ARTIS ADVISORS, LLC
Legal name: ARTIS ADVISORS
CRD #159997 SEC #801-73062 BOSTON, MA 617-531-3100
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
--
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 16, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARISTIZABAL, GUSTAVO, ADOLFO | I | DIRECTOR OF RESEARCH | NA | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | DIRECTOR OF RESEARCH | NA | Control |
| ARISTIZABAL, GUSTAVO, ADOLFO | I | DIRECTOR OF RESEARCH | NA | Control |
| GERMANI, BRIAN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GERMANI, BRIAN, C. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JACOBSON, TIMOTHY, RUSSELL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MARTINS, PAUL, GEORGE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PICCIOTTO, SARO, JOSEPH | I | MANAGER AND CEO | NA | Control |
| PICCIOTTO, SARO, JOSEPH | I | MANAGER AND CEO | NA | Control |
| PICCIOTTO, SARO, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| PICCIOTTO, SARO, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PICCIOTTO, SARO, JOSEPH | I | MANAGING DIRECTOR AND CCO | NA | Control |
| PICCIOTTO, SARO, JOSEPH | I | MANAGING DIRECTOR AND CCO | NA | Control |
| PICCIOTTO, SARO, JOSEPH | I | MANAGING DIRECTOR AND CCO | NA | Control |
| ZACK, RICHARD, LEWIS | I | CHIEF RISK OFFICER | NA | Control |
| RISTA, INC. | DE | SOLE MEMBER/OWNER | E | Control |
| RISTA, INC. | DE | SOLE MEMBER/OWNER | E | Control |
| RISTA, INC. | DE | SOLE MEMBER/OWNER | E | Control |
| WAINWRIGHT INVESTMENT COUNSEL LLC | DE | OWNER | E | Control |
| WAINWRIGHT INVESTMENT COUNSEL LLC | DE | OWNER | E | Control |
| WAINWRIGHT INVESTMENT COUNSEL LLC | DE | OWNER | E | Control |
| WAINWRIGHT INVESTMENT COUNSEL LLC | DE | OWNER | E | Control |
| BARRETT, STEPHEN, DALTON | I | BOARD OF MANAGERS | B | |
| BERTONAZZI, ERIC, PAUL | I | PRESIDENT | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| OLDS, THOMAS, LEGRANDE | I | RISTA, INC. | F | Control |
| HOTOVEC, STEVEN, DAVID | I | RISTA, INC. | C | |
| HOTOVEC, STEVEN, DAVID | I | RISTA, INC. | C | Control |
| HOTOVEC, STEVEN, DAVID | I | RISTA, INC. | C | Control |
| ROGERS, MARK, H | I | RISTA, INC. | C | |
| ROGERS, MARK, H | I | RISTA, INC. | C | Control |
| ROGERS, MARK, H | I | RISTA, INC. | C | Control |
Registrations
Federal
IA
May 16, 2012 REGISTERED
Notice Filings (2)
CA MA
Address
ONE BOSTON PLACE41ST FLOOR
BOSTON, MA 02108
United States
Phone: 617-531-3100