ROSEMOUNT CAPITAL LLC
CRD #159768 SEC #801-72919 NEW YORK, NY 212-641-3200
SEC Registered Private Funds
Total AUM
$82.7M
Discretionary
$82.7M
Employees
1
Clients
--
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KATZ, GREGORY | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| KATZ, GREGORY | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| KATZ, GREGORY | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| KATZ, GREGORY | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| KATZ, GREGORY | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| KATZ, GREGORY | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| KATZ, GREGORY | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| KATZ, GREGORY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KATZ, GREGORY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KATZ, GREGORY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KATZ, GREGORY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KATZ, GREGORY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KATZ, GREGORY, (NMN) | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| KATZ, GREGORY, (NMN) | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| KATZ, GREGORY, (NMN) | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| KATZ, GREGORY, (NMN) | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| KATZ, GREGORY, (NMN) | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| KATZ, GREGORY, (NMN) | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| KATZ, GREGORY, (NMN) | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| KATZ, GREGORY, (NMN) | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| KATZ, GREGORY, (NMN) | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| KATZ, GREGORY, (NMN) | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| KATZ, GREGORY, (NMN) | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| KATZ, GREGORY, (NMN) | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| KATZ, GREGORY, (NMN) | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| KATZ, GREGORY, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KATZ, GREGORY, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KATZ, GREGORY, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TABACINIC, LILLIAN | I | SECRETARY | NA | |
| TABACINIC, LILLIAN, (NMN) | I | SECRETARY | NA | |
| TABACINIC, LILLIAN, (NMN) | I | SECRETARY | NA | |
| TABACINIC, LILLIAN, (NMN) | I | SECRETARY | NA | |
| TABACINIC, LILLIAN, (NMN) | I | SECRETARY | NA | |
| TABACINIC, LILLIAN, (NMN) | I | SECRETARY | NA | |
| TABACINIC, LILLIAN, (NMN) | I | SECRETARY | NA | |
| TABACINIC, LILLIAN, (NMN) | I | SECRETARY | NA | |
| TABACINIC, LILLIAN, (NMN) | I | SECRETARY | NA | Control |
| ERK FAMILY TRUST | FE | SHAREHOLDER | D | Control |
| ERK FAMILY TRUST | FE | SHAREHOLDER | D | Control |
| ERK FAMILY TRUST | FE | SHAREHOLDER | D | Control |
| ERK FAMILY TRUST | FE | SHAREHOLDER | D | Control |
| ERK FAMILY TRUST | FE | SHAREHOLDER | D | Control |
| ERK FAMILY TRUST | FE | SHAREHOLDER | D | Control |
| ERK FAMILY TRUST | FE | SHAREHOLDER | D | Control |
| ERK FAMILY TRUST | FE | SHAREHOLDER | D | Control |
| ERK FAMILY TRUST | FE | SHAREHOLDER | D | Control |
| ERK FAMILY TRUST | FE | SHAREHOLDER | D | Control |
| ERK FAMILY TRUST | FE | SHAREHOLDER | D | Control |
| ERK FAMILY TRUST | FE | SHAREHOLDER | D | Control |
| ERK FAMILY TRUST | FE | SHAREHOLDER | D | Control |
| ERK FAMILY TRUST | FE | SHAREHOLDER | D | Control |
| ERK FAMILY TRUST | FE | SHAREHOLDER | D | Control |
| ERK FAMILY TRUST | FE | SHAREHOLDER | D | Control |
| ERK FAMILY TRUST | FE | SHAREHOLDER | D | Control |
| ERK FAMILY TRUST | FE | SHAREHOLDER | D | Control |
| ERK FAMILY TRUST | FE | SHAREHOLDER | D | Control |
| ERK FAMILY TRUST | FE | SHAREHOLDER | D | Control |
| ERK FAMILY TRUST | DE | MEMBER | D | |
| ERK FAMILY TRUST | DE | MEMBER | D | |
| ERK FAMILY TRUST | DE | MEMBER | D | |
| ERK FAMILY TRUST | DE | MEMBER | D | |
| ERK FAMILY TRUST | DE | MEMBER | D | |
| ERK FAMILY TRUST | DE | MEMBER | D | |
| ERK FAMILY TRUST | DE | MEMBER | D | |
| ERK FAMILY TRUST | DE | MEMBER | D | |
| LILLIAN TABACINIC IRREVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| LILLIAN TABACINIC IRREVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| LILLIAN TABACINIC IRREVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| LILLIAN TABACINIC IRREVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| LILLIAN TABACINIC IRREVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| LILLIAN TABACINIC IRREVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| LILLIAN TABACINIC IRREVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| LILLIAN TABACINIC IRREVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| LILLIAN TABACINIC IRREVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| LILLIAN TABACINIC IRREVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| LILLIAN TABACINIC IRREVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| LILLIAN TABACINIC IRREVOCABLE TRUST | DE | SHAREHOLDER | D | Control |
| TABACINIC, MORIS | I | SHAREHOLDER | D | Control |
| TABACINIC, MORIS | I | DIRECTOR | D | Control |
| TABACINIC, MORIS | I | DIRECTOR | D | Control |
| TABACINIC, MORIS | I | DIRECTOR | D | Control |
| TABACINIC, MORIS | I | DIRECTOR | D | Control |
| TABACINIC, MORIS | I | DIRECTOR | D | Control |
| TABACINIC, MORIS | I | DIRECTOR | D | Control |
| TABACINIC, MORIS | I | MANAGER | D | |
| TABACINIC, MORIS | I | MANAGER | D | |
| TABACINIC, MORIS | I | MANAGER | D | |
| TABACINIC, MORIS | I | MANAGER | D | |
| TABACINIC, MORIS | I | MANAGER | D | |
| TABACINIC, MORIS, (NMN) | I | SHAREHOLDER AND DIRECTOR | D | Control |
| TABACINIC, MORIS, (NMN) | I | SHAREHOLDER AND DIRECTOR | D | Control |
| TABACINIC, MORIS, (NMN) | I | SHAREHOLDER AND DIRECTOR | D | Control |
| TABACINIC, MORIS, (NMN) | I | SHAREHOLDER AND DIRECTOR | D | Control |
| TABACINIC, MORIS, (NMN) | I | SHAREHOLDER AND DIRECTOR | D | Control |
| TABACINIC, MORIS, (NMN) | I | SHAREHOLDER AND DIRECTOR | D | Control |
| TABACINIC, MORIS, (NMN) | I | SHAREHOLDER AND DIRECTOR | D | Control |
| TABACINIC, MORIS, (NMN) | I | SHAREHOLDER AND DIRECTOR | D | Control |
| TABACINIC, MORIS, (NMN) | I | SHAREHOLDER AND DIRECTOR | D | Control |
| TABACINIC, MORIS, (NMN) | I | SHAREHOLDER AND DIRECTOR | D | Control |
| TABACINIC, MORIS, (NMN) | I | SHAREHOLDER AND DIRECTOR | D | Control |
| TABACINIC, MORIS, NMN | I | MANAGER | D | |
| TABACINIC, MORIS, NMN | I | MANAGER | D | |
| TABACINIC, MORIS, NMN | I | MANAGER | D | |
| TABACINIC, MORIS | I | DIRECTOR | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| Katz, Evelyn, Rohr | I | ERK FAMILY TRUST | F | Control |
| Katz, Evelyn, Rohr | I | ERK FAMILY TRUST | F | Control |
| Katz, Evelyn, Rohr | I | ERK FAMILY TRUST | F | Control |
| Katz, Evelyn, Rohr | I | ERK FAMILY TRUST | F | Control |
| Katz, Evelyn, Rohr | I | ERK FAMILY TRUST | F | Control |
| Katz, Evelyn, Rohr | I | ERK FAMILY TRUST | F | Control |
| Katz, Evelyn, Rohr | I | ERK FAMILY TRUST | F | Control |
| Katz, Evelyn, Rohr | I | ERK FAMILY TRUST | F | Control |
| Katz, Evelyn, Rohr | I | ERK FAMILY TRUST | F | Control |
| TABACINIC, LILLIAN, (NMN) | I | ERK FAMILY TRUST | F | Control |
| TABACINIC, LILLIAN, (NMN) | I | ERK FAMILY TRUST | F | Control |
| TABACINIC, LILLIAN, (NMN) | I | ERK FAMILY TRUST | F | Control |
| TABACINIC, LILLIAN, (NMN) | I | ERK FAMILY TRUST | F | Control |
| TABACINIC, LILLIAN, (NMN) | I | ERK FAMILY TRUST | F | Control |
| TABACINIC, LILLIAN, (NMN) | I | ERK FAMILY TRUST | F | Control |
| TABACINIC, LILLIAN, (NMN) | I | ERK FAMILY TRUST | F | Control |
| TABACINIC, LILLIAN, (NMN) | I | ERK FAMILY TRUST | F | Control |
| TABACINIC, LILLIAN, (NMN) | I | ERK FAMILY TRUST | F | Control |
| TABACINIC, LILLIAN, (NMN) | I | ERK FAMILY TRUST | F | Control |
| TABACINIC, LILLIAN, (NMN) | I | ERK FAMILY TRUST | F | Control |
| TABACINIC, LILLIAN, NMN | I | ERK FAMILY TRUST | F | Control |
| TABACINIC, LILLIAN, NMN | I | ERK FAMILY TRUST | F | Control |
| TABACINIC, LILLIAN, NMN | I | ERK FAMILY TRUST | F | Control |
| TABACINIC, LILLIAN, NMN | I | ERK FAMILY TRUST | F | Control |
| TABACINIC, MORIS | I | LILLIAN TABACINIC IRREVOCABLE TRUST | F | Control |
| TABACINIC, MORIS | I | LILLIAN TABACINIC IRREVOCABLE TRUST | F | Control |
| TABACINIC, MORIS | I | LILLIAN TABACINIC IRREVOCABLE TRUST | F | Control |
| TABACINIC, MORIS | I | LILLIAN TABACINIC IRREVOCABLE TRUST | F | Control |
| TABACINIC, MORIS | I | LILLIAN TABACINIC IRREVOCABLE TRUST | F | Control |
| TABACINIC, MORIS, NMN | I | LILLIAN TABACINIC IRREVOCABLE TRUST | F | Control |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | DE | ERK FAMILY TRUST | E | Control |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | DE | ERK FAMILY TRUST | E | Control |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | DE | ERK FAMILY TRUST | E | Control |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | DE | ERK FAMILY TRUST | E | Control |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | DE | ERK FAMILY TRUST | E | Control |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | DE | ERK FAMILY TRUST | E | Control |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | DE | ERK FAMILY TRUST | E | Control |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | DE | ERK FAMILY TRUST | E | Control |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | DE | ERK FAMILY TRUST | E | Control |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | DE | ERK FAMILY TRUST | E | Control |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | DE | ERK FAMILY TRUST | E | Control |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | DE | ERK FAMILY TRUST | E | Control |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | DE | ERK FAMILY TRUST | E | Control |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | DE | ERK FAMILY TRUST | E | Control |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | DE | ERK FAMILY TRUST | E | Control |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | DE | ERK FAMILY TRUST | E | Control |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | DE | ERK FAMILY TRUST | E | Control |
| J.P. MORGAN TRUST COMPANY OF DELAWARE | DE | ERK FAMILY TRUST | E | Control |
| TABACINIC, MORIS | I | ERK FAMILY TRUST | E | Control |
| TABACINIC, MORIS | DE | LILLIAN TABCINIC IRREVOCABLE TRUST | E | Control |
| TABACINIC, MORIS | DE | LILLIAN TABCINIC IRREVOCABLE TRUST | E | Control |
| TABACINIC, MORIS | DE | LILLIAN TABCINIC IRREVOCABLE TRUST | E | Control |
| TABACINIC, MORIS | DE | LILLIAN TABCINIC IRREVOCABLE TRUST | E | Control |
| TABACINIC, MORIS | DE | LILLIAN TABCINIC IRREVOCABLE TRUST | E | Control |
| TABACINIC, MORIS | DE | LILLIAN TABCINIC IRREVOCABLE TRUST | E | Control |
Registrations
Federal
IA
Mar 29, 2024 REGISTERED
Address
452 FIFTH AVENUE24TH FLOOR
NEW YORK, NY 10018
United States
Phone: 212-641-3200