL, DENNIS, MICHAEL	I	STRATEGIC CAPITAL COMPANIES, LLC	C	Control
MILLER, PATRICK, JAMES	I	STRATEGIC CAPITAL COMPANIES, LLC	C	Control
MILLER, PATRICK, JAMES	I	STRATEGIC CAPITAL COMPANIES, LLC	C	Control
MILLER, PATRICK, JAMES	I	STRATEGIC CAPITAL COMPANIES, LLC	C	Control
SETH AND ANGIE TAUBE TRUST	DE	MEDLEY LLC	C	Control
SETH AND ANGIE TAUBE TRUST	DE	MEDLEY LLC	C	Control
SETH AND ANGIE TAUBE TRUST	DE	MEDLEY LLC	C	Control
SETH AND ANGIE TAUBE TRUST	DE	MEDLEY LLC	C	Control
SETH AND ANGIE TAUBE TRUST	DE	MEDLEY LLC	C	Control
SETH AND ANGIE TAUBE TRUST	DE	MEDLEY LLC	C	Control
SETH AND ANGIE TAUBE TRUST	DE	MEDLEY LLC	C	Control
SETH AND ANGIE TAUBE TRUST	DE	MEDLEY LLC	C	Control
SMH PARTNERS LLC	DE	MEDLEY LLC	C	Control
SMH PARTNERS LLC	DE	MEDLEY LLC	C	Control
TAUBE, BROOK, BULGER	I	MEDLEY , LLC	C	Control
TAUBE, BROOK, BULGER	I	MEDLEY , LLC	C	Control
TAUBE, SETH, BULGER	I	MEDLEY, LLC	C	Control
TAUBE, SETH, BULGER	I	MEDLEY, LLC	C	Control
WINDSOR ADVISORS LLC	DE	MEDLEY LLC	C	Control
WINDSOR ADVISORS LLC	DE	MEDLEY LLC	C	Control

Registrations

Federal

Jan 4, 2022 REGISTERED

Notice Filings (2)

CA NY

Address

100 PARK AVENUE
16TH FLOOR
NEW YORK, NY 10017
United States

Phone: 212-759-0777