SILICON VALLEY WEALTH MANAGEMENT SOLUTIONS, INC.
CRD #159702 SEC #801-72972 SAN JOSE, CA 408-440-6195
SEC Registered
Total AUM
$8.9M
Discretionary
$0
Employees
--
Clients
0
Accounts
52
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 26, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SMITH, TODD, AUSTIN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, TODD, AUSTIN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, TODD, AUSTIN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, TODD, AUSTIN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, TODD, AUSTIN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, TODD, AUSTIN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Sep 26, 2012 REGISTERED
Notice Filings (1)
CA
Address
4229 CHABOYA CT.SAN JOSE, CA 95148
United States
Phone: 408-440-6195