TRI-RING CAPITAL, LLC
CRD #159930 SEC #802-74316 NEW YORK, NY 212-607-8085
State Registered Exempt Reporting Private Funds
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
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Firm Details
- Organization Type
- --
- State of Formation
- --
- Fiscal Year End
- --
- Registration Date
- --
- Latest Filing
- May 14, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| D'SOUZA, IAN, CHRISTOPHER | I | FOUNDER, MANAGING MEMBER, PORTFOLIO MANAGER | D | Control |
| D'SOUZA, IAN, CHRISTOPHER | I | FOUNDER, MANAGING MEMBER, PORTFOLIO MANAGER | D | Control |
| KU, CHIAYIEN | I | PRINCIPAL | B | Control |
| KU, CHIAYIEN | I | PRINCIPAL | B | Control |
| SUEN, TIFFANIE, BO-KING | I | PRINCIPAL | B | Control |
| SUEN, TIFFANIE, BO-KING | I | PRINCIPAL | B | Control |
| CALMA, JENNIFER, SALAS | I | DIRECTOR OF FINANCE & OPERATIONS, CHIEF COMPLIANCE OFFICER | A | Control |
| CALMA, JENNIFER, SALAS | I | DIRECTOR OF FINANCE & OPERATIONS, CHIEF COMPLIANCE OFFICER | A | Control |
Registrations
Federal
ERA
May 14, 2014 REGISTERED
Address
104 W. 40TH STREET11TH FLOOR
NEW YORK, NY 10018
United States
Phone: 212-607-8085