CARROLL CONSULTANTS ADVISORS, LTD.
CRD #159836 SEC #801-74454 WAYNE, PA 610-225-1210
SEC Registered
Total AUM
$1.7B
Discretionary
$135.4M
Employees
3
Clients
26
Accounts
123
Firm Details
- Organization Type
- Corporation
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 10, 2018
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GIEDGOWD, THOMAS, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIEDGOWD, THOMAS, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIEDGOWD, THOMAS, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIEDGOWD, THOMAS, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIEDGOWD, THOMAS, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIEDGOWD, THOMAS, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIEDGOWD, THOMAS, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIEDGOWD, THOMAS, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIEDGOWD, THOMAS, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIEDGOWD, THOMAS, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIEDGOWD, THOMAS, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIEDGOWD, THOMAS, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIEDGOWD, THOMAS, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIEDGOWD, THOMAS, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIEDGOWD, THOMAS, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIEDGOWD, THOMAS, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIEDGOWD, THOMAS, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIEDGOWD, THOMAS, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GIEDGOWD, THOMAS, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARROLL CONSULTANTS LTD. | DE | SHAREHOLDER | E | Control |
| CARROLL CONSULTANTS LTD. | DE | SHAREHOLDER | E | Control |
| CARROLL CONSULTANTS LTD. | DE | SHAREHOLDER | E | Control |
| CARROLL CONSULTANTS LTD. | DE | SHAREHOLDER | E | Control |
| CARROLL CONSULTANTS LTD. | DE | SHAREHOLDER | E | Control |
| CARROLL CONSULTANTS LTD. | DE | SHAREHOLDER | E | Control |
| CARROLL CONSULTANTS LTD. | DE | SHAREHOLDER | E | Control |
| CARROLL CONSULTANTS LTD. | DE | SHAREHOLDER | E | Control |
| CARROLL CONSULTANTS LTD. | DE | SHAREHOLDER | E | Control |
| CARROLL CONSULTANTS LTD. | DE | SHAREHOLDER | E | Control |
| CARROLL CONSULTANTS LTD. | DE | SHAREHOLDER | E | Control |
| CARROLL CONSULTANTS LTD. | DE | SHAREHOLDER | E | Control |
| CARROLL CONSULTANTS LTD. | DE | SHAREHOLDER | E | Control |
| CARROLL CONSULTANTS LTD. | DE | SHAREHOLDER | E | Control |
| CARROLL CONSULTANTS LTD. | DE | SHAREHOLDER | E | Control |
| CARROLL CONSULTANTS LTD. | DE | SHAREHOLDER | E | Control |
| CARROLL CONSULTANTS LTD. | DE | SHAREHOLDER | E | Control |
| CARROLL CONSULTANTS LTD. | DE | SHAREHOLDER | E | Control |
| CARROLL CONSULTANTS LTD. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CARROLL, BENEDICT | I | CARROLL CONSULTANTS, LTD. | E | Control |
| CARROLL, BENEDICT | I | CARROLL CONSULTANTS, LTD. | E | Control |
| CARROLL, BENEDICT | I | CARROLL CONSULTANTS, LTD. | E | Control |
| CARROLL, BENEDICT | I | CARROLL CONSULTANTS, LTD. | E | Control |
| CARROLL, BENEDICT | I | CARROLL CONSULTANTS, LTD. | E | Control |
| CARROLL, BENEDICT | I | CARROLL CONSULTANTS, LTD. | E | Control |
| CARROLL, BENEDICT | I | CARROLL CONSULTANTS, LTD. | E | Control |
| CARROLL, BENEDICT | I | CARROLL CONSULTANTS, LTD. | E | Control |
| CARROLL, BENEDICT | I | CARROLL CONSULTANTS, LTD. | E | Control |
| CARROLL, BENEDICT | I | CARROLL CONSULTANTS, LTD. | E | Control |
| CARROLL, BENEDICT | I | CARROLL CONSULTANTS, LTD. | E | Control |
| CARROLL, BENEDICT | I | CARROLL CONSULTANTS, LTD. | E | Control |
| CARROLL, BENEDICT | I | CARROLL CONSULTANTS, LTD. | E | Control |
| CARROLL, BENEDICT | I | CARROLL CONSULTANTS, LTD. | E | Control |
| CARROLL, MARCELLA, ANN | I | CARROLL CONSULTANTS LTD. | E | Control |
| CARROLL, MARCELLA, ANN | I | CARROLL CONSULTANTS LTD. | E | Control |
| CARROLL, MARCELLA, ANN | I | CARROLL CONSULTANTS LTD. | E | Control |
| CARROLL, BENEDICT | I | CARROLL CONSULTANTS, LTD. | D | Control |
| CARROLL, BENEDICT | I | CARROLL CONSULTANTS, LTD. | D | Control |
| CARROLL, MARCELLA, ANN | I | CARROLL CONSULTANTS, LTD. | C | Control |
| CARROLL, MARCELLA, ANN | I | CARROLL CONSULTANTS, LTD. | C | Control |
Registrations
Federal
IA
Dec 10, 2018 REGISTERED
Notice Filings (16)
AL CA DE FL GA MA MD ME NC NH NJ NY PA TN TX VT
Address
TWO GLENHARDIE CORPORATE CENTER1285 DRUMMERS LANE, SUITE 201
WAYNE, PA 19087
United States
Phone: 610-225-1210