FRASER SULLIVAN INVESTMENT MANAGEMENT, LLC
Legal name: WCAS FRASER SULLIVAN INVESTMENT MANAGEMENT, LLC
CRD #159727 SEC #801-72932 NEW YORK, NY 212 339-5400
SEC Registered Private Funds
Total AUM
$1.3B
Discretionary
$1.3B
Employees
12
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BASOV, GENE | I | CONTROLLER | NA | Control |
| BASOV, GENE | I | CONTROLLER | NA | Control |
| BASOV, GENE, "NMN" | I | CONTROLLER | NA | Control |
| BASOV, GENE, "NMN" | I | CONTROLLER | NA | Control |
| BASOV, GENE, "NMN" | I | CONTROLLER | NA | Control |
| BASOV, GENE, "NMN" | I | CONTROLLER | NA | Control |
| BASOV, GENE, "NMN" | I | CONTROLLER | NA | Control |
| BASOV, GENE, "NMN" | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BASOV, GENE, "NMN" | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BASOV, GENE, "NMN" | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BASOV, GENE, "NMN" | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BASOV, GENE, "NMN" | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CHANG, FRANCIS, JOSEPH | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| CHANG, FRANCIS, JOSEPH | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| CHANG, FRANCIS, JOSEPH | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| CHANG, FRANCIS, JOSEPH | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| CHANG, FRANCIS, JOSEPH | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| CHANG, FRANCIS, JOSEPH | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| CHANG, FRANCIS, JOSEPH | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| CHANG, FRANCIS, JOSEPH | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| CHANG, FRANCIS, JOSEPH | I | PORTFOLIO MANAGER | NA | Control |
| CHANG, FRANCIS, JOSEPH | I | PORTFOLIO MANAGER | NA | Control |
| CHANG, FRANCIS, JOSEPH | I | PORTFOLIO MANAGER | NA | Control |
| CHANG, FRANCIS, JOSEPH | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| ENDLER, DAVID, SCOTT | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| ENDLER, DAVID, SCOTT | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| ENDLER, DAVID, SCOTT | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| ENDLER, DAVID, SCOTT | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| ENDLER, DAVID, SCOTT | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| ENDLER, DAVID, SCOTT | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| ENDLER, DAVID, SCOTT | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| ENDLER, DAVID, SCOTT | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| ENDLER, DAVID, SCOTT | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| ENDLER, DAVID, SCOTT | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| ENDLER, DAVID, SCOTT | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| ENDLER, DAVID, SCOTT | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| MALONEY, PATRICK, BRADY | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MALONEY, PATRICK, BRADY | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MALONEY, PATRICK, BRADY | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MALONEY, PATRICK, BRADY | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MALONEY, PATRICK, BRADY | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MALONEY, PATRICK, BRADY | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MALONEY, PATRICK, BRADY | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MALONEY, PATRICK, BRADY | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MALONEY, PATRICK, BRADY | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MALONEY, PATRICK, BRADY | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MALONEY, PATRICK, BRADY | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| MALONEY, PATRICK, BRADY | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| NADEAU, DAVID, ARTHUR | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| NADEAU, DAVID, ARTHUR | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| NADEAU, DAVID, ARTHUR | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| NADEAU, DAVID, ARTHUR | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| NADEAU, DAVID, ARTHUR | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| NADEAU, DAVID, ARTHUR | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| NADEAU, DAVID, ARTHUR | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| NADEAU, DAVID, ARTHUR | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| NADEAU, DAVID, ARTHUR | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| NADEAU, DAVID, ARTHUR | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| NADEAU, DAVID, ARTHUR | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| NADEAU, DAVID, ARTHUR | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| SOSLAND, MATTHEW, A | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| SOSLAND, MATTHEW, A | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| SOSLAND, MATTHEW, A | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| SOSLAND, MATTHEW, ABRAHAM | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| SOSLAND, MATTHEW, ABRAHAM | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| SOSLAND, MATTHEW, ABRAHAM | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| SOSLAND, MATTHEW, ABRAHAM | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| SOSLAND, MATTHEW, ABRAHAM | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| SOSLAND, MATTHEW, ABRAHAM | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| SOSLAND, MATTHEW, ABRAHAM | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| SOSLAND, MATTHEW, ABRAHAM | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| SOSLAND, MATTHEW, ABRAHAM | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| TURNER, FRANKLIN, PIERCE | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| TURNER, FRANKLIN, PIERCE | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| TURNER, FRANKLIN, PIERCE | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| TURNER, FRANKLIN, PIERCE | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| TURNER, FRANKLIN, PIERCE | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| TURNER, FRANKLIN, PIERCE | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| TURNER, FRANKLIN, PIERCE | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| TURNER, FRANKLIN, PIERCE | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| TURNER, FRANKLIN, PIERCE | I | MEMBER & PORTFOLIO MANAGER | NA | Control |
| WCAS FSIM CO-INVESTORS LLC | DE | MEMBER | D | Control |
| WCAS FSIM CO-INVESTORS LLC | DE | MEMBER | D | Control |
| WCAS FSIM CO-INVESTORS LLC | DE | MEMBER | D | Control |
| WCAS FSIM CO-INVESTORS LLC | DE | MEMBER | D | Control |
| WCAS FSIM CO-INVESTORS LLC | DE | MEMBER | D | Control |
| WCAS FSIM CO-INVESTORS LLC | DE | MEMBER | D | Control |
| WCAS FSIM CO-INVESTORS LLC | DE | MEMBER | D | Control |
| WCAS FSIM CO-INVESTORS LLC | DE | MEMBER | D | Control |
| WCAS FSIM CO-INVESTORS LLC | DE | MEMBER | D | Control |
| FRASER SULLIVAN & CO, LLC | DE | MANAGING MEMBER | C | Control |
| FRASER SULLIVAN & CO, LLC | DE | MANAGING MEMBER | C | Control |
| FRASER SULLIVAN & CO, LLC | DE | MANAGING MEMBER | C | Control |
| FRASER SULLIVAN & CO, LLC | DE | MANAGING MEMBER | C | Control |
| FRASER SULLIVAN & CO, LLC | DE | MANAGING MEMBER | C | Control |
| FRASER SULLIVAN & CO, LLC | DE | MANAGING MEMBER | C | Control |
| FRASER SULLIVAN & CO, LLC | DE | MANAGING MEMBER | C | Control |
| FRASER SULLIVAN & CO, LLC | DE | MANAGING MEMBER | C | Control |
| FRASER SULLIVAN & CO, LLC | DE | MANAGING MEMBER | C | Control |
| FRASER SULLIVAN & CO, LLC | DE | MANAGING MEMBER | C | Control |
| FRASER SULLIVAN & CO, LLC | DE | MANAGING MEMBER | C | Control |
| FRASER SULLIVAN & CO, LLC | DE | MANAGING MEMBER | C | Control |
| FRASER, JOHN, WILLIAM | I | MANAGING PARTNER & CHIEF INVESTMENT OFFICER | B | Control |
| FRASER, JOHN, WILLIAM | I | MANAGING PARTNER & CHIEF INVESTMENT OFFICER | B | Control |
| FRASER, JOHN, WILLIAM | I | MANAGING PARTNER & CHIEF INVESTMENT OFFICER | B | Control |
| FRASER, JOHN, WILLIAM | I | MANAGING PARTNER & CHIEF INVESTMENT OFFICER | B | Control |
| FRASER, JOHN, WILLIAM | I | MANAGING PARTNER & CHIEF INVESTMENT OFFICER | B | Control |
| FRASER, JOHN, WILLIAM | I | MANAGING PARTNER & CHIEF INVESTMENT OFFICER | B | Control |
| FRASER, JOHN, WILLIAM | I | MANAGING PARTNER & CHIEF INVESTMENT OFFICER | B | Control |
| FRASER, JOHN, WILLIAM | I | MANAGING PARTNER & CHIEF INVESTMENT OFFICER | B | Control |
| FRASER, JOHN, WILLIAM | I | MANAGING PARTNER & CHIEF INVESTMENT OFFICER | B | Control |
| FRASER, JOHN, WILLIAM | I | MANAGING PARTNER & CHIEF INVESTMENT OFFICER | B | Control |
| FRASER, JOHN, WILLIAM | I | MANAGING PARTNER & CHIEF INVESTMENT OFFICER | B | Control |
| FRASER, JOHN, WILLIAM | I | MANAGING PARTNER & CHIEF INVESTMENT OFFICER | B | Control |
| SULLIVAN, TIGHE, PETER | I | MANAGING PARTNER & CHIEF OPERATING OFFICER | B | Control |
| SULLIVAN, TIGHE, PETER | I | MANAGING PARTNER & CHIEF OPERATING OFFICER | B | Control |
| SULLIVAN, TIGHE, PETER | I | MANAGING PARTNER & CHIEF OPERATING OFFICER | B | Control |
| SULLIVAN, TIGHE, PETER | I | MANAGING PARTNER & CHIEF OPERATING OFFICER | B | Control |
| SULLIVAN, TIGHE, PETER | I | MANAGING PARTNER & CHIEF OPERATING OFFICER | B | Control |
| SULLIVAN, TIGHE, PETER | I | MANAGING PARTNER & CHIEF OPERATING OFFICER | B | Control |
| SULLIVAN, TIGHE, PETER | I | MANAGING PARTNER & CHIEF OPERATING OFFICER | B | Control |
| SULLIVAN, TIGHE, PETER | I | MANAGING PARTNER & CHIEF OPERATING OFFICER | B | Control |
| SULLIVAN, TIGHE, PETER | I | MANAGING PARTNER & CHIEF OPERATING OFFICER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| RATHER, JONATHAN, M | I | WCAS FSIM CO-INVESTORS LLC | F | Control |
| RATHER, JONATHAN, M (MI ONLY) | I | WCAS FSIM CO-INVESTORS LLC | F | Control |
| RATHER, JONATHAN, M (MI ONLY) | I | WCAS FSIM CO-INVESTORS LLC | F | Control |
| RATHER, JONATHAN, M (MI ONLY) | I | WCAS FSIM CO-INVESTORS LLC | F | Control |
| RATHER, JONATHAN, M (MI ONLY) | I | WCAS FSIM CO-INVESTORS LLC | F | Control |
| RATHER, JONATHAN, M (MI ONLY) | I | WCAS FSIM CO-INVESTORS LLC | F | Control |
| RATHER, JONATHAN, M (MI ONLY) | I | WCAS FSIM CO-INVESTORS LLC | F | Control |
| FRASER, JOHN, WILLIAM | I | FRASER SULLIVAN & CO, LLC | D | Control |
| FRASER, JOHN, WILLIAM | I | FRASER SULLIVAN & CO, LLC | D | Control |
| FRASER, JOHN, WILLIAM | I | FRASER SULLIVAN & CO, LLC | D | Control |
| FRASER, JOHN, WILLIAM | I | FRASER SULLIVAN & CO, LLC | D | Control |
| FRASER, JOHN, WILLIAM | I | FRASER SULLIVAN & CO, LLC | D | Control |
| FRASER, JOHN, WILLIAM | I | FRASER SULLIVAN & CO, LLC | D | Control |
| FRASER, JOHN, WILLIAM | I | FRASER SULLIVAN & CO, LLC | D | Control |
| FRASER, JOHN, WILLIAM | I | FRASER SULLIVAN & CO, LLC | D | Control |
| FRASER, JOHN, WILLIAM | I | FRASER SULLIVAN & CO, LLC | D | Control |
| FRASER, JOHN, WILLIAM | I | FRASER SULLIVAN & CO, LLC | D | Control |
| FRASER, JOHN, WILLIAM | I | FRASER SULLIVAN & CO, LLC | D | Control |
| FRASER, JOHN, WILLIAM | I | FRASER SULLIVAN & CO, LLC | D | Control |
| FRASER SULLIVAN & CO., LLC | DE | WCAS FRASER SULLIVAN INVESTMENT MANAGEMENT LLC | C | Control |
| FRASER SULLIVAN & CO., LLC | DE | WCAS FRASER SULLIVAN INVESTMENT MANAGEMENT LLC | C | Control |
| FRASER SULLIVAN & CO., LLC | DE | WCAS FRASER SULLIVAN INVESTMENT MANAGEMENT LLC | C | Control |
| SULLIVAN, ESTATE OF TIGHE, PETER | I | FRASER SULLIVAN & CO, LLC | C | Control |
| SULLIVAN, ESTATE OF TIGHE, PETER | I | FRASER SULLIVAN & CO, LLC | C | Control |
| SULLIVAN, ESTATE OF TIGHE, PETER | I | FRASER SULLIVAN & CO, LLC | C | Control |
| SULLIVAN, TIGHE, PETER | I | FRASER SULLIVAN & CO, LLC | C | Control |
| SULLIVAN, TIGHE, PETER | I | FRASER SULLIVAN & CO, LLC | C | Control |
| SULLIVAN, TIGHE, PETER | I | FRASER SULLIVAN & CO, LLC | C | Control |
| SULLIVAN, TIGHE, PETER | I | FRASER SULLIVAN & CO, LLC | C | Control |
| SULLIVAN, TIGHE, PETER | I | FRASER SULLIVAN & CO, LLC | C | Control |
| SULLIVAN, TIGHE, PETER | I | FRASER SULLIVAN & CO, LLC | C | Control |
| SULLIVAN, TIGHE, PETER | I | FRASER SULLIVAN & CO, LLC | C | Control |
| SULLIVAN, TIGHE, PETER | I | FRASER SULLIVAN & CO, LLC | C | Control |
| SULLIVAN, TIGHE, PETER | I | FRASER SULLIVAN & CO, LLC | C | Control |
| WCAS FSIM CO-INVESTORS LLC | DE | WCAS FSIM CO-INVESTORS LLC | C | Control |
| WCAS FSIM CO-INVESTORS LLC | DE | WCAS FSIM CO-INVESTORS LLC | C | Control |
| WCAS FSIM CO-INVESTORS LLC | DE | WCAS FRASER SULLIVAN INVESTMENT MANAGEMENT LLC | C | Control |
Registrations
Federal
IA
Mar 28, 2013 REGISTERED
Notice Filings (2)
CT NY
Address
400 MADISON AVENUESUITE 9A
NEW YORK, NY 10017
United States
Phone: 212 339-5400