PRINCETON ADVISORY WEALTH MANAGEMENT, LLC
CRD #159763 SEC #801-72981 PRINCETON, NJ 609-642-4200
SEC Registered Disclosures
Total AUM
$9.6M
Discretionary
$9.6M
Employees
4
Clients
0
Accounts
25
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 6, 2017
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SHEEHAN, JOY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHEEHAN, JOY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHEEHAN, JOY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHEEHAN, JOY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHEEHAN, JOY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHEEHAN, JOY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHEEHAN, JOY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHEEHAN, JOY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHEEHAN, JOY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHEEHAN, JOY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHEEHAN, JOY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHEEHAN, JOY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHEEHAN, JOY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHEEHAN, JOY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHEEHAN, JOY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHEEHAN, JOY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHEEHAN, JOY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SHEEHAN, JOY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| STARZ, RICHARD, HAGEN | I | MEMBER | NA | |
| STARZ, RICHARD, HAGEN | I | MEMBER | NA | |
| STARZ, RICHARD, HAGEN | I | MEMBER | NA | |
| STARZ, RICHARD, HAGEN | I | MEMBER | NA | |
| WOJCZAK, THOMAS, EDWARD | I | PORTFOLIO MANAGER | NA | |
| WOJCZAK, THOMAS, EDWARD | I | PORTFOLIO MANAGER | NA | |
| WOJCZAK, THOMAS, EDWARD | I | PORTFOLIO MANAGER | NA | |
| PRINCETON ADVISORY GROUP, INC. | DE | MEMBER | E | Control |
| SOOD, MUNISH | I | CEO/CIO | D | Control |
| SOOD, MUNISH | I | CEO/CIO | D | Control |
| SOOD, MUNISH | I | CEO/CIO | D | Control |
| SOOD, MUNISH | I | CEO/CIO | D | Control |
| SOOD, MUNISH | I | NON MANAGING PARTNER | D | Control |
| SOOD, MUNISH | I | NON MANAGING PARTNER | D | Control |
| SOOD, MUNISH | I | NON MANAGING PARTNER | D | Control |
| AYODELE, AKIN, JAMES | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER | C | Control |
| AYODELE, AKIN, JAMES | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER | C | Control |
| AYODELE, AKIN, JAMES | I | MANAGING MEMBER / CHIEF EXECUTIVE OFFICER | C | Control |
| BLAZER, LOUIS, MARTIN | I | MEMBER | C | Control |
| BLAZER, LOUIS, MARTIN | I | MEMBER | C | Control |
| BLAZER, LOUIS, MARTIN | I | MEMBER | C | Control |
| BLAZER, LOUIS, MARTIN | I | MEMBER | C | Control |
| BLAZER, LOUIS, MARTIN | I | MEMBER | C | Control |
| BLAZER, LOUIS, MARTIN | I | MEMBER | C | Control |
| BLAZER, LOUIS, MARTIN | I | MEMBER | C | Control |
| PRINCETON ADVISORY GROUP, INC. | DE | MEMBER | C | Control |
| PRINCETON ADVISORY GROUP, INC. | DE | MEMBER | C | Control |
| PRINCETON ADVISORY GROUP, INC. | DE | MEMBER | C | Control |
| PRINCETON ADVISORY GROUP, INC. | DE | MEMBER | C | Control |
| PRINCETON ADVISORY GROUP, INC. | DE | MEMBER | C | Control |
| PRINCETON ADVISORY GROUP, INC. | DE | MEMBER | C | Control |
| PRINCETON ADVISORY GROUP, INC. | DE | MEMBER | C | Control |
| PRINCETON ADVISORY GROUP, INC. | DE | MEMBER | C | Control |
| PRINCETON ADVISORY GROUP, INC. | DE | MEMBER | C | Control |
| PRINCETON ADVISORY GROUP, INC. | DE | MEMBER | C | Control |
| PRINCETON ADVISORY GROUP, INC. | DE | MEMBER | C | Control |
| PRINCETON ADVISORY GROUP, INC. | DE | MEMBER | C | Control |
| PRINCETON ADVISORY GROUP, INC. | DE | MEMBER | C | Control |
| PRINCETON ADVISORY GROUP, INC. | DE | MEMBER | C | Control |
| PRINCETON ADVISORY GROUP, INC. | DE | MEMBER | C | Control |
| PRINCETON ADVISORY GROUP, INC. | DE | MEMBER | C | Control |
| PRINCETON ADVISORY GROUP, INC. | DE | MEMBER | C | Control |
| SOOD, MUNISH | I | CEO/CIO | C | Control |
| SOOD, MUNISH | I | CEO/CIO | C | Control |
| SOOD, MUNISH | I | CEO/CIO | C | Control |
| SHEEHAN, JOY, ANN | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | B | |
| SHEEHAN, JOY, ANN | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | B | |
| SHEEHAN, JOY, ANN | I | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | B | |
| SOOD, ANITA | I | MEMBER | B | |
| DOLAN, MICHAEL, ALLEN | I | MEMBER | A | |
| DOLAN, MICHAEL, ALLEN | I | MEMBER | A | |
| DOLAN, MICHAEL, ALLEN | I | MEMBER | A | |
| DOLAN, MICHAEL, ALLEN | I | MEMBER | A | |
| DOLAN, MICHAEL, ALLEN | I | MEMBER | A | |
| DOLAN, MICHAEL, ALLEN | I | MEMBER | A | |
| DOLAN, MICHAEL, ALLEN | I | MEMBER | A | |
| YANAMADULA, DINASH, KUMAR | I | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SOOD, MUNISH | I | PRINCETON ADVISORY GROUP, INC. | E | Control |
| SOOD, MUNISH | I | PRINCETON ADVISORY GROUP, INC. | E | Control |
| SOOD, MUNISH | I | PRINCETON ADVISORY GROUP, INC. | E | Control |
| SOOD, MUNISH | I | PRINCETON ADVISORY GROUP, INC. | E | Control |
| SOOD, MUNISH | I | PRINCETON ADVISORY GROUP, INC. | E | Control |
| SOOD, MUNISH | I | PRINCETON ADVISORY GROUP, INC. | E | Control |
| SOOD, MUNISH | I | PRINCETON ADVISORY GROUP, INC. | E | Control |
| SOOD, MUNISH | I | PRINCETON ADVISORY GROUP, INC. | E | Control |
| SOOD, MUNISH | I | PRINCETON ADVISORY GROUP, INC. | E | Control |
| SOOD, MUNISH | I | PRINCETON ADVISORY GROUP, INC. | E | Control |
| SOOD, MUNISH | I | PRINCETON ADVISORY GROUP, INC. | E | Control |
| SOOD, MUNISH | I | PRINCETON ADVISORY GROUP, INC. | E | Control |
| SOOD, MUNISH | I | PRINCETON ADVISORY GROUP, INC. | E | Control |
| SOOD, MUNISH | I | PRINCETON ADVISORY GROUP, INC. | E | Control |
| SOOD, MUNISH | I | PRINCETON ADVISORY GROUP, INC. | E | Control |
| SOOD, MUNISH | I | PRINCETON ADVISORY GROUP, INC. | E | Control |
| SOOD, MUNISH | I | PRINCETON ADVISORY GROUP, INC. | E | Control |
| SOOD, MUNISH | I | PRINCETON ADVISORY GROUP, INC. | E | Control |
Registrations
Federal
IA
Nov 6, 2017 REGISTERED
Notice Filings (3)
NJ PA TX
Address
700 ALEXANDER PARKSUITE 103
PRINCETON, NJ 08540
United States
Phone: 609-642-4200