ROI CAPITAL MANAGEMENT, INC
Legal name: ROI CAPITAL MANAGEMENT
CRD #159819 SEC #801-74478 GREENBRAE, CA 415 464 8023
SEC Registered
Total AUM
$25.8M
Discretionary
$25.8M
Employees
2
Clients
--
Accounts
2
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOYER, MARK, THOMAS | I | PRESIDENT | D | Control |
| BOYER, MARK, THOMAS | I | PRESIDENT | D | Control |
| BOYER, MARK, THOMAS | I | PRESIDENT | D | Control |
| BOYER, MARK, THOMAS | I | PRESIDENT | D | Control |
| BOYER, MARK, THOMAS | I | PRESIDENT | D | Control |
| SOBOLESKI, MITCHELL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SOBOLESKI, MITCHELL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SOBOLESKI, MITCHELL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SOBOLESKI, MITCHELL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | D | Control |
| SOBOLESKI, MITCHELL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
Mar 30, 2016 REGISTERED
Notice Filings (1)
CA
Address
300 DRAKES LANDING RDSTE 175
GREENBRAE, CA 94904
United States
Phone: 415 464 8023