LATERAL INVESTMENT MANAGEMENT, LLC

CRD #159649 SEC #801-112357 SAN MATEO, CA 650-396-2200

SEC Registered Private Funds

Total AUM

$847.7M

Discretionary

$719.2M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 29, 2025
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
FEENEY, PATRICK, JAMES	I	MANAGING DIRECTOR	NA	Control
FEENEY, PATRICK, JAMES	I	MANAGING DIRECTOR	NA	Control
FEENEY, PATRICK, JAMES	I	MANAGING DIRECTOR	NA	Control
FEENEY, PATRICK, JAMES	I	MANAGING DIRECTOR	NA	Control
FEENEY, PATRICK, JAMES	I	MANAGING DIRECTOR	NA	Control
FEENEY, PATRICK, JAMES	I	MANAGING DIRECTOR	NA	Control
FEENEY, PATRICK, JAMES	I	MANAGING DIRECTOR	NA	Control
FEENEY, PATRICK, JAMES	I	MANAGING DIRECTOR	NA	Control
FREDERICK, NICHOLAS	I	CHIEF COMPLIANCE OFFICER AND SENIOR COUNSEL	NA	Control
FREDERICK, NICHOLAS	I	CHIEF COMPLIANCE OFFICER AND SENIOR COUNSEL	NA	Control
FREDERICK, NICHOLAS	I	CHIEF COMPLIANCE OFFICER AND SENIOR COUNSEL	NA	Control
FREDERICK, NICHOLAS	I	CHIEF COMPLIANCE OFFICER AND SENIOR COUNSEL	NA	Control
FREDERICK, NICHOLAS	I	CHIEF COMPLIANCE OFFICER AND SENIOR COUNSEL	NA	Control
FREDERICK, NICHOLAS	I	CHIEF COMPLIANCE OFFICER AND SENIOR COUNSEL	NA	Control
FREDERICK, NICHOLAS	I	CHIEF COMPLIANCE OFFICER AND SENIOR COUNSEL	NA	Control
FREDERICK, NICHOLAS	I	CHIEF COMPLIANCE OFFICER AND SENIOR COUNSEL	NA	Control
FREDERICK, NICHOLAS	I	CHIEF COMPLIANCE OFFICER AND SENIOR COUNSEL	NA	Control
FREDERICK, NICHOLAS	I	CHIEF COMPLIANCE OFFICER AND SENIOR COUNSEL	NA	Control
FREDERICK, NICHOLAS	I	CHIEF COMPLIANCE OFFICER AND SENIOR COUNSEL	NA	Control
HARDARDOTTIR, MARGARET, ELISA	I	MANAGING DIRECTOR	NA	Control
HARDARDOTTIR, MARGARET, ELISA	I	MANAGING DIRECTOR	NA	Control
HARDARDOTTIR, MARGARET, ELISA	I	MANAGING DIRECTOR	NA	Control
HARDARDOTTIR, MARGARET, ELISA	I	MANAGING DIRECTOR	NA	Control
Hardardottir, Margaret	I	MANAGING DIRECTOR	NA	Control
Hickey, Marie, Claire	I	DIRECTOR OF OPERATIONS AND DEPUTY COMPLIANCE OFFICER	NA	Control
Hickey, Marie, Claire	I	DIRECTOR OF OPERATIONS AND DEPUTY COMPLIANCE OFFICER	NA	Control
Hickey, Marie, Claire	I	DIRECTOR OF OPERATIONS AND DEPUTY COMPLIANCE OFFICER	NA	Control
Hickey, Marie, Claire	I	DIRECTOR OF OPERATIONS AND DEPUTY COMPLIANCE OFFICER	NA	Control
Hickey, Marie, Claire	I	DIRECTOR OF OPERATIONS AND DEPUTY COMPLIANCE OFFICER	NA	Control
LIN, DAVID, SHUN-HUA	I	CONTROLLER	NA	Control
LIN, DAVID, SHUN-HUA	I	CONTROLLER	NA	Control
LIN, DAVID, SHUN-HUA	I	CONTROLLER	NA	Control
LIN, DAVID, SHUN-HUA	I	CHIEF FINANCIAL OFFICER	NA	Control
LIN, DAVID, SHUN-HUA	I	CHIEF FINANCIAL OFFICER	NA	Control
LIN, DAVID, SHUN-HUA	I	CHIEF FINANCIAL OFFICER	NA	Control
LIN, DAVID, SHUN-HUA	I	CHIEF FINANCIAL OFFICER	NA	Control
LIN, DAVID, SHUN-HUA	I	CHIEF FINANCIAL OFFICER	NA	Control
LIN, DAVID, SHUN-HUA	I	CHIEF FINANCIAL OFFICER	NA	Control
LIN, DAVID, SHUN-HUA	I	CHIEF FINANCIAL OFFICER	NA	Control
LUBIANO, ANTHONY, ARAGON	I	CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER	NA	Control
LUBIANO, ANTHONY, ARAGON	I	CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER	NA	Control
LUBIANO, ANTHONY, ARAGON	I	CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER	NA	Control
LUBIANO, ANTHONY, ARAGON	I	CHIEF FINANCIAL OFFICER	NA	Control
DE SILVA, DHAMITHA, RICHARD	I	MANAGING MEMBER	E	Control
DE SILVA, DHAMITHA, RICHARD	I	MANAGING MEMBER	E	Control
DE SILVA, DHAMITHA, RICHARD	I	MANAGING MEMBER	E	Control
DE SILVA, DHAMITHA, RICHARD	I	MANAGING MEMBER	E	Control
DE SILVA, DHAMITHA, RICHARD	I	MANAGING MEMBER	E	Control
DE SILVA, DHAMITHA, RICHARD	I	MANAGING MEMBER	D	Control
DE SILVA, DHAMITHA, RICHARD	I	MANAGING MEMBER	D	Control
DE SILVA, DHAMITHA, RICHARD	I	MANAGING MEMBER	D	Control
DE SILVA, DHAMITHA, RICHARD	I	MANAGING MEMBER	D	Control
DE SILVA, DHAMITHA, RICHARD	I	MANAGING MEMBER	D	Control
DE SILVA, DHAMITHA, RICHARD	I	MANAGING MEMBER	D	Control
DE SILVA, DHAMITHA, RICHARD	I	MANAGING MEMBER	D	Control
DE SILVA, DHAMITHA, RICHARD	I	MANAGING MEMBER	D	Control
DE SILVA, DHAMITHA, RICHARD	I	MANAGING MEMBER	D	Control
MASTERS, KENNETH, MITCHELL	I	MANAGING MEMBER	C	Control
MASTERS, KENNETH, MITCHELL	I	MANAGING MEMBER	C	Control
MASTERS, KENNETH, MITCHELL	I	MANAGING MEMBER	C	Control
MASTERS, KENNETH, MITCHELL	I	MANAGING MEMBER	C	Control
MASTERS, KENNETH, MITCHELL	I	MANAGING MEMBER	C	Control
MASTERS, KENNETH, MITCHELL	I	MANAGING MEMBER	C	Control
Hickey, Marie, Claire	I	MANAGING DIRECTOR OF OPERATIONS AND DEPUTY COMPLIANCE OFFICER	B	Control

Registrations

Federal

Mar 29, 2025 REGISTERED

Notice Filings (1)

Address

400 SOUTH EL CAMINO REAL
SUITE 1100
SAN MATEO, CA 94402
United States

Phone: 650-396-2200