CAPSTONE INVESTMENT GROUP, LLC
Legal name: CAPSTONE INVESTMENT GROUP
CRD #159918 SEC #801-121820 OLYMPIA, WA 360-570-9888
SEC Registered
Total AUM
$152.4M
Discretionary
$152.4M
Employees
10
Clients
251
Accounts
1,178
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 16, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BATOR, TRAVIS, LEIGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BATOR, TRAVIS, LEIGH | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| BATOR, TRAVIS, LEIGH | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| BATOR, TRAVIS, LEIGH | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| BATOR, TRAVIS, LEIGH | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| BATOR, TRAVIS, LEIGH | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| BATOR, TRAVIS, LEIGH | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| DRENNON, MICHAEL, D | I | EXECUTIVE VICE PRESIDENT | NA | |
| DRENNON, MICHAEL, D | I | EXECUTIVE VICE PRESIDENT | NA | |
| DRENNON, MICHAEL, D | I | EXECUTIVE VICE PRESIDENT | NA | |
| DRENNON, MICHAEL, D | I | EXECUTIVE VICE PRESIDENT | NA | |
| DRENNON, MICHAEL, D | I | EXECUTIVE VICE PRESIDENT | NA | |
| DRENNON, MICHAEL, D | I | EXECUTIVE VICE PRESIDENT | NA | |
| DRENNON, MICHAEL, D | I | EXECUTIVE VICE PRESIDENT | NA | |
| DRENNON, MICHAEL, D | I | EXECUTIVE VICE PRESIDENT | NA | |
| DRENNON, MICHAEL, D | I | EXECUTIVE VICE PRESIDENT | NA | |
| DRENNON, MICHAEL, D | I | EXECUTIVE VICE PRESIDENT | NA | |
| DRENNON, SANDRA, KAY | I | PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER/PRESIDENT | NA | |
| Drennon, Michael | I | EXECUTIVE VICE PRESIDENT | NA | |
| DRENNON, SANDRA, KAY | I | PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| DRENNON, SANDRA, KAY | I | PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| DRENNON, SANDRA, KAY | I | PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| DRENNON, SANDRA, KAY | I | PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| DRENNON, SANDRA, KAY | I | PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| DRENNON, SANDRA, KAY | I | PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| DRENNON, SANDRA, KAY | I | PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| DRENNON, SANDRA, KAY | I | PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| DRENNON, SANDRA, KAY | I | PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| DRENNON, SANDRA, KAY | I | PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| DRENNON, SANDRA, KAY | I | PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER/PRESIDENT | E | Control |
| STRATEGIC LEGACY GROUP, LLC | DE | HOLDING COMPANY | E | Control |
| STRATEGIC LEGACY GROUP, LLC | DE | HOLDING COMPANY | E | Control |
| STRATEGIC LEGACY GROUP, LLC | DE | HOLDING COMPANY | E | Control |
| STRATEGIC LEGACY GROUP, LLC | DE | HOLDING COMPANY | E | Control |
| STRATEGIC LEGACY GROUP, LLC | DE | HOLDING COMPANY | E | Control |
| STRATEGIC LEGACY GROUP, LLC | DE | HOLDING COMPANY | E | Control |
| STRATEGIC LEGACY GROUP, LLC | DE | HOLDING COMPANY | E | Control |
| STRATEGIC LEGACY GROUP, LLC | DE | HOLDING COMPANY | E | Control |
Registrations
Federal
IA
Dec 16, 2025 REGISTERED
Notice Filings (7)
AZ CA NE OR TX WA WI
Address
2405 EVERGREEN PARK DRIVE SW BLDG AOLYMPIA, WA 98502
United States
Phone: 360-570-9888