CONCERT ADVISOR SOLUTIONS, INC
Legal name: CONCERT ADVISORS
CRD #159993 SEC #801-72959 SAN JOSE, CA 408-856-6224
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
--
Clients
0
Accounts
0
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Oct 3, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LUNA, ELIZABETH, NMN | I | VICE PRESIDENT | NA | Control |
| LUNA, ELIZABETH, NMN | I | EXECUTIVE VICE PRESIDENT, CO-CEO, CFO | NA | Control |
| LUNA, ELIZABETH, NMN | I | VICE PRESIDENT | NA | Control |
| LUNA, ELIZABETH, NMN | I | VICE PRESIDENT | NA | Control |
| LUNA, ELIZABETH, NMN | I | VICE PRESIDENT | NA | Control |
| LUNA, ELIZABETH, NMN | I | VICE PRESIDENT | NA | Control |
| LUNA, ELIZABETH, NMN | I | VICE PRESIDENT | NA | Control |
| LUNA, ELIZABETH, NMN | I | VICE PRESIDENT | NA | Control |
| LUNA, ELIZABETH, NMN | I | EXECUTIVE VICE PRESIDENT, CO-CEO, CFO | NA | Control |
| LUNA, ELIZABETH, NMN | I | VICE PRESIDENT | NA | Control |
| LUNA, ELIZABETH, NMN | I | VICE PRESIDENT | NA | Control |
| LUNA, ELIZABETH, NMN | I | VICE PRESIDENT | NA | Control |
| LUNA, ELIZABETH, NMN | I | VICE PRESIDENT | NA | Control |
| LUNA, FELIPE, AMOR | I | CEO | NA | Control |
| LUNA, FELIPE, AMOR | I | CO-CEO | NA | Control |
| LUNA, FELIPE, AMOR | I | CEO | NA | Control |
| LUNA, FELIPE, AMOR | I | PRESIDENT | NA | Control |
| LUNA, FELIPE, AMOR | I | PRESIDENT | NA | Control |
| LUNA, FELIPE, AMOR | I | PRESIDENT | NA | Control |
| LUNA, FELIPE, AMOR | I | CEO | NA | Control |
| LUNA, FELIPE, AMOR | I | CEO | NA | Control |
| LUNA, FELIPE, AMOR | I | CO-CEO | NA | Control |
| LUNA, FELIPE, AMOR | I | CEO | NA | Control |
| LUNA, FELIPE, AMOR | I | CEO | NA | Control |
| LUNA, FELIPE, AMOR | I | PRESIDENT | NA | Control |
| LUNA, FELIPE, AMOR | I | CEO | NA | Control |
| NAVARRA, DENNIS, BRUCE | I | CHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER | NA | Control |
| NAVARRA, DENNIS, BRUCE | I | CHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER | NA | Control |
| NAVARRA, DENNIS, BRUCE | I | CHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER | NA | Control |
| NAVARRA, DENNIS, BRUCE | I | CHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER | NA | Control |
| NAVARRA, DENNIS, BRUCE | I | CHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER | NA | Control |
| NAVARRA, DENNIS, BRUCE | I | CHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER | NA | Control |
| NAVARRA, DENNIS, BRUCE | I | CHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER | NA | Control |
| NAVARRA, DENNIS, BRUCE | I | CHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER | NA | Control |
| NAVARRA, DENNIS, BRUCE | I | CHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER | NA | Control |
| NAVARRA, DENNIS, BRUCE | I | CHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER | NA | Control |
| NAVARRA, DENNIS, BRUCE | I | CHIEF OPERATING OFFICER / CHIEF FINANCIAL OFFICER | NA | Control |
| TABOR, DOUGLAS, WILLIAM | I | PRESIDENT | NA | |
| TABOR, DOUGLAS, WILLIAM | I | PRESIDENT | NA | |
| TABOR, DOUGLAS, WILLIAM | I | PRESIDENT | NA | |
| TABOR, DOUGLAS, WILLIAM | I | PRESIDENT | NA | |
| TABOR, DOUGLAS, WILLIAM | I | PRESIDENT | NA | |
| TABOR, DOUGLAS, WILLIAM | I | PRESIDENT | NA | |
| TABOR, DOUGLAS, WILLIAM | I | PRESIDENT | NA | |
| TABOR, DOUGLAS, WILLIAM | I | PRESIDENT | NA | |
| TABOR, DOUGLAS, WILLIAM | I | PRESIDENT | NA | |
| THORN, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THORN, JAMES, MARTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THORN, JAMES, MARTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THORN, JAMES, MARTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THORN, JAMES, MARTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THORN, JAMES, MARTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THORN, JAMES, MARTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THORN, JAMES, MARTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THORN, JAMES, MARTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THORN, JAMES, MARTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THORN, JAMES, MARTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THORN, JAMES, MARTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THORN, JAMES, MARTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CONCERT GLOBAL GROUP LTD | DE | PARENT COMPANY | E | Control |
| CONCERT GLOBAL GROUP LTD | DE | PARENT COMPANY | E | Control |
| CONCERT GLOBAL GROUP LTD | DE | PARENT COMPANY | E | Control |
| CONCERT GLOBAL GROUP LTD | DE | PARENT COMPANY | E | Control |
| CONCERT GLOBAL GROUP LTD | DE | PARENT COMPANY | E | Control |
| CONCERT GLOBAL GROUP LTD | DE | PARENT COMPANY | E | Control |
| CONCERT GLOBAL GROUP LTD | DE | PARENT COMPANY | E | Control |
| CONCERT GLOBAL GROUP LTD | DE | PARENT COMPANY | E | Control |
| CONCERT GLOBAL GROUP LTD | DE | PARENT COMPANY | E | Control |
| CONCERT GLOBAL GROUP LTD | DE | PARENT COMPANY | E | Control |
| CONCERT GLOBAL GROUP LTD | DE | PARENT COMPANY | E | Control |
| CONCERT GLOBAL GROUP LTD | DE | PARENT COMPANY | E | Control |
| CONCERT GLOBAL GROUP LTD | DE | PARENT COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| THE LUNA TRUST | DE | CONCERT GLOBAL GROUP LTD. | D | Control |
| THE LUNA TRUST | DE | CONCERT GLOBAL GROUP LTD. | D | Control |
| THE LUNA TRUST | DE | CONCERT GLOBAL GROUP LTD. | D | Control |
| THE LUNA TRUST | DE | CONCERT GLOBAL GROUP LTD. | D | Control |
| THE LUNA TRUST | DE | CONCERT GLOBAL GROUP LTD. | D | Control |
| THE LUNA TRUST | DE | CONCERT GLOBAL GROUP LTD. | D | Control |
| THE LUNA TRUST | DE | CONCERT GLOBAL GROUP LTD. | D | Control |
| THE LUNA TRUST | DE | CONCERT GLOBAL GROUP LTD. | D | Control |
| THE LUNA TRUST | DE | CONCERT GLOBAL GROUP LTD. | D | Control |
| THE LUNA TRUST | DE | CONCERT GLOBAL GROUP LTD. | D | Control |
| THE LUNA TRUST | DE | CONCERT GLOBAL GROUP LTD. | D | Control |
| THE LUNA TRUST | DE | CONCERT GLOBAL GROUP LTD. | D | Control |
| THE LUNA TRUST | DE | CONCERT GLOBAL GROUP LTD. | D | Control |
| LUNA, ELIZABETH, NMN | I | TRUSTEE OF THE LUNA TRUST, WHICH IS THE MAJORITY SHAREHOLDER OF THE PARENT COMPANY: CONCERT GLOBAL GROUP LTD. | C | Control |
| LUNA, ELIZABETH, NMN | I | TRUSTEE OF THE LUNA TRUST, WHICH IS THE MAJORITY SHAREHOLDER OF THE PARENT COMPANY: CONCERT GLOBAL GROUP LTD. | C | Control |
| LUNA, ELIZABETH, NMN | I | TRUSTEE OF THE LUNA TRUST, WHICH IS THE MAJORITY SHAREHOLDER OF THE PARENT COMPANY: CONCERT GLOBAL GROUP LTD. | C | Control |
| LUNA, ELIZABETH, NMN | I | TRUSTEE OF THE LUNA TRUST, WHICH IS THE MAJORITY SHAREHOLDER OF THE PARENT COMPANY: CONCERT GLOBAL GROUP LTD. | C | Control |
| LUNA, ELIZABETH, NMN | I | TRUSTEE OF THE LUNA TRUST, WHICH IS THE MAJORITY SHAREHOLDER OF THE PARENT COMPANY: CONCERT GLOBAL GROUP LTD. | C | Control |
| LUNA, ELIZABETH, NMN | I | TRUSTEE OF THE LUNA TRUST, WHICH IS THE MAJORITY SHAREHOLDER OF THE PARENT COMPANY: CONCERT GLOBAL GROUP LTD. | C | Control |
| LUNA, ELIZABETH, NMN | I | TRUSTEE OF THE LUNA TRUST, WHICH IS THE MAJORITY SHAREHOLDER OF THE PARENT COMPANY: CONCERT GLOBAL GROUP LTD. | C | Control |
| LUNA, ELIZABETH, NMN | I | TRUSTEE OF THE LUNA TRUST, WHICH IS THE MAJORITY SHAREHOLDER OF THE PARENT COMPANY: CONCERT GLOBAL GROUP LTD. | C | Control |
| LUNA, ELIZABETH, NMN | I | TRUSTEE OF THE LUNA TRUST, WHICH IS THE MAJORITY SHAREHOLDER OF THE PARENT COMPANY: CONCERT GLOBAL GROUP LTD. | C | Control |
| LUNA, ELIZABETH, NMN | I | TRUSTEE OF THE LUNA TRUST, WHICH IS THE MAJORITY SHAREHOLDER OF THE PARENT COMPANY: CONCERT GLOBAL GROUP LTD. | C | Control |
| LUNA, ELIZABETH, NMN | I | TRUSTEE OF THE LUNA TRUST, WHICH IS THE MAJORITY SHAREHOLDER OF THE PARENT COMPANY: CONCERT GLOBAL GROUP LTD. | C | Control |
| LUNA, ELIZABETH, NMN | I | TRUSTEE OF THE LUNA TRUST, WHICH IS THE MAJORITY SHAREHOLDER OF THE PARENT COMPANY: CONCERT GLOBAL GROUP LTD. | C | Control |
| LUNA, ELIZABETH, NMN | I | TRUSTEE OF THE LUNA TRUST, WHICH IS THE MAJORITY SHAREHOLDER OF THE PARENT COMPANY: CONCERT GLOBAL GROUP LTD. | C | Control |
| LUNA, FELIPE, AMOR | I | TRUSTEE OF THE LUNA TRUST, THE MAJORITY SHAREHOLDER OF THE PARENT COMPANY: CONCERT GLOBAL GROUP LTD. | C | Control |
| LUNA, FELIPE, AMOR | I | TRUSTEE OF THE LUNA TRUST, THE MAJORITY SHAREHOLDER OF THE PARENT COMPANY: CONCERT GLOBAL GROUP LTD. | C | Control |
| LUNA, FELIPE, AMOR | I | TRUSTEE OF THE LUNA TRUST, THE MAJORITY SHAREHOLDER OF THE PARENT COMPANY: CONCERT GLOBAL GROUP LTD. | C | Control |
| LUNA, FELIPE, AMOR | I | TRUSTEE OF THE LUNA TRUST, THE MAJORITY SHAREHOLDER OF THE PARENT COMPANY: CONCERT GLOBAL GROUP LTD. | C | Control |
| LUNA, FELIPE, AMOR | I | TRUSTEE OF THE LUNA TRUST, THE MAJORITY SHAREHOLDER OF THE PARENT COMPANY: CONCERT GLOBAL GROUP LTD. | C | Control |
| LUNA, FELIPE, AMOR | I | TRUSTEE OF THE LUNA TRUST, THE MAJORITY SHAREHOLDER OF THE PARENT COMPANY: CONCERT GLOBAL GROUP LTD. | C | Control |
| LUNA, FELIPE, AMOR | I | TRUSTEE OF THE LUNA TRUST, THE MAJORITY SHAREHOLDER OF THE PARENT COMPANY: CONCERT GLOBAL GROUP LTD. | C | Control |
| LUNA, FELIPE, AMOR | I | TRUSTEE OF THE LUNA TRUST, THE MAJORITY SHAREHOLDER OF THE PARENT COMPANY: CONCERT GLOBAL GROUP LTD. | C | Control |
| LUNA, FELIPE, AMOR | I | TRUSTEE OF THE LUNA TRUST, THE MAJORITY SHAREHOLDER OF THE PARENT COMPANY: CONCERT GLOBAL GROUP LTD. | C | Control |
| LUNA, FELIPE, AMOR | I | TRUSTEE OF THE LUNA TRUST, THE MAJORITY SHAREHOLDER OF THE PARENT COMPANY: CONCERT GLOBAL GROUP LTD. | C | Control |
| LUNA, FELIPE, AMOR | I | TRUSTEE OF THE LUNA TRUST, THE MAJORITY SHAREHOLDER OF THE PARENT COMPANY: CONCERT GLOBAL GROUP LTD. | C | Control |
| LUNA, FELIPE, AMOR | I | TRUSTEE OF THE LUNA TRUST, THE MAJORITY SHAREHOLDER OF THE PARENT COMPANY: CONCERT GLOBAL GROUP LTD. | C | Control |
| LUNA, FELIPE, AMOR | I | TRUSTEE OF THE LUNA TRUST, THE MAJORITY SHAREHOLDER OF THE PARENT COMPANY: CONCERT GLOBAL GROUP LTD. | C | Control |
Registrations
Federal
IA
Oct 3, 2012 REGISTERED
Notice Filings (5)
CA FL MN TN WA
Address
1900 THE ALAMEDASUITE 300
SAN JOSE, CA 95126
United States
Phone: 408-856-6224