DELEGATE ADVISORS, LLC
CRD #159953 SEC #801-72996 CHAPEL HILL, NC 919-932-8400
SEC Registered Private Funds
Total AUM
$1.5B
Discretionary
$478.7M
Employees
13
Clients
26
Accounts
1,277
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 25, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HART, ANDREW, DIMMITT | I | MEMBER - ADVISORY (SERIES C UNITS) | NA | Control |
| HART, ANDREW, DIMMITT | I | MEMBER - ADVISORY (SERIES C UNITS) | NA | Control |
| OVAITT, CAROLYN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OVAITT, CAROLYN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OVAITT, CAROLYN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEREZ, PAUL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEREZ, PAUL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEREZ, PAUL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEREZ, PAUL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEREZ, PAUL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEREZ, PAUL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEREZ, PAUL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEREZ, PAUL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEREZ, PAUL, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWERS, JAMES, ROLLIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWERS, JAMES, ROLLIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWERS, JAMES, ROLLIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWERS, JAMES, ROLLIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWERS, JAMES, ROLLIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWERS, JAMES, ROLLIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWERS, JAMES, ROLLIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWERS, JAMES, ROLLIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWERS, JAMES, ROLLIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POWERS, JAMES, ROLLIN | I | DIRECTOR OF INVESTMENT RESEARCH | NA | Control |
| WILLIAMS, JO ANN | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JO ANN | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ALPHA 27, LLC | DE | MEMBER, SERIES C UNIT HOLDER | D | |
| ALPHA 27, LLC | DE | MEMBER, SERIES C UNIT HOLDER | D | |
| Allison, Benjamin, Dunkin | I | DIRECTOR OF PORTFOLIO MANAGEMENT | B | Control |
| Allison, Benjamin, Dunkin | I | DIRECTOR OF PORTFOLIO MANAGEMENT | B | Control |
| BORDEN, ROBERT, LEE | I | MEMBER, CHIEF INVESTMENT OFFICER (SERIES C UNITS) | B | Control |
| BORDEN, ROBERT, LEE | I | MEMBER, CHIEF INFORMATION OFFICER (SERIES A AND COMMON UNITS) | B | Control |
| BORDEN, ROBERT, LEE | I | MEMBER, CHIEF INFORMATION OFFICER (SERIES A AND COMMON UNITS) | B | Control |
| BORDEN, ROBERT, LEE | I | MEMBER, CHIEF INVESTMENT OFFICER (SERIES C UNITS) | B | Control |
| BORDEN, ROBERT, LEE | I | MEMBER, CHIEF INVESTMENT OFFICER (SERIES C UNITS) | B | Control |
| BORDEN, ROBERT, LEE | I | MEMBER, CHIEF INFORMATION OFFICER (SERIES A AND COMMON UNITS) | B | Control |
| BORDEN, ROBERT, LEE | I | MEMBER, CHIEF INVESTMENT OFFICER (SERIES C UNITS) | B | Control |
| BORDEN, ROBERT, LEE | I | MEMBER, CHIEF INFORMATION OFFICER (SERIES A AND COMMON UNITS) | B | Control |
| BORDEN, ROBERT, LEE | I | MEMBER, CHIEF INFORMATION OFFICER (SERIES A AND COMMON UNITS) | B | Control |
| BORDEN, ROBERT, LEE | I | MEMBER, CHIEF INFORMATION OFFICER (SERIES A AND COMMON UNITS) | B | Control |
| BORDEN, ROBERT, LEE | I | MEMBER, CHIEF INFORMATION OFFICER (SERIES A AND COMMON UNITS) | B | Control |
| BORDEN, ROBERT, LEE | I | MEMBER, CHIEF INFORMATION OFFICER (SERIES A AND COMMON UNITS) | B | Control |
| BORDEN, ROBERT, LEE | I | MEMBER, CHIEF INVESTMENT OFFICER (SERIES C UNITS) | B | Control |
| BORDEN, ROBERT, LEE | I | MEMBER, CHIEF INVESTMENT OFFICER (SERIES C UNITS) | B | Control |
| BORDEN, ROBERT, LEE | I | MEMBER, CHIEF INVESTMENT OFFICER (SERIES C UNITS) | B | Control |
| BORDEN, ROBERT, LEE | I | MEMBER, CHIEF INVESTMENT OFFICER (SERIES C UNITS) | B | Control |
| BORDEN, ROBERT, LEE | I | MEMBER, CHIEF INVESTMENT OFFICER (SERIES C UNITS) | B | Control |
| BORDEN, ROBERT, LEE | I | MEMBER, CHIEF INVESTMENT OFFICER (SERIES C UNITS) | B | Control |
| BORDEN, ROBERT, LEE | I | MEMBER, CHIEF INVESTMENT OFFICER (SERIES C UNITS) | B | Control |
| BORDEN, ROBERT, LEE | I | MEMBER, SENIOR INVESTMENT STRATEGIST (SERIES C UNITS) | B | |
| BORDEN, ROBERT, LEE | I | MEMBER, SENIOR INVESTMENT STRATEGIST (SERIES C UNITS) | B | |
| BORDEN, ROBERT, LEE | I | MEMBER, SENIOR INVESTMENT STRATEGIST (SERIES C UNITS) | B | |
| BORDEN, ROBERT, LEE | I | MEMBER, SENIOR INVESTMENT STRATEGIST (SERIES C UNITS) | B | |
| DELEGATE GROUP LLC | DE | MEMBER, SERIES A/B & SERIES D REVENUE SHARE UNITS | B | |
| DELEGATE GROUP LLC | DE | MEMBER, SERIES A/B & SERIES D REVENUE SHARE UNITS | B | |
| DELEGATE GROUP LLC | DE | MEMBER, SERIES A/B & SERIES D REVENUE SHARE UNITS | B | |
| DELEGATE GROUP LLC | DE | MEMBER, SERIES A/B & SERIES D REVENUE SHARE UNITS | B | |
| HART, ANDREW, DIMMITT | I | MEMBER - ADVISORY (SERIES C UNITS) | B | Control |
| HART, ANDREW, DIMMITT | I | MEMBER - ADVISORY (COMMON UNITS) | B | Control |
| HART, ANDREW, DIMMITT | I | MEMBER - ADVISORY (COMMON UNITS) | B | Control |
| HART, ANDREW, DIMMITT | I | MEMBER - ADVISORY (SERIES C UNITS) | B | Control |
| HART, ANDREW, DIMMITT | I | MEMBER - ADVISORY (SERIES C UNITS) | B | Control |
| HART, ANDREW, DIMMITT | I | MEMBER - ADVISORY (COMMON UNITS) | B | Control |
| HART, ANDREW, DIMMITT | I | MEMBER - ADVISORY (SERIES C UNITS) | B | Control |
| HART, ANDREW, DIMMITT | I | MEMBER - ADVISORY (COMMON UNITS) | B | Control |
| HART, ANDREW, DIMMITT | I | MEMBER - ADVISORY (COMMON UNITS) | B | Control |
| HART, ANDREW, DIMMITT | I | MEMBER - ADVISORY (COMMON UNITS) | B | Control |
| HART, ANDREW, DIMMITT | I | MEMBER - ADVISORY (COMMON UNITS) | B | Control |
| HART, ANDREW, DIMMITT | I | MEMBER - ADVISORY (COMMON UNITS) | B | Control |
| HART, ANDREW, DIMMITT | I | MEMBER - ADVISORY (SERIES C UNITS) | B | Control |
| HART, ANDREW, DIMMITT | I | MEMBER - ADVISORY (SERIES C UNITS) | B | Control |
| HART, ANDREW, DIMMITT | I | MEMBER - ADVISORY (SERIES C UNITS) | B | Control |
| HART, ANDREW, DIMMITT | I | MEMBER - ADVISORY (SERIES C UNITS) | B | Control |
| HART, ANDREW, DIMMITT | I | MEMBER - ADVISORY (SERIES C UNITS) | B | Control |
| HART, ANDREW, DIMMITT | I | MEMBER - ADVISORY (SERIES C UNITS) | B | Control |
| HART, ANDREW, DIMMITT | I | MEMBER - ADVISORY (SERIES C UNITS) | B | Control |
| HART, ANDREW, DIMMITT | I | MEMBER - ADVISORY (SERIES C UNITS) | B | Control |
| HART, ANDREW, DIMMITT | I | MEMBER - ADVISORY (SERIES C UNITS) | B | Control |
| HART, ANDREW, DIMMITT | I | MEMBER - ADVISORY (SERIES C UNITS) | B | Control |
| HART, ANDREW, DIMMITT | I | MEMBER - ADVISORY (SERIES C UNITS) | B | Control |
| HART, ANDREW, DIMMITT | I | MEMBER - ADVISORY (SERIES C UNITS) | B | Control |
| HART, ANDREW, DIMMITT | I | MEMBER - ADVISORY (SERIES C UNITS) | B | Control |
| HART, ANDREW, DIMMITT | I | MEMBER - ADVISORY (SERIES C UNITS) | B | Control |
| HART, ANDREW, DIMMITT | I | MEMBER - ADVISORY (SERIES C UNITS) | B | Control |
| MINER, DENNIS, MICHAEL | I | MEMBER - MARKETING (SERIES A, SERIES B AND COMMON UNITS) | B | Control |
| MINER, DENNIS, MICHAEL | I | MEMBER - MARKETING (SERIES A, SERIES B AND COMMON UNITS) | B | Control |
| MINER, DENNIS, MICHAEL | I | MEMBER - MARKETING (SERIES A, SERIES B AND COMMON UNITS) | B | Control |
| MINER, DENNIS, MICHAEL | I | MEMBER - MARKETING (SERIES A, SERIES B AND COMMON UNITS) | B | Control |
| MINER, DENNIS, MICHAEL | I | MEMBER - MARKETING (SERIES A, SERIES B AND COMMON UNITS) | B | Control |
| MINER, DENNIS, MICHAEL | I | MEMBER - MARKETING (SERIES A, SERIES B AND COMMON UNITS) | B | Control |
| MINER, DENNIS, MICHAEL | I | MEMBER - MARKETING (SERIES A, SERIES B AND COMMON UNITS) | B | Control |
| MINER, DENNIS, MICHAEL | I | MEMBER - MARKETING (SERIES A, SERIES B AND COMMON UNITS) | B | Control |
| RAPTOR HOLDCO LLC | DE | MEMBER, SERIES D UNITS | B | |
| RAPTOR HOLDCO LLC | DE | MEMBER, SERIES D UNITS | B | |
| RAPTOR HOLDCO LLC | DE | MEMBER, SERIES D UNITS | B | |
| RAPTOR HOLDCO LLC | DE | MEMBER, SERIES D UNITS | B | |
| RAPTOR HOLDCO LLC | DE | MEMBER, SERIES D UNITS | B | |
| RAPTOR HOLDCO LLC | DE | MEMBER, SERIES D UNITS | B | |
| RAPTOR HOLDCO LLC | DE | MEMBER, SERIES D UNITS | B | |
| RAPTOR HOLDCO LLC | DE | MEMBER, SERIES D UNITS | B | |
| RAPTOR HOLDCO LLC | DE | MEMBER, SERIES D UNITS | B | |
| RAPTOR HOLDCO LLC | DE | MEMBER, SERIES D UNITS | B | |
| RAPTOR HOLDCO LLC | DE | MEMBER, SERIES D UNITS | B | |
| RAPTOR HOLDCO LLC | DE | MEMBER, SERIES D UNITS | B | |
| RAPTOR HOLDCO LLC | DE | MEMBER, SERIES D UNITS | B | |
| RAPTOR HOLDCO LLC | DE | MEMBER, SERIES D UNITS | B | |
| RAPTOR HOLDCO LLC | DE | MEMBER, SERIES D UNITS | B | |
| CHAPMAN, MAX, CARROL | I | MEMBER - INVESTMENTS (SERIES A AND COMMON UNITS) | A | Control |
| CHAPMAN, MAX, CARROL | I | MEMBER - INVESTMENTS (SERIES A AND COMMON UNITS) | A | Control |
| CHAPMAN, MAX, CARROLL | I | MEMBER - INVESTMENTS (SERIES A AND COMMON UNITS) | A | Control |
| CHAPMAN, MAX, CARROLL | I | MEMBER - INVESTMENTS (SERIES A AND COMMON UNITS) | A | Control |
| CHAPMAN, MAX, CARROLL | I | MEMBER - INVESTMENTS (SERIES A AND COMMON UNITS) | A | Control |
| CHAPMAN, MAX, CARROLL | I | MEMBER - INVESTMENTS (SERIES A AND COMMON UNITS) | A | Control |
| CHAPMAN, MAX, CARROLL | I | MEMBER - INVESTMENTS (SERIES A AND COMMON UNITS) | A | Control |
| CHAPMAN, MAX, CARROLL | I | MEMBER - INVESTMENTS (SERIES A AND COMMON UNITS) | A | Control |
| K WEALTH MANAGEMENT, LLC | DE | MEMBER, SERIES D UNITS | A | |
| K WEALTH MANAGEMENT, LLC | DE | MEMBER, SERIES A UNITS | A | Control |
| K WEALTH MANAGEMENT, LLC | DE | MEMBER, SERIES A UNITS | A | Control |
| K WEALTH MANAGEMENT, LLC | DE | MEMBER, SERIES D UNITS | A | |
| K WEALTH MANAGEMENT, LLC | DE | MEMBER, SERIES D UNITS | A | |
| K WEALTH MANAGEMENT, LLC | DE | MEMBER, SERIES A UNITS | A | Control |
| K WEALTH MANAGEMENT, LLC | DE | MEMBER, SERIES D UNITS | A | |
| K WEALTH MANAGEMENT, LLC | DE | MEMBER, SERIES A UNITS | A | Control |
| K WEALTH MANAGEMENT, LLC | DE | MEMBER, SERIES A UNITS | A | Control |
| K WEALTH MANAGEMENT, LLC | DE | MEMBER, SERIES A UNITS | A | Control |
| K WEALTH MANAGEMENT, LLC | DE | MEMBER, SERIES A UNITS | A | Control |
| K WEALTH MANAGEMENT, LLC | DE | MEMBER, SERIES A UNITS | A | Control |
| K WEALTH MANAGEMENT, LLC | DE | MEMBER, SERIES D UNITS | A | |
| K WEALTH MANAGEMENT, LLC | DE | MEMBER, SERIES D UNITS | A | |
| K WEALTH MANAGEMENT, LLC | DE | MEMBER, SERIES D UNITS | A | |
| K WEALTH MANAGEMENT, LLC | DE | MEMBER, SERIES D UNITS | A | |
| K WEALTH MANAGEMENT, LLC | DE | MEMBER, SERIES D UNITS | A | |
| K WEALTH MANAGEMENT, LLC | DE | MEMBER, SERIES D UNITS | A | |
| K WEALTH MANAGEMENT, LLC | DE | MEMBER, SERIES D UNITS | A | |
| K WEALTH MANAGEMENT, LLC | DE | MEMBER, SERIES D UNITS | A | |
| K WEALTH MANAGEMENT, LLC | DE | MEMBER, SERIES D UNITS | A | |
| K WEALTH MANAGEMENT, LLC | DE | MEMBER, SERIES D UNITS | A | |
| K WEALTH MANAGEMENT, LLC | DE | MEMBER, SERIES D UNITS | A | |
| LEBLANC, NORMAN, FRANCIS | I | MEMBER, CHIEF OPERATING OFFICER (SERIES B AND COMMON UNITS) | A | Control |
| LEBLANC, NORMAN, FRANCIS | I | MEMBER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER (SERIES B AND COMMON UNITS) | A | Control |
| LEBLANC, NORMAN, FRANCIS | I | MEMBER, CHIEF OPERATING OFFICER (SERIES B AND COMMON UNITS) | A | Control |
| LEBLANC, NORMAN, FRANCIS | I | MEMBER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER (SERIES B AND COMMON UNITS) | A | Control |
| LEBLANC, NORMAN, FRANCIS | I | MEMBER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER (SERIES B AND COMMON UNITS) | A | Control |
| LEBLANC, NORMAN, FRANCIS | I | MEMBER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER (SERIES B AND COMMON UNITS) | A | Control |
| LEBLANC, NORMAN, FRANCIS | I | MEMBER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER (SERIES B AND COMMON UNITS) | A | Control |
| LEBLANC, NORMAN, FRANCIS | I | MEMBER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER (SERIES B AND COMMON UNITS) | A | Control |
| MID OAKS INVESTMENTS, LLC | DE | MEMBER, SERIES A UNITS | A | Control |
| MID OAKS INVESTMENTS, LLC | DE | MEMBER, SERIES A UNITS | A | Control |
| MID OAKS INVESTMENTS, LLC | DE | MEMBER, SERIES A UNITS | A | Control |
| MID OAKS INVESTMENTS, LLC | DE | MEMBER, SERIES A UNITS | A | Control |
| MID OAKS INVESTMENTS, LLC | DE | MEMBER, SERIES A UNITS | A | Control |
| MID OAKS INVESTMENTS, LLC | DE | MEMBER, SERIES A UNITS | A | Control |
| MID OAKS INVESTMENTS, LLC | DE | MEMBER, SERIES A UNITS | A | Control |
| MID OAKS INVESTMENTS, LLC | DE | MEMBER, SERIES A UNITS | A | Control |
| PENSCO TRUST COMPANY CUST. FBO CHARLES BERNARD MCATEE IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO CHARLES BERNARD MCATEE IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO CHARLES BERNARD MCATEE IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO CHARLES BERNARD MCATEE IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO CHARLES BERNARD MCATEE IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO CHARLES BERNARD MCATEE IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO CHARLES BERNARD MCATEE IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO CHARLES BERNARD MCATEE IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO CHARLES BERNARD MCATEE IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO CHARLES BERNARD MCATEE IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO CHARLES BERNARD MCATEE IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO CHARLES BERNARD MCATEE IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO CHARLES BERNARD MCATEE IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO CHARLES BERNARD MCATEE IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO CHARLES BERNARD MCATEE IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO CHARLES BERNARD MCATEE IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO CHARLES BERNARD MCATEE IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO CHARLES BERNARD MCATEE IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO CHARLES BERNARD MCATEE IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO JOSEPH M FERNANDEZ IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO JOSEPH M FERNANDEZ IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO JOSEPH M FERNANDEZ IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO JOSEPH M FERNANDEZ IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO JOSEPH M FERNANDEZ IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO JOSEPH M FERNANDEZ IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO JOSEPH M FERNANDEZ IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO JOSEPH M FERNANDEZ IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO JOSEPH M FERNANDEZ IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO JOSEPH M FERNANDEZ IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO JOSEPH M FERNANDEZ IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO JOSEPH M FERNANDEZ IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO JOSEPH M FERNANDEZ IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO JOSEPH M FERNANDEZ IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO JOSEPH M FERNANDEZ IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO JOSEPH M FERNANDEZ IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO JOSEPH M FERNANDEZ IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO JOSEPH M FERNANDEZ IRA | DE | MEMBER, SERIES D UNITS | A | |
| PENSCO TRUST COMPANY CUST. FBO JOSEPH M FERNANDEZ IRA | DE | MEMBER, SERIES D UNITS | A | |
| POWERS, JAMES, ROLLIN | I | DIRECTOR OF INVESTMENT RESEARCH | A | Control |
| POWERS, JAMES, ROLLIN | I | DIRECTOR OF INVESTMENT RESEARCH | A | Control |
| SPOTTAIL LLC | DE | MEMBER, SERIES C UNIT HOLDER | A | |
| SPOTTAIL LLC | DE | MEMBER, SERIES C UNIT HOLDER | A | |
| THOMPSON, BENJAMIN, STEPHEN | I | PRESIDENT, CIO | A | Control |
| THOMPSON, BENJAMIN, STEPHEN | I | PRESIDENT, CIO | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WAYNE CLAUDE KOCOUREK | DE | MID OAKS INVESTMENTS, LLC | F | Control |
| WAYNE CLAUDE KOCOUREK | DE | MID OAKS INVESTMENTS, LLC | F | Control |
| WAYNE CLAUDE KOCOUREK | DE | MID OAKS INVESTMENTS, LLC | F | Control |
| WAYNE CLAUDE KOCOUREK | DE | MID OAKS INVESTMENTS, LLC | F | Control |
| WAYNE CLAUDE KOCOUREK | DE | MID OAKS INVESTMENTS, LLC | F | Control |
| WAYNE CLAUDE KOCOUREK | DE | MID OAKS INVESTMENTS, LLC | F | Control |
| WAYNE CLAUDE KOCOUREK | DE | MID OAKS INVESTMENTS, LLC | F | Control |
| WAYNE CLAUDE KOCOUREK | DE | MID OAKS INVESTMENTS, LLC | F | Control |
| DAVID WILLIAM SCHOENBERG | DE | MID OAKS INVESTMENTS, LLC | E | Control |
| DAVID WILLIAM SCHOENBERG | DE | MID OAKS INVESTMENTS, LLC | E | Control |
| DAVID WILLIAM SCHOENBERG | DE | MID OAKS INVESTMENTS, LLC | E | Control |
| DAVID WILLIAM SCHOENBERG | DE | MID OAKS INVESTMENTS, LLC | E | Control |
| DAVID WILLIAM SCHOENBERG | DE | MID OAKS INVESTMENTS, LLC | E | Control |
| DAVID WILLIAM SCHOENBERG | DE | MID OAKS INVESTMENTS, LLC | E | Control |
| DAVID WILLIAM SCHOENBERG | DE | MID OAKS INVESTMENTS, LLC | E | Control |
| DAVID WILLIAM SCHOENBERG | DE | MID OAKS INVESTMENTS, LLC | E | Control |
| FERNANDEZ, JOSEPH, M | I | PENSCO TRUST COMPANY CUSTODIAN FBO JOSEPH M FERNANDEZ IRA | E | Control |
| FERNANDEZ, JOSEPH, M | I | PENSCO TRUST COMPANY CUSTODIAN FBO JOSEPH M FERNANDEZ IRA | E | Control |
| FERNANDEZ, JOSEPH, M | I | PENSCO TRUST COMPANY CUSTODIAN FBO JOSEPH M FERNANDEZ IRA | E | Control |
| FERNANDEZ, JOSEPH, M | I | PENSCO TRUST COMPANY CUSTODIAN FBO JOSEPH M FERNANDEZ IRA | E | Control |
| FERNANDEZ, JOSEPH, M | I | PENSCO TRUST COMPANY CUSTODIAN FBO JOSEPH M FERNANDEZ IRA | E | Control |
| FERNANDEZ, JOSEPH, M | I | PENSCO TRUST COMPANY CUSTODIAN FBO JOSEPH M FERNANDEZ IRA | E | Control |
| FERNANDEZ, JOSEPH, M | I | PENSCO TRUST COMPANY CUSTODIAN FBO JOSEPH M FERNANDEZ IRA | E | Control |
| FERNANDEZ, JOSEPH, M | I | PENSCO TRUST COMPANY CUSTODIAN FBO JOSEPH M FERNANDEZ IRA | E | Control |
| FERNANDEZ, JOSEPH, M | I | PENSCO TRUST COMPANY CUSTODIAN FBO JOSEPH M FERNANDEZ IRA | E | Control |
| FERNANDEZ, JOSEPH, M | I | PENSCO TRUST COMPANY CUSTODIAN FBO JOSEPH M FERNANDEZ IRA | E | Control |
| FERNANDEZ, JOSEPH, M | I | PENSCO TRUST COMPANY CUSTODIAN FBO JOSEPH M FERNANDEZ IRA | E | Control |
| FERNANDEZ, JOSEPH, M | I | PENSCO TRUST COMPANY CUSTODIAN FBO JOSEPH M FERNANDEZ IRA | E | Control |
| FERNANDEZ, JOSEPH, M | I | PENSCO TRUST COMPANY CUSTODIAN FBO JOSEPH M FERNANDEZ IRA | E | Control |
| FERNANDEZ, JOSEPH, M | I | PENSCO TRUST COMPANY CUSTODIAN FBO JOSEPH M FERNANDEZ IRA | E | Control |
| FERNANDEZ, JOSEPH, M | I | PENSCO TRUST COMPANY CUSTODIAN FBO JOSEPH M FERNANDEZ IRA | E | Control |
| FERNANDEZ, JOSEPH, M | I | PENSCO TRUST COMPANY CUSTODIAN FBO JOSEPH M FERNANDEZ IRA | E | Control |
| FERNANDEZ, JOSEPH, M | I | PENSCO TRUST COMPANY CUSTODIAN FBO JOSEPH M FERNANDEZ IRA | E | Control |
| FERNANDEZ, JOSEPH, M | I | PENSCO TRUST COMPANY CUSTODIAN FBO JOSEPH M FERNANDEZ IRA | E | Control |
| HART, ANDREW, DIMMITT | I | ALPHA 27, LLC | E | |
| MCATEE, CHARLES, BERNARD | I | PENSCO TRUST COMPANY CUSTODIAN FBO CHARLES BERNARD MCATEE IRA | E | Control |
| MCATEE, CHARLES, BERNARD | I | PENSCO TRUST COMPANY CUSTODIAN FBO CHARLES BERNARD MCATEE IRA | E | Control |
| MCATEE, CHARLES, BERNARD | I | PENSCO TRUST COMPANY CUSTODIAN FBO CHARLES BERNARD MCATEE IRA | E | Control |
| MCATEE, CHARLES, BERNARD | I | PENSCO TRUST COMPANY CUSTODIAN FBO CHARLES BERNARD MCATEE IRA | E | Control |
| MCATEE, CHARLES, BERNARD | I | PENSCO TRUST COMPANY CUSTODIAN FBO CHARLES BERNARD MCATEE IRA | E | Control |
| MCATEE, CHARLES, BERNARD | I | PENSCO TRUST COMPANY CUSTODIAN FBO CHARLES BERNARD MCATEE IRA | E | Control |
| MCATEE, CHARLES, BERNARD | I | PENSCO TRUST COMPANY CUSTODIAN FBO CHARLES BERNARD MCATEE IRA | E | Control |
| MCATEE, CHARLES, BERNARD | I | PENSCO TRUST COMPANY CUSTODIAN FBO CHARLES BERNARD MCATEE IRA | E | Control |
| MCATEE, CHARLES, BERNARD | I | PENSCO TRUST COMPANY CUSTODIAN FBO CHARLES BERNARD MCATEE IRA | E | Control |
| MCATEE, CHARLES, BERNARD | I | PENSCO TRUST COMPANY CUSTODIAN FBO CHARLES BERNARD MCATEE IRA | E | Control |
| MCATEE, CHARLES, BERNARD | I | PENSCO TRUST COMPANY CUSTODIAN FBO CHARLES BERNARD MCATEE IRA | E | Control |
| MCATEE, CHARLES, BERNARD | I | PENSCO TRUST COMPANY CUSTODIAN FBO CHARLES BERNARD MCATEE IRA | E | Control |
| MCATEE, CHARLES, BERNARD | I | PENSCO TRUST COMPANY CUSTODIAN FBO CHARLES BERNARD MCATEE IRA | E | Control |
| MCATEE, CHARLES, BERNARD | I | PENSCO TRUST COMPANY CUSTODIAN FBO CHARLES BERNARD MCATEE IRA | E | Control |
| MCATEE, CHARLES, BERNARD | I | PENSCO TRUST COMPANY CUSTODIAN FBO CHARLES BERNARD MCATEE IRA | E | Control |
| MCATEE, CHARLES, BERNARD | I | PENSCO TRUST COMPANY CUSTODIAN FBO CHARLES BERNARD MCATEE IRA | E | Control |
| MCATEE, CHARLES, BERNARD | I | PENSCO TRUST COMPANY CUSTODIAN FBO CHARLES BERNARD MCATEE IRA | E | Control |
| MCATEE, CHARLES, BERNARD | I | PENSCO TRUST COMPANY CUSTODIAN FBO CHARLES BERNARD MCATEE IRA | E | Control |
| PALLOTTA, JAMES | I | RAPTOR HOLDCO, LLC | E | |
| PALLOTTA, JAMES | I | RAPTOR HOLDCO, LLC | E | |
| PALLOTTA, JAMES | I | RAPTOR HOLDCO, LLC | E | |
| PALLOTTA, JAMES | I | RAPTOR HOLDCO, LLC | E | |
| PALLOTTA, JAMES | I | RAPTOR HOLDCO, LLC | E | |
| PALLOTTA, JAMES | I | RAPTOR HOLDCO, LLC | E | |
| PALLOTTA, JAMES | I | RAPTOR HOLDCO, LLC | E | |
| PALLOTTA, JAMES | I | RAPTOR HOLDCO, LLC | E | |
| PALLOTTA, JAMES | I | RAPTOR HOLDCO, LLC | E | |
| PALLOTTA, JAMES | I | RAPTOR HOLDCO, LLC | E | |
| PALLOTTA, JAMES | I | RAPTOR HOLDCO, LLC | E | |
| PALLOTTA, JAMES | I | RAPTOR HOLDCO, LLC | E | |
| PALLOTTA, JAMES | I | RAPTOR HOLDCO, LLC | E | |
| PALLOTTA, JAMES | I | RAPTOR HOLDCO, LLC | E | |
| PALLOTTA, JAMES | I | RAPTOR HOLDCO, LLC | E | |
| THOMPSON, BENJAMIN, STEPHEN | I | SPOTTAIL LLC | E |
Registrations
Federal
IA
Mar 25, 2025 REGISTERED
Notice Filings (4)
CA NC SC TX
Address
101 GLEN LENNOX DRIVESUITE 150
CHAPEL HILL, NC 27517-8834
United States
Phone: 919-932-8400